On Not Hating the Body

    Mr Leopold Bloom ate with relish the inner organs of beasts and fowls. He liked thick giblet soup, nutty gizzards, a stuffed roast heart, liverslices fried with crustcrumbs, fried hencods’ roes. Most of all he liked grilled mutton kidneys which gave to his palate a fine tang of faintly scented urine.

    …The cat walked stiffly round a leg of the table with tail on high.

    —Mkgnao!

    … Mr Bloom watched curiously, kindly, the lithe black form.

                        JAMES JOYCE, ULYSSES

    Human beings, unlike all the other animals, hate animal bodies, especially their own. Not all human beings, not all the time. Leopold Bloom, pleased by the taste of urine, and, later, by the smell of his own shit rising up to his nostrils in the outhouse (“He read on, pleased by his own rising smell”), is a rare and significant exception, to whom I shall return. But most people’s daily lives are dominated by arts of concealing embodiment and its signs. The first of those disguises is, of course, clothing. But also deodorant, mouthwash, nose-hair clipping, waxing, perfume, dieting, cosmetic surgery — the list goes on and on. In 1732, in his poem “The Lady’s Dressing Room,” Jonathan Swift imagines a lover who believes his beloved to be some sort of angelic sprite, above mere bodily things. Now he is allowed into her empty boudoir. There he discovers all sorts of disgusting remnants: sweaty laundry; combs containing “A paste of composition rare, Sweat, dandruff, powder, lead, and hair”; a basin containing “the scrapings of her teeth and gums”; towels soiled with dirt, sweat, and earwax; snotty handkerchiefs; stockings exuding the perfume of “stinking toes”; tweezers to remove chin-hairs; and at last underwear bearing the unmistakable marks and smells of excrement. “Disgusted Strephon stole away/Repeating in his amorous fits,/Oh! Celia, Ceila, Celia shits!”

    And, to continue with Swift, there was poor Gulliver. The beautiful and clean horse-like Houyhnhms believe that Gulliver’s clothes are him, and that he is as clean as they are — until they realize one day that the clothes come off, and beneath them he is just another smelly Yahoo. Returning to his home, Gulliver is henceforth unable to tolerate the physical presence of his wife and family.

    How crazy this seems, when presented in fiction. One cannot imagine sensible elephants or horses or dolphins shunning others of their kind on discovering that they are, respectively, elephants, horses, and dolphins, with the bodies appropriate for each. And yet — although Swift is an extreme case — this disgust with the body, this anti-corporeal campaign, is a part of the daily lives of most of us, and it is deeply embedded in Western culture and intellectual life. (Not only Western, but that is what I know something about.)

    Consider the elaborate flight stratagem of Western metaphysics, where body-hatred reigned supreme (though not uncontested) for about two millennia. One might have thought that the obvious theoretical position was in the vicinity of Aristotle’s: we are animate bodies, and the soul is the living organization of our matter. And yet what amazing contortions others, and even Aristotle himself, have gone through to deny the idea that we are essentially enmattered.

    To hate the body, it helps to imagine its opposite. It turns out that the incorporeal was a concept that took a very long time to be invented. Homer says that Achilles’ anger “cast many strong souls into Hades, and left the men themselves to be prey for dogs and a feast to birds.” So the body is the person; and even the psuchê is clearly something physical, albeit insubstantial and needing to drink blood in Hades in order to regain its wits. So when did Western philosophy come up with the idea that there is something about us that is totally incorporeal, and that we essentially are that immaterial super-something?

    I pause to celebrate a paradigm of classical scholarship, Robert Renahan’s essay, from 1980, “On the Greek Origins of the Concepts Incorporeality and Immateriality.” Renahan begins by observing that more or less all previous scholars take the concept of incorporeality as obvious and therefore assume that the Greeks found it obvious, too. They therefore retroject it into texts where it does not exist. With painstaking and often withering scrutiny Renahan rebuts them, finding no solid evidence of the concept of the incorporeal — until we get to Plato. (Asomatos, the word often used later on for the incorporeal, could mean, even as late as Aristotle, simply “less dense.”) “For almost two thousand years,” he concludes, “the concepts of incorporeality and immateriality were central in much Western philosophical and theological speculation on such problems as the nature of God, Soul, Intellect. When all is said and done, it must be recognized that one man was responsible for the creation of an ontology which culminates in incorporeal Being as the truest and highest reality. That man was Plato.”

    Plato, he argues convincingly, discovered the idea. Discovered, he says; not invented. For the odd thing about this marvelous article is that Renahan himself, educated at Boston College, a Jesuit University, and on the faculty there for many years, is so convinced of the idea’s obviousness that the way he puts his question is, What barriers were there in the Greek mind that prevented them from attaining, for so many centuries, an obvious metaphysical idea that must be the hallmark of any high culture? He, too, shares the preference for incorporeality. I remember reading this article for the first time while waiting for my daughter at a children’s dance class and thinking: it certainly is not obvious to me. (One reason that women have been so persistently ranked beneath men is surely their failure, as they occupy themselves with childbirth and body care, to attain the obvious idea.)

    For Plato, the incorporeal was intelligent, lofty, lovable, and pure; and the body was stupid, base, disgusting, and impure, a prison for the soul. For many centuries, Platonism ruled the Western world, and in some ways it still does. Even Aristotle was Plato’s pupil in this regard: he made a secure place for the incorporeal, since intellect, alone of our capacities, he said Platonically, has no bodily realization.

    And yet the anti-body metaphysicians were never willing to give up on bodies altogether. Even though Renahan finds the idea of incorporeality so excellent that it is the mark of any truly advanced thought, his Catholic forebears, lining up with Aristotle, did not feel totally satisfied by what this idea could accomplish for them as they tried to explain the world. Bodies seemed so useful for getting around and doing things. Aquinas, Aristotelian at his core, concluded that disembodied souls, necessarily lacking the (bodily) faculty of imaginative perception, or phantasia, would have only a “confused cognition” — until the resurrection of the body restored their wits.

    And what should we make of the bizarre metaphysical idea of bodily resurrection, which apparently sensible Christians (and traditional Jews too) have firmly held for centuries, fully literally, and which gave rise to countless convoluted philosophical debates about whether corpses decay while waiting around for that glorious day? And, since they surely must decay, how exactly would they be reassembled at the right time? And if they decay and smell, as they inexorably do, does that mean that human life is of no worth? (This was Alyosha Karamazov’s problem.)

    And speaking of Dostoyevsky, I cannot mention bodily resurrection without making mention of Nikolai Fyodorov (1829-1903), the Russian Orthodox Christian philosopher and friend of both Dostoyevsky and Tolstoy. Fyodorov insisted that it is our central duty, as human beings, our Common Cause, to promote the bodily resurrection of everyone who has ever lived, since only this would guarantee eternal life for all. He had complicated ideas about how this might be arranged scientifically through a process akin to cloning; but he also realized that this would cause the world a huge population problem. He therefore spoke ambitiously about space travel, and is thought to have been a major influence, indirectly, on the genesis of the Soviet space program.

    Back, however, to Greco-Roman antiquity: everything in the history of philosophy is always so much more complicated than a brief summary makes one think. Even Plato himself wavered in his hostility to the body, as the Phaedrus shows — ascribing intense bodily delight to the best people, although they conceded to body-hatred by forgoing sexual intercourse. And while Platonic ideas remained in many ways dominant, Epicureans and Stoics rebelled against Platonism more radically than Aquinas did later, insisting that all real things are matter (or matter and the void, in the case of Epicurus). Epicurus rudely dismissed Plato: “I have spat upon the Beautiful, and all those who gave on it in an empty fashion.” Stoics, more refined, differed politely, and managed to exert considerable influence over the development of Christian thought. Christian thinkers even appropriated the arcane Stoic ideas of material interpenetration and total mixture to explain how Christ’s divine and human natures were unified. Much later Milton used the same idea to explain how angels had sex: by total interpenetration with one another. In their sexual unions, so unlike us, “Obstacle find none/of membrane, joint, or limb, exclusive bars;/ Easier than air with air, if Spirits embrace/Total they mix.” Make no mistake, this delightful daydream is an anti-Platonist physicalist fantasy, with no place for the incorporeal, at least in the angelic realm.

    Christian ideas are enormously varied. Some schools, such as the Aristotelianism of Aquinas, think of the body as an avenue to the spirit, and do not repudiate it utterly, though they think it must be transcended. (The dogma of the Incarnation always supplies pressure against total repudiation.) Other, harsher thinkers hold that it is simply a Platonic prison and must be utterly rejected. Even in the former group, however, there lurks a tendency to disgust and body-hatred, which often surfaces in a vile misogyny. After all, it was a Jesuit, trained in medieval Aristotelian scholasticism, who delivered to Stephen Dedalus and the rest of his audience of adolescent boys what may be the most chilling sermon on the evils of the body that has ever been given, and from which hardly anyone who took its ideas seriously could ever fully recover to lead a healthy sexual life.

    By now, I think, most people, Christian or not, do not make incorporeality a part of their daily conceptual lives. To judge from the huge popularity of near-death experiences as putative evidence of an afterlife, the typical believer’s afterlife is highly physical, characterized by very intense sights, sounds, and emotions — culminating, it is hoped, in a joyful physical reunion with loved ones. And yet, even if in our secular and materialist culture the prestige of the incorporeal has died, body-hatred lives on. We are all closet Platonists, as recent research about disgust reveals.

    For a very long time, the topic of disgust was thought to be so base, so unworthy of science, that no scientific research was done on it. This all changed, beginning in the 1990s, with the pathbreaking work of Paul Rozin, with various collaborators. His experiments were so imaginative and probing that they established conclusively that disgust is not just a bodily reflex, but also has a complicated cognitive content. The key thought in disgust is a shrinking from contamination, and the key contaminants are what he calls “animal reminders” — oozy sticky things that resemble or actually are elements of our own animality.

    Rozin’s term is not perfect, because animals have many traits, such as beauty, skill, strength, and speed, which humans do not find disgusting, nor do we find those aspects of ourselves disgusting, even when we notice that in these ways we resemble other animals. The characteristic triggers of disgust are the Swiftean properties: bad smell, sliminess, decay. And the objects that typically disgust people are the Swiftean signs of mortal embodiment: feces, urine, sweat, menstrual fluids, snot, and of course the corpse. These are the things that Platonists most abhor. They are signs, all, of mortality and decay. Most people have at least some self-disgust, and endeavor mightily to conceal or temporarily to remove those aspects of themselves — in vain, as Celia was no doubt to learn in short order.

    Disgust is learned: it is not present in infants until the time of toilet training. But it is ubiquitous, and very likely it has to some extent an evolutionary utility. This is the first level of disgust, what I call primary object disgust. In and of itself this revulsion already does harm, because self-hatred always does harm, and it is even worse when it leads to a recoil from close contact with others.

    But there is worse to come. In all known societies, with or without Plato, there is a second level, what I call projective disgust, in which properties of disgust are projected onto a social group that is stereotyped as the animal in opposition to the dominant group’s pure soulness. They are said to be dirty, to smell bad. One must not share water or food with them, or, heaven forbid, have sex with them — or at least not without punishing them for it afterwards. Sometimes the subordinated group is a racial minority, sometimes a “deviant” sexual group, sometimes people with disabilities, sometimes aging people, sometimes just women, who always seem to represent the body to aspiring males by contrast to the intellect and the spirit. I once directed a cross-cultural project with a group of scholars in India, and while we found fascinating nuances of difference (between, for example, the role of disgust in the caste hierarchy and its role in racism against African-Americans), the underlying reality was basically the same. An elite constructs a group that constitutes its surrogate body, in order to keep spirit all to itself, and the surrogate body is regarded as repugnant and punished severely for being an “animal reminder” to the creatures of spirit.

    Projective disgust is ubiquitous, but it is socially transmitted, and it can be resisted.

    I propose five reasons to resist the hatred of the body.

    It is the only thing there is. It is real, and the immaterial is, well, immaterial. As Whitman said, insofar as there are souls, the body is the soul.

    To say this one need not be a reductive materialist. One may still insist, as have many philosophers from Aristotle to Hilary Putnam, that the most elegant, simple, and predictively valuable explanations follow the level of form and structure rather than the level of ultimate material composition. Still, the forms are always somehow enmattered, and the fact of material embodiment is critical to their functional capacity.

    You cannot find your way around without one. Aquinas’ point about the separated souls can be extended to life in general. The body is our link with the world. For this reason, imagining yourself as essentially an incorporeal soul is imagining yourself as impotent.

    There are plenty of philosophical theories of how an incorporeal soul might direct the body — some of them deliberately crude (which Gilbert Ryle famously mocked as “the ghost in the machine”), some seemingly sophisticated (Descartes’s two essences communicating through the pineal gland). But if ever the sophisticated ones were once convincing, they are utterly unconvincing today.

    Insofar as evil and baseness exist, they come not from the body (as dualists imagine), but from the soul. Who is in Dante’s Hell? Not bodies, peacefully decaying, but souls. It is souls that have evil intentions, that betray, that commit murder and torture and genocide. Kant, speaking about his idea of “radical evil” — evil that antecedes all cultural teaching — quickly observed that of course it does not come from the body but from the will.

    Bodies are the seats of beauty and delight. Even the chaste Aquinas defines beauty as necessarily bodily. Pulchrum est quod visum placet: the beautiful is that which, being seen, pleases. So the beautiful is in is essence bodily and it is apprehended by the body. Aquinas singles out sight, sometimes thought to be less bodily than hearing, and smell, and, of course, touch. But even sight has color and shape as its proper objects. If we turn to musical beauty, we will need, with Schopenhauer, to speak of the ways bodies move, reach, strive — musical sounds representing, he thought, the force of erotic striving within us. And why should we pretend to be above the beauties of smell — the manifold scents of a restaurant, for example, so long denied us during covid, or even the scent of a nearby human body? Given that the loss of smell has been a common symptom of covid, our era has given rise to fine essays appreciating this sense.

    And touch, though rarely discussed by philosophers, is far from the least in the canon of beautifuls. Back to Milton: he does not even try to make his angels bodiless, or to deprive them of sexual pleasure. All attempts to represent the beauty of the incorporeal quickly say, “Well, it is indescribable” — which is why literary works about the incorporeal, even Dante’s Paradiso, have a hard time holding many readers. The beauty that we understand and are drawn to is enmattered beauty.

     

    Hating bodies is a form of self-hatred and leads to hatred of others, human and (non-human) animal. Hating what you yourself are is already pointless and makes for unhappiness. But it is worse still when we know that projective disgust is almost certain to follow. Body-haters are bound to find some surrogate for the animal, the bodily, in themselves, whether it be a racial group, a gender or sexual group, or the aging, who come in for a tremendous amount of body-hatred all over the world.

    One particularly significant reason to avoid the projective form of body-hatred is the way it has distorted and poisoned our relationship to the other animals. When humans imagine themselves as essentially immaterial, and therefore “above” the animal (whatever that means), it is no surprise if they neglect the profound kinship that human animals have with other animals. And so it has happened. The other animals are thought of as base and disgusting, and the imputation that we have evolved from animal origins meets with inflamed resistance. Our public debates about teaching evolution in the schools — and whether some other fictional non-theory (creationism, intelligent design) may also be taught as an alternative — are often accompanied with expressions of disgusted incredulity that we wonderful humans could really have apes for ancestors.

    With the fiction of the incorporeal driving a wedge between us and all other animal species, we can all the more nonchalantly treat them as if they were nothing. Since I think our torture and exploitation of other animals is a great moral evil, I would like to point out that things would almost certainly not have reached the present stage of cruelty and neglect but for our lies about who we are — our erroneous view that we are not their fellows and family members, but some spiritual stuff floating around somewhere, in or with a body but essentially not of it.

    [isnignia]However. However. One big reason to despise the body remains: it is mortal and vulnerable, it is the very seat of our mortality. All the other things that disgust us are not so much “animal reminders” as “pain-and-death reminders.” What is found ugly and disgusting is, first, pain; and, second, death and decay, and whatever reminds us of them. The fiction of the incorporeal is above all a fiction of (painless) immortality. Socrates’ friends surround him in prison, mourning his imminent demise. You are mistaken, he says cheerfully. The real me will not die, because it is not bodily at all, but an incorporeal substance merely trapped in the body. The students cheer up — and those that do not, including Socrates’s wife, are made to leave the room.

    Let us begin with pain. Pain, clearly, is both good and bad. It is a necessary part of our self-preserving equipment, a warning signal of potential harm — as anyone who bites her tongue after Novocain at the dentist knows all too well, and as the rare people who are able to survive without any pain-responses know with fear, and with a doomed longing for the useful pain they do not feel. In athletic training, pain is typically a sign of progress. In childbirth, pain is very intense, even at times terrible, but it also a sign of something wonderful in the offing. Yet pain can be too much, unendurable, debilitating, and dehumanizing. Thus we have reason to feel a grievance against the body for giving us that type of useless pain, along with the useful signaling type. And we certainly have reasons to palliate the awful type of pain, although not to do so by totally removing the body’s entire pain mechanism, rendering the person defenseless. Pain, then, is a mixed blessing, but on balance it is not a reason to hate the body.

    Not so death. There is nothing good about death (apart from the fact that it may in some cases be the only relief from unbearable and unquenchable pain). The Platonic fiction shields its believers from the ugly, incomprehensible, but perfectly obvious fact that this loved person is now this corpse, decaying before your eyes. Buying into the fiction of incorporeal immortality is contrary to truth and reason, and yet it shields people from a reality so horrible that one is sorely tempted to give truth a pass. And yet the fiction has as its consequence the body-hatred that I have been deploring and the disgust behavior I have been describing. Lucretius was on the right track when he traced some of the worst in human behavior to the fear of death and the avoidance of self and truth that go with it. In short: the solace of Platonism is purchased at a large cost. Is there some less evasive and less contorted way to face our end?

    The fear and the hatred of death, I contend, is fully rational. Life, one’s own and that of others, is tremendous and wonderful. And the love of life, including the fear of its loss, incentivizes much good behavior: medical research, other efforts to stave off disease and ill health, prudent daily health behavior, and care for the bodies of others. As Rousseau shrewdly saw, the awareness of death, and its badness, can even encourage in fearful humans a type of egalitarian compassion, an embrace of a common humanity that transcends class and wealth and even religion, bringing people together.

    So we should not try to rid ourselves of the fear of death. But it is hard to bear, and it gnaws into us, prompting stratagems of flight. It can lead to body-disgust even in those who are not tempted to embrace the Platonic fiction. Is there, then, a way out of the disgust trap? Platonism removes the fear, but it leads to disgust. And keeping the fear also leads to disgust, or so it seems.

    In our pandemic time we see both tendencies very clearly. The constant awareness of death has made most of us atypically fearful, or at least atypically aware of a fear that often lurks underground in our minds. And we do see much evidence of compassion: embracing a common danger has in many instances brought out the most altruistic and humane in people. At the same time fear has also brought out the worst in disgust-pathologies: racist denigration of Asians as if they were the source of the virus; racism directed at immigrants, comparing them to vermin (a common disgust trope); sheer hatred of other people’s bodies on airplanes, leading to sometimes violent aggression and to more or less constant rudeness. Is there no way, as humans, that we can keep the awareness of death before us, not fleeing into the Platonic beyond while still avoiding the descent into the maelstrom of disgust?

    Let us consider other highly intelligent animals. Elephants fear death, and seek to avoid it for self and others, and even, as we now know, grieve the loss of loved ones with rituals of mourning. Mother elephants even sacrifice their lives to protect their young from speeding trains. That is how vividly they see death ahead of them, and how bad they think it is. But they stop short of body-hatred. They do not adopt a distorted attitude to their potentially crumbling frames that leads to projective aggression against other groups of elephants.

    Do not say, please, that it is because they are less aware. We are finding out more all the time about their communication systems, their social organization, their capacious and nuanced awareness. But we do not find disgust. That pathology appears to be ours alone. In her beautiful memoir, Coming of Age With Elephants, Joyce Poole, one of our greatest elephant researchers, describes the way in which her human community impeded her “coming of age” as a fulfilled woman and mother. The researcher group was highly misogynistic and racist. They deliberately broke up her happy romance with an African man. When she was raped by a stranger, they treated her as soiled and did nothing to deal with her trauma. In elephant society, by contrast, she observed better paradigms of inclusive friendship, of compassionate and cooperative group care. The memoir ends when she returns to the elephant group after a two-year absence, carrying her infant child in her arms. The matriarchal herd not only recognize her, they understand her new happiness. And they greet her with the ceremony of trumpeting and defecating by which elephants greet the birth of a new elephant child. No body-hatred, no disgust, no projective subordinations.

    Are we humans, by contrast, doomed to some type of body-hatred, particularly as we age? There are many reasons to think so. The hatred of aging human bodies by younger humans, so common in American culture, is already a form of self-avoidance, of denial that this is every person’s own future. And as we begin to get there, a trip to the doctor can produce not just ordinary anxiety but a disgust with the whole business of bodies. In the early days of the feminist movement, the book Our Bodies, Ourselves proclaimed women’s proud independence of body-hatred. We will not be told by society that women’s body parts and their fluids are disgusting. We will not be tutored into that self-loathing idea. We will learn to celebrate our fluids, to contemplate them with a speculum, to get to know our female insides. We will learn to give birth without anesthesia, as ourselves, rather than allowing our child to be extracted from us in an unfeeling state by an impatient doctor.

    I was of that generation, and I believed in its revolutionary attitude of body-love, a curious and happy acceptance of ourselves and the stuffs we are made of. But now I note that as the same women age, and men too, they hate going in for a colonoscopy. Most simply do not want to become acquainted with what Whitman called the “thin red jellies within you and me.” The closer we are to death, the less we want to see those jellies, even on a screen. (It is actually exhilarating to make the acquaintance of oneself in such an exam, refusing sedation, and I heartily recommend it.) The attitude recommended by Our Bodies, Ourselves was not far from the mentality, I imagine, of elephants: the body is us and ours, and what could be more normal than to accept it, live in it, embrace it, refusing even to conceive the idea of the disgusting?

    For humans, however, elephantine acceptance is volatile and intermittent, and it is so easy to slip, succumbing to disgust’s many lures.

    There are some people, probably many, who do not succumb, who accept and care for bodies (their own and those of others) without a flight into nowhere, and without disgust-pathology. What can we learn from them? I began this essay with James Joyce’s Leopold Bloom, and I have long thought that he is a helpful model to think with, as we reckon with ourselves. A fictional character is useful for such an exercise, because we are told his thoughts and can follow them. Our task, it seems to me, is to avoid disgust (and its malign consequences) while disliking and even fearing death. The way Bloom manages this delicate maneuver gives us a detailed paradigm of a balanced and generous humanity.

    From his first appearance in the novel, in the passage I quoted as my epigraph, Bloom approaches smell and taste with zest and without disgust at organ meats, with their tang of urine. At the same time he loves non-human animals, and throughout the novel he is always kind and compassionate to them. His ensuing trip to the outhouse reveals a matter-of-fact and even pleasurable relationship to his own excrement and its smell; it is one of the many pleasures of his long day, as he first reads a romance story in the newspaper and then wipes himself with the same paper.Notice that Bloom is always clean. His refusal of disgust does not lead him to soil himself. He loves his bath and the odor of soap, and even appropriates the language of the Mass to refer to his normal pleasure in his bathing body: “Enjoy a bath now: clean trough of water, cool enamel, the gentle tepid stream. This is my body.” He also cares for his clothing, protecting his trousers from the mildewed and crumb-encrusted seat of the coach on which he rides with others to Dignam’s funeral. You might think that freedom from body-hatred would go with being dirty and smelly, but of course this is not the case in the animal realm. Animals groom and clean themselves constantly, in a matter-of-fact and undisgusted way. So, too, in Dublin: the smelly ones in the novel are the Dedalus family and other impoverished Dubliners, who, hating their own bodies, fail to take care of them. And they constantly project their self-disgust onto others, particularly Jews. In Barney Kiernan’s bar, the aggressive Irish nationalist accuses Bloom of being part of a group that has been “coming over to Ireland and filling the country with bugs” — a classic anti-Semitic disgust trope.

    During his visit to Dignam’s funeral, Bloom meditates about corpses and the inevitability of death, as his thoughts stray to his father’s suicide and, later, to his mother’s death and his little son’s death in infancy. He thinks about how all the people around him are dying one at a time, “dropping into a hole one after the other.” And the graveyard reminds him of his own mortality: “Enough of this place. Brings you a bit nearer every time.” This is one point in the novel where he might become disgusted, and he does think about the smell of corpses, filled up with gas. But he never gets drawn into revulsion, and especially not into projective disgust. What features of his approach to life block these baneful tendencies?

    Certainly Bloom thinks that death is very sad, and to be feared. He does not take the path of Stoic apatheia, denying that any of these attachments and losses matters. But three features of his personality keep him decent and compassionate amid the invitations to disgust all around him. The first is science. Surrounded by all the otherworldly language of the Mass, Bloom nonetheless cannot help thinking in scientific terms and asking worldly questions. A thought of corpse fluids leads to a question about when, and how completely, circulation stops at death: would blood still drip out? A thought of bad gas leads directly to curiosity about how gases make corpses look puffy. He thinks with sadness of how the heart is the seat of emotions — and then reflects that it is also a physical pump that one day stops. In the cemetery he starts to ponder whether corpses buried standing up would come up above the earth at some point, and whether the blood coming out of them “gives new life.” The rat and the flies make him ask what a corpse actually tastes like to a fly. Scientific curiosity keeps him from Platonic fantasy and gives him something intriguing and real to occupy his mind.

    Bloom’s second strategy, or more precisely, a perpetual reflex of his mind, is to ask how another person experiences the world. At every threat point, his mobile emotions simply look at the world through other eyes. In the church, although feeling isolated during the recitation of the liturgy, he asks himself how the participants react: “Makes them feel more important to be prayed over in Latin.” He imagines the boring life of the server, who has to shake holy water “over all the corpses they trot up.” In the graveyard he considers the kindly caretaker and what sort of life he must have in that gloomy occupation. He thinks of Dignam’s son, recognizing a kindred sorrow: “Poor boy! Was he there when the father?” Instead of recoiling from the rat and the flies in disgust, he asks sympathetically what the lives of those creatures feel like to them. Molly is familiar with this capacity: “yes that was why I liked him because I saw he understood or felt what a woman is.”

    But empathy by itself is morally neutral: a torturer can use empathy to inflict maximum pain and humiliation on the victim. So we must add that Bloom’s empathy is combined with kindliness. He basically wishes well to those whose perspective he assumes, even rodents and insects.

    And he has one more method for banishing disgust: humor. There are many types of humor in Ulysses. Some of these are in league with disgust. Bloom’s humor, here and elsewhere, is itself kindly, fantastical, leavening life with a sense of the incongruous, prominently including wordplay. This may be the funniest account of a graveyard in English literature, and without the dark side of the fifth act of Hamlet. It skewers pompous solemnity in a way that brings relief. Here is a quintessential example:

    Mr Kernan said with solemnity:

    I am the resurrection and the life. That touches a man’s inmost heart.

    — It does, Mr Bloom said.

    Your heart perhaps but what price the fellow in the six feet by two with his toes to the daisies? No touching that. Seat of the affections. Broken heart. A pump after all, pumping thousands of gallons of blood every day. One fine day it gets bunged up and there you are. Lots of them lying around here: lungs, hearts, livers. Old rusty pumps: damn the thing else. The resurrection and the life. Once you are dead you are dead. That last day idea. Knocking them all up out of their graves. Come forth, Lazarus! And he came fifth and lost the job. Get up! Last day! Then every fellow mousing around for his liver and his lights and the rest of his traps. Find damn all of himself that morning. Pennyweight of powder in a skull. Twelve grammes one pennyweight. Troy measure.

    This passage brings together all of Bloom’s strategies for the avoidance of disgust. He addresses religious fantasy — the classic Christian idea of bodily resurrection — first, with scientific realism, then with joking wordplay (“come forth” and “came fifth”), and finally with empathy for those sad souls on that supposedly glorious day. It should be superfluous to mention that all of Bloom’s mental devices for deflecting disgust while retaining love, and grief, and moderate fear, are also those of Joyce himself in his construction of the novel. We might do worse than to follow his generous invitation.

    With humor, with science, with kindness, let us resist the ignoble and damaging project of disgust. It is no good for us, and it makes the world a lot worse for others. We must not be repugnant to ourselves for our physical being, and other people must not be repugnant to us. As Whitman insists, after establishing that the body is the soul,

    To be surrounded by beautiful, curious, breathing, laughing flesh is enough, …

    There is something in staying close to men and women and looking on them, and in the contact and odor of them, that pleases the soul well,

    All things please the soul, but these please the soul well.

    In a time of plague, and during our society’s current cautious reawakening, if that is really what is happening, can we doubt this?

    Numbers and Humanity

    In the final weeks of World War I, Oswald Spengler published Der Untergang des Abendlandes, tamely translated as The Decline of the West. Its almost a thousand pages of turgid Teutonic prose swept over mangled Europe like a tidal wave, becoming the still-young century’s best-seller. (A second volume was published in 1922, to less rapturous attention.) It offered a diagnosis to a world convulsed in mass-produced death, an explanation of the “last spiritual crisis that will involve all Europe and America.” According to Spengler, the essence of modern civilization — its Faustian soul, he called it — was a type of mathematics that was created in the seventeenth century by Descartes, Galileo, Leibniz, and Pascal. That mathematics had proven powerful but also lethal, for “formulas and laws spread rigidity over the face of nature, numbers make dead.” Now the West and its mathematics, “having exhausted every inward possibility and fulfilled its destiny,” were dying together.

    Never mind that Spengler’s claim about the death of mathematics was incorrect. From Mussolini to Thomas Mann, everybody who was anybody claimed to have read the book. Plenty of people disagreed with the analysis. In 1920, on the brink of winning the Nobel Prize, Albert Einstein wrote to the mathematical physicist Max Born: “Sometimes in the evening one likes to entertain one of his propositions, and in the morning smiles about it.” He attributed Spengler’s “whole monomania” to his “school-child mathematics.” But the most acute critics recognized that Spengler represented a powerful stream of the Zeitgeist that saw in mathematics, as the writer Robert Musil put it, “the source of an evil intelligence that while making man the lord of the earth has also made him the slave of his machines.” (Ulrich, the protagonist of Musil’s great novel The Man Without Qualities, which was set in 1913 and published in 1930, is a mathematician, and his creator was himself a mathematically well-trained PhD.) Even the assassinations of that turbulent age were to be understood in mathematical terms. When Friedrich Adler murdered the prime minister of Austria in 1916, he invoked Einstein’s mathematizations of the universe, which Adler interpreted as legitimating a shift of frames of reference from nation to class. The lawyers who pleaded in his defense, on the other hand, argued that the assassin was not in his right mind, because he suffered from “an excess of the mathematical.”

    Fast forward a century. We, too, live in an age in which the nature of knowledge is intensely political, and in which the powers of number are rapidly expanding. Mathematical forms of knowledge — computation, artificial intelligence, and machine learning, for example — touch many more aspects of the world than they did in the first half of the twentieth century, or indeed, in any previous period of this planet’s history. We stand on the threshold of new technologies — such as quantum computing — that promise to dwarf present powers of calculation. There is no realm of human life today exempted from quantification, a situation that one might think should constitute a crisis for our understanding of ourselves and our world. Yet very few people today would put the relationship of number and computation to other forms of knowledge anywhere near the top of the list of pressing questions confronting humanity, where we propose it belongs.

    We, the authors of this essay, one of whom is a mathematician, are certainly not hostile to mathematics, whose insights have extended usefully into many aspects of the world. Nor do we agree with Oswald Spengler, or with Edmund Husserl, Martin Heidegger, and numerous other modern philosophers who have sought the origins of “the radical life crisis of European humanity” (the phrase is Husserl’s) in some mistaken mathematical turn or other. The issue is not the legitimacy of mathematics, which is no issue at all. The issue is how we should think about both the powers and the limits of mathematics as we apply it to different realms of knowledge. We say powers and limits, because numbers have needs. The powers of mathematics depend on rules that do not apply to many things in the cosmos, from elementary particles to our own thoughts or mental states. The more we extend our mathematical reach toward those things, the more urgently we should all want to ask: what knowledge do we gain and what knowledge do we lose, and at what risk?

    That question should be one of the most urgent of our era. To answer it, we need to understand the peculiar needs of numbers, and the problems that arise when those needs are not met. Alexander Craigie, the narrator of “Blue Tigers,” one of Borges’ last short stories, learned that lesson the hard way. A Scottish logician living around 1900 in Lahore, the fictional Craigie was moved by dreams of blue tigers to scour the sub-continent in search of the implausibly colored felines. What he found instead, in the sandy channels of a mysterious region that was taboo to the neighboring villagers and of the same distinctive blue as the tigers in his dreams, were disks: “identical, circular, very smooth and a few centimeters in diameter.” He pocketed a handful and returned to his hut, where he removed some from his pocket. Opening his hand, he saw some thirty or forty disks, although he could have sworn that he had not taken more than ten from the channel. He could see that they had multiplied, so he put them in a pile and tried to count them one by one.

    “This simple operation proved impossible.” He would stare at any one of them, remove it with his thumb and index finger, and as soon as it was alone it was (they were?) many. “The obscene miracle” repeated itself over and over. The professor returned to Lahore. He carried out experiments, marking some with crosses, filing others, attempting to introduce some difference into their sameness by which he might distinguish them. He charted their increase and decrease, “trying to discover a law,” but they changed their marks and their number in no discernable pattern. “The four operations of addition, subtraction, multiplication and division were impossible. The pebbles denied arithmetic and the calculus of probability… After a month I understood that the chaos was inescapable.”

    In this story, without theorems or technical notation, Borges set out in narrative a basic pre-condition for what is habitually called rationality, and posed a thought-experiment about what happens when that pre-condition does not hold. Logicians call that precondition the Identity Principle, which declares that for any thing, let us call it x, x is the same as x, or x = x. With certain things in certain circumstances, the Identity Principle works famously: a well-behaved pebble, for example, under moderate temperature and pressure, relatively short spans of time, and unaided human eyes, seems to have an identity consistent and unchanging, and can in good conscience be taken to be equal to itself. Moreover, when you put that pebble in the proximity of other pebbles there is no confusion; all of them conserve their identity. For other things, however, it does not work so well. In the case of blue tigers it did not work at all. None of them could be identified as having an identity that remains the same as itself. Hence they could not be grasped by counting, by statistics, or any logical or scientific analysis.

    Not only are blue tigers ungraspable, but according to Borges they are also maddening. At the brink of insanity, at that hour of dawn when “light has not yet revealed color,” Craigie enters the mosque of Wazir Khan. He prays to God for relief. Suddenly a blind beggar appears before him and Craigie gives him the disks. The beggar’s responds: “I do not yet know the nature of the alms you have given me, but mine to you are terrible. Yours are the days and the nights, sanity, habits, and the world.”

    Borges’ conclusion seems to imply that we must choose between two types of attention, two forms of life, two kinds of knowledge, each horrifying in its own way. On one side, the ever-changing, indistinguishable, and uncountable “blue disks,” bringing unreason, chaos, madness; on the other, stable pebbles, countable because unchanging, always the same as themselves, bringing reason, science, and sanity. Writing in 1959, C.P. Snow famously deplored what he saw as the deepening division between the humanities and the sciences as “the two cultures.” In the logician and the beggar, Borges gives us a related but more fundamental and deeper division between cultures, one committed to the rule of the Principle of Identity, the other committed to its absence.

    Borges’ story is another example of his extraordinary ability to dress epistemology in fiction, but its conclusion is misleading. The world does not divide cleanly between “blue tigers” and normal pebbles, nor between insanity and reason. There are infinitely many objects of thought in this world that act like well-behaved pebbles, but there are also infinitely many that act like the ones that Craigie found on the forbidden path. In fact, with the exception of the very peculiar objects of logic and mathematics, every “normal” pebble is also from some perspective a “blue tiger.” Our challenge as humans in the world is not that of giving away one or the other, but of becoming conscious of why in a particular instance or for a particular need we have favored one over the other, and of what we may have gained or lost in doing so.

    Take number as an example of those peculiar mathematical objects whose “eternal sameness” can indeed be established through axioms and proof. Even in the case of number, the task is not easy; it took many steps and was not fully accomplished until shortly after the publication of Spengler’s books, with the appearance in the 1920s of two articles by John von Neumann on the axiomatization of set theory. Von Neumann would accomplish many things, ranging from the Hilbert space formulation of quantum mechanics and the creation of game theory to the logics for computer programming and the conceptualization of the hydrogen bomb. But his insight in these two essays was equally dazzling. He proved that with only one object that is always and utterly the same as itself, one operation upon that object, and an elegant handful of axioms, you can establish firm foundations of sameness and strict identity for the vast edifice of mathematics.

    That object is the empty set, ø, and the operation take-the-set-of, {}. A set is a collection of elements. For example, the set of letters of the word “myth” is {h, m, t, y}. The empty set ø, however, is the set containing nothing. Because ø contains nothing, we can be certain that it never changes: ø = ø always. The same is true of all sets containing only combinations of ø and {}, such as {ø}, or {{ø}}, or {ø, {ø}}, ad infinitum. We may not say as much of the set {h, m, t, y}, for its elements might vary depending on culture and language — h in English is different from h in Spanish, or from h in French; there are several different h’s in Proto-Indo-European, and in Russian h does not exist. But ø, mirabile cogitatu, never changes, it is universal. With ø as the only brick, von Neumann showed that all numbers (and countless other mathematical objects) could be derived, an edifice of eternity. And in case you doubt that existence, logicians and mathematicians can set your mind at ease: ø exists because we say so. It is a rule of the game, an axiom.

    Yet the important point, for our purposes, is that ø and purely mathematical objects are the exception. Of everything else in the world we can say that there is no absolute foundation of sameness, no thing that can be said with certainty to remain strictly the same as itself as it interacts with the world. Even a “normal” pebble strung in an abacus is constantly undergoing change, though that change may not be relevant to the particular use to which we are putting it. No one has yet discovered strict and absolute sameness in the physical world, even at the most basic levels of the universe. Describing the difficulty of determining the sameness of a given electron, proton, or other quantum object in 1952, the pioneering quantum physicist Erwin Schrödinger sounds much like Craigie trying to count blue disks: “This means much more than that the particles or corpuscles are all alike. It means that you must not even imagine any one of them to be marked — ‘by a red spot’ so that you could recognize it later as the same.” And he continues: “If you happen to get 1000 [or] more records of a proton, as you often do, then notwithstanding the greatest psychological urge to say: it is the same proton, you must remain aware, that there is no absolute meaning in this statement. There is a continuous transition between cases where the sameness obtrudes itself to such where it is obviously meaningless.” (Emphasis in original.)

    Apart from purely mathematical objects, everything in the world acts to some degree or from some perspective like a “blue tiger.” But conversely, many “blue” objects can be treated as if they were stable, as if they remained the same, as not only physicists but also economists, psychologists, and indeed all of us demonstrate every day. The continuity of daily life, its legibility, depends upon our countless unspoken postulation of such sameness. Our sciences also depend upon such postulations, but in their case it is important that these not remain unspoken, lest we build our knowledge on foundations whose load-bearing capacity we do not comprehend. Von Neumann again provides a marvelous example, both of the power of sameness and its axioms, and of the need to cultivate an awareness of the limits of that power. His Theory of Games and Economic Behavior, which appeared in 1944, co-authored with Oskar Morgenstern, was a massive attempt to build a foundation for human behavior upon the same object that he had used for mathematics: the empty set. “We hope to establish satisfactorily…that the typical problems of economic behavior become strictly identical with the mathematical notions.”

    Strictly identical! That is a shockingly hubristic claim. Let us dwell for a moment on what it means. If you assume, as von Neumann and Morgenstern did, that the behavior of economies is built out of the desires and the choices of individuals, then establishing “strict identity” means demonstrating that “the motives of the individual” — that is to say, psychology — are reducible to “the mathematical notions.” This is what von Neumann and Morgenstern set out to do. Invoking the example of physics, they began by creating a radically simplified model, an economy of just one isolated individual. Following a tradition already established by Marx and other economists, they named this single-actor economy after the famous literary castaway Robinson Crusoe. They then set out to describe the “assumptions that have to be made” about “the behavior of the individual, and the simplest forms of exchange.” The first assumption or axiom was that the individual seeks to “obtain a maximum of utility or satisfaction” of his various desires and wants, within the given constraints.

    But how do we know that the maximization of utility is a universal law of human nature? There are some who have doubted the proposition. But let us grant this initial assumption, for the sake of argument, and move on to the next. In order to be maximized, “utility or satisfaction” must be quantifiable, or at least rankable. Why should we think that desires are quantifiable or rankable, either by human agents or by economists studying them? It would appear that this assumption about the quantification of human desires is neither empirical nor psychological. The assumption is necessary only so that economics can become a mathematical science, much as in physics time needs to be thought of as the real number line, not because this corresponds to our experience, but because aspects of modern physics would otherwise be difficult, if not impossible.

    To put their assumptions in more formal terms: given any two objects of desire u and v, the subject can always say which one she prefers, or else that she is indifferent, i.e., that she has no preference for either u or v. But what about when there are more than two options on the table, as there so often are? For that we need yet another axiom: for any three or more commodities, objects, or imagined events — call them a, b, c… — all rational agents who prefer a to b and b to c will also prefer a to c. This crucial assumption, called the “transitivity of preference,” is axiom 3:A:b in von Neumann’s and Morgenstern’s Theory of Games and Economic Behavior. The justification? “Transitivity of preference [is] a plausible and generally accepted property.” That does not seem to us a sufficiently examined justification for such a crucial axiom. But with these axioms in hand, they proclaim “that it is possible to describe and discuss mathematically human actions in which the main emphasis lies on the psychological side.” Describe and discuss? Sounds reasonable enough. But they go further: “a primarily psychological group of phenomena has been axiomatized.”

    The phrase exhibits its hubris in sequins and faux fur. At this point we should insist again that we are not critics of mathematics, or even of its application to the study of human behavior. These are powerful tools that, for good and ill, have had a vast and often salutary impact upon human knowledge and (not only human) life. But in making questions of human desire strictly identical to mathematical notions, von Neumann and Morgenstern have forgotten a basic truth and omitted a basic question. In the words of Charles Sanders Peirce, an earlier logician and philosopher of astounding talent:

    An engineer, or a business company… or a physicist, finds it suits his purpose to ascertain what the necessary consequences of possible facts would be; but the facts are so complicated that he cannot deal with them in his usual way. He calls upon a mathematician and states the question. … It frequently happens that the facts, as stated, are insufficient to answer the question that is put. Accordingly, the first business of the mathematician, often a most difficult task, is to frame another simpler but quite fictitious problem… which shall be within his powers, while at the same time it is sufficiently like the problem set before him to answer, well or ill, as a substitute for it.

    The basic truth of which Peirce wisely reminds us is that every mathematical thematicization of objects that are in any way blue is a simplification, a similitude, an “as if.” And the basic questions that von Neumann and Morgenstern chose to ignore, but we insist should never be forgotten, are: how “sufficiently like” is the similitude to the object of study? And how do we decide if the difference is for well or ill? A great deal hinges on the answers to those questions.

    Our answers to them will always be relative to what it is we want to know about. Consider the famous mathematical simplification undertaken in 1736 by Leonhard Euler in his “Seven Bridges of Königsberg” problem. The problem requires one to determine if a dry path can be found across a landscape of four land masses separated by rivers, with the constraint of crossing each of the seven available bridges only once. Euler approached the problem by eliminating every feature of the landscape, retaining only an abstract representation of each land mass and each bridge, treating the former as a node, or vertex, and the latter as an abstract connection, or “edge.” The entire landscape, the width of its rivers and the size of its forests, the height of the hills and fertility of the fields, are reduced to a graph that consists only of nodes and edges:

    It turns out that by counting the number of edges touching each node one can determine if the trip is possible. (Those who want to learn how may turn to Wikipedia.) The simplification is powerful and meets the needs of the particular problem, as well as many others: hence it inspired fields such as graph theory, topology, and the theory of networks. But there are many questions that we may ask about the navigability of the same terrain, and many of them will not be answered by the identification of nodes and edges. For example, where to find a forest in which to paint. For the answer to that question, one might prefer a very different kind of simplification, such as a map. And for the painter seeking verdant inspiration, only the forest itself will do.

    So let us return to Morgenstern’s and von Neumann’s notion of “transitive man” and their axiomatized “Robinson Crusoe.” Is that simplification adequate for the psychological description it purports to provide? For the two modern Central European scientists, it certainly was. For Daniel Defoe, the author of Robinson Crusoe, published in 1719, it most definitely was not. From beginning to end, the book’s eponymous hero is best described as un-axiomatizable because self-contradictory, a weathervane, unable to order, to maintain, or even to recognize his preferences. Years of shipwrecked self-reflection on his desert island do not erase the fluctuating nature of Crusoe’s desires and aversions. Quite the opposite: they heighten his awareness of his inner flux, as here, near the end of the novel:

    From this moment I began to conclude in my mind that it was possible for me to be more happy in this forsaken, solitary condition than it was probable I should ever have been in any other particular state in the world; and with this thought I was going to give thanks to God for bringing me to this place. I know not what it was, but something shocked my mind at that thought, and I durst not speak the words. “How canst thou become such a hypocrite,” said I, even audibly, “to pretend to be thankful for a condition which, however thou mayest endeavour to be contented with, thou wouldst rather pray heartily to be delivered from?”

    This literary moment feels familiar and true to our experience: a moment in which one suddenly becomes aware of the inadequacy, the contradiction, the inconstancy, even the untruthfulness, of one’s own convictions about one’s happiness. Such insights about conflicts, competing desires, and even contradictions within ourselves amount to a kind of knowledge that literature and the arts often confer, and indeed often make into their very subject. And one of the innumerable lessons that we can draw from such humanistic knowledge is this: in so many important aspects of his thoughts, desires, and being, Defoe’s Robinson Crusoe is not von Neumann and Morgenstern’s transitive man, and neither are we.

    And what about Pierce’s “well or ill”? How do we judge that? In this case we could choose the standard that von Neumann and Morgenstern themselves set. Neither their theory of human behavior, nor the field of economics, nor indeed any of the social sciences, have achieved anything like the powers of prediction to which they aspired. What von Neumann and Morgenstern hoped for was to attach the predictive power of mathematics, so effective in the physical world, to the realm of the social and the psychological. Yet nothing like such power has yet been delivered by the quantifications and the models of the social sciences. But that is not a sufficient judgement. We also need to ask about the more general consequences of reducing “blue” aspects of the human to the Principle of Identity. For example, much of the political and economic machinery of the modern world is founded on the assumption that we know what we desire for our happiness, and the maximized fulfillment of those wants is the aspirational “good” that authorizes our political life in modern democracies.

    This “‘economic’ point of view,” as Freud called it, underpins an enormous amount of theorizing about human behavior. Hence, we have designed systems and sciences that define and measure “the good” as the freedom to translate certain of our desires into political and consumer choices. But what if the dynamics of our psychic lives are quite otherwise? What if (to quote Freud again) “the logical laws of thought do not apply” to the psyche? If our social sciences have not yet truly interrogated the nature of our desires and of our happiness — or worse, if they have built themselves on mathematical foundations that confuse that nature — then this machinery is spinning dangerously dogmatic wheels, at we know not what risk to our humanity and our planet. This danger cannot be countered simply by more and better mathematization, as the advocates of homo economicus sometimes imagine. If human nature is not reducible to the Principle of Identity, if essential aspects of our being are irreducibly “blue,” then it is only by learning to recognize the limits of mathematization, and to cultivate more azure forms of knowledge, that we can understand the human world with humanity.

    Becoming conscious of how and why we apply mathematics to the world, and of asking about the “well or ill,” about what we gain and what we lose through such applications: this is a genuinely important task. But it is a difficult one, because on these issues our tendencies are so often bipolar, just as they were in Spengler’s age. The tendency to separate mathematics, logic, and science from poetry, imagination, community, and philosophical-spiritual life must rank among the most important and enduring of modernity’s culture wars. Perhaps this is what John Dewey meant a century ago when he lamented that “this present separation of science and art, this division of life into prose and poetry, is an unnatural divorce of the spirit.” In an essay on poetry and philosophy, Dewey concluded with the imperative: “We must bridge this gap of poetry from science. We must heal this unnatural wound.”

    We have already glimpsed the beginning of a bridge and a balm: the anti-Manichaean recognition that, from physics to psychology to poetry, all objects of our thought are in some ways subject to logical principles such as identity and in some ways not. From such a more inclusive and tolerant position we could begin to examine what mathematics can offer to the study of the human and what it cannot, or what physics and poetry might or might not have in common. The challenge is great because the dualism runs deep, excavated on both sides of the divide. An aphorism attributed to the physicist Lord Kelvin, a version of which was inscribed circa 1930 on the façade of the Social Science Research Building at the University of Chicago, represents one side of the chasm: “When you cannot measure it, when you cannot express it in numbers, your knowledge is of a meagre and unsatisfactory kind.” On the other we can array philosophers such as Henri Bergson and Martin Heidegger or poets such as Aimé Césaire, for whom “scientific thought counts, measures, classifies, and kills” (the words are from Césaire’s Poésie et connaissance of 1941, but we could multiply references). Both dogmatisms are dangerous, though their power may not be symmetrical. In our universities today, it feels as if Lord Kelvin is chasing poetry from the field.

    The “knowledge wars” of our present moment offer a special challenge because the political valences of the available positions are changing. In the 1980s and 1990s the power of science seemed the greater danger to humanities professors. Foucauldian critiques of the politics of knowledge and the constructedness of science were their preferred antidote, while the right parodied deconstruction and the relativization of science as the delusion of leftist scholars. Today academics feel the greater danger emanating from the denials of science and are more prone to stress facticity, while the Wall Street Journal runs editorials decrying climate science and COVID epidemiology as “political.” This may therefore seem like an odd moment in which to call for reflection upon the limits as well as the powers of number, or to advocate a remembrance of the essential “blueness” of the world and a rapprochement between forms of knowledge such as “physics” and “poetry.”

    But politics is a poor compass for critical thought. Besides, one can defend science without falling into scientism. The defense of vaccination and environmental regulation does not require a belief that the only valid questions in the study of human life, and the only valid answers, are “countable” ones. Moreover, there has never been a perfect moment in which to call for a recognition of the limits of the mathematical and a recollection of the importance of the non-mathematical. Pythagoras was declaring the eternal virtues of number already in the sixth century BC, while Heraclitus denounced him as a “swindler in chief.” The thirteenth century poet Henri d’Andeli mocked the battles between the faculties of Paris, who were adepts of logic, and those of Orléans, who favored ancient literature.

    Do you know the reason for the discord?
    It is because they differ about learning;
    For Logic, who is always wrangling,
    Calls the authors authorlings.

    There has never been a perfect moment, but reflection is more necessary now than ever, if we wish to preserve our worlds.

    As these citations make clear, great minds have dedicated centuries of attention to these questions. Among the products of that reflection are the dualisms and the exclusivisms that we have just decried. We do not pretend to have solved these problems, but we do want to propose an exercise in “consciousness raising” that can help us develop an ethics of knowledge with which to navigate the dangers of civil war between the sciences of number and the knowledge of humanity.

    For a start, we must recognize the irreducible “blueness” of any non-purely logical or mathematical things that we want to know about, and accept that mathematical tools applied to those things offer simplified similitudes. Then we can ask, how good is the similitude? What purpose did we want it for? What did we gain and what did we lose with the simplification? For “well or ill,” and from what perspective?

    The wondrous predictive power of mathematical models comes from their ability to identify, abstract, idealize, and simplify: to leave things out. In justifying their “Robinson Crusoe” method, von Neumann and Morgenstern pointed out that Galileo ignored wind currents and viscosity in his model of free-fall. If he had chosen to focus on turbulence, as James Clerk Maxwell once quipped, modern physics might not have gotten off the ground. But what can safely be left out and what cannot? That question confronts anyone who seeks to reduce non-mathematical objects to mathematical models. When the object is the human psyche, the question is very difficult indeed, and repeated applications of the Principle of Identity will likely retard our quest for knowledge as much as advance it.

    The famous “replication crisis” in psychology, the modern science dedicated to the study of the psyche, is only one symptom of the difficulty. The crisis consists of the increasingly apparent fact that the majority of experiments in the field, when repeated, do not yield the statistically significant findings reported in the original. In the social as in the natural sciences, the repeatability of an experiment — getting the same result from the same or similar experiment — is a pre-condition for accepting its results as true. Why is repeatability so low in the discipline of psychology and other social sciences? Multiple explanations have been offered, from deliberately faulty research practices such as p-hacking (the manipulation of data analysis to find statistically significant patterns) to individual and communal biases (publication bias, selection bias, confirmation bias, etc.).

    A more fundamental explanation was already offered in 1843 by Kierkegaard, in a book he entitled Repetition, A Venture in Experimenting Psychology, whose authorship he attributed to a scholar he called Constantin Constantius. (The name already expresses a prejudice for the Identity Principle.) Constantius set out in search of repetition, a quest that is presented as ludicrous from the start. He traveled to Berlin, where he went to see a farce starring a famous comic actor. In his theater box he was suddenly transported. He describes himself lying on the floor laughing his head off, just as he had as a boy, lying by the foaming stream at his father’s farm. Still, he adds in conclusion, he lacked something. What he lacked, it turns out, was a pretty girl to watch. He looks around and finds one, but fails to recognize his own experience, the repetition of his happy childhood at his father’s farm. To stuff the farce to the top, back in Copenhagen he decides to return to Berlin to see if he can replicate his exhilarating experience at the same theater with the same actor. He fails, and therefore concludes that in human existence there is no repetition.

    Kierkegaard’s “venture in experimenting psychology” is a precocious critique of repeatable experimentation in psychology. Literary works such as Proust’s Recherche and Borges’ “A New Refutation of Time” offer a related critique. In those works a person undergoes the experience of being suddenly and involuntarily transported to his past. It is not a memory, a remembrance. It is that moment of one’s past relived. It is the same moment yet different, for when the moment is relived, the person remembers having lived it once before, and much that happened in between. If the person reflects on what that experience may tell them about their notion of time, they should not conclude, as Borges did, that time is thereby negated or refuted, but rather that time can have loops, that it can curl back towards itself, cross itself, and then go on. In mathematics, such crossing points are called “singularities,” a technical word that, in our context, acquires poetic and ontological harmonies. For the experience of repetition changes the experiencer.

    When it comes to human experience, in sum, repetition is a tricky notion. In simple cases, or if we get the simplifications right, there are certainly aspects of the human psyche that can be approached through repeatable experiment, counted, measured, and expressed in mathematical terms. We do not mean to detract from what such findings can teach us. But those aspects will not only be very simplified: they will also omit much of what we care most about. The problem is not that, as one recent study put it, “psychological research is, on average, afflicted with low statistical power.” The more fundamental issue is that much that is human cannot be subjected to the Principle of Identity, nor to the other logical “laws of thought” upon which the more mathematicising branches of academic psychology depend. Can so much be safely left out of what counts as knowledge about ourselves?

    The Polish writer Olga Tokarczuk, who won the Nobel Prize in literature in 2018, described her own experience of studying psychology in Warsaw. “We were taught that …in its essence the world was inert and dead, governed by fairly simple laws that needed to be explained and made public — if possible with the aid of diagrams.” From all of this she drew a simple lesson: “steer clear of psychology altogether. …The psyche is quite a tenuous object of study.” That, presumably, is why she transferred her own efforts from the scientific to the literary. But the literary is also subjected to number nowadays, as universities increasingly orient their humanities toward the digital in their quest for relevance, resources, and recognition as “knowledge.” The “digital humanities” represent the deepest penetration of the mentality of quantification into humanistic study, and its premises must be critically scrutinized. Here again we need to ask: how “like” is the mathematical simplification to what we want to know? And what is lost or gained in the simplifying?

    With regard to the first question, we happily adduce a recent and remarkable article by Nan Z. Da, in which she makes “The Computational Case Against Computational Literary Studies.” “In a nutshell,” she writes,

    the problem with computational literary analysis as it stands is that what is robust is obvious (in the empirical sense) and what is not obvious is not robust, a situation not easily overcome given the nature of literary data and the nature of statistical inquiry. There is a fundamental mismatch between the statistical tools that are used and the objects to which they are applied.

    We will not go through the various problems that Da identifies and the various examples that she picks out (though what she does with a Chinese translation of Augustine’s Confessions is quite breathtaking). Instead we wish to stress her conclusion, framing it in our Peircean terms. Applications of textual “data mining involve a trade-off: speed for accuracy, coverage for nuance.” When well designed, the resulting similitude is good enough to give us a “simple piece of information that is either actionable or that can be quickly labelled and classified along simple features.” But this simplification “always involves a significant loss of information. The question is whether that loss of information matters.”

    Again, the answer to that question will depend on what we actually want to know. For certain industries, questions, and masses of data that no one could possibly read or want to read, such computational methods may meet specific needs. But if what we want to know about is our own potential for reading and for meaning, our own engagements with language and how those engagements can shape or transform us, then the loss is enormous, since it amounts to much of the relevant complexity. The danger, we repeat, does not lie in number, mathematics, or computation. The danger lies in our tendency to ask of these more than they can provide. Perhaps this too is an attribute of our humanity: a yearning for stability at the foundations, a prejudice for calling knowledge only that which approximates certainty, a preference for simplicity in explanation, a desire to banish the uncountable — the “blue tigers” that fill our pockets and our world — to some blind beggar, magical realm, or marginal humanities discipline. If so, then it is all the more necessary that we become aware of that aspect of our humanity, rather than repress it for the sake of uncertain numerical certainties. Today the task seems all the more urgent, not only for scientists and professors of the humanities but for all of us human inhabitants of the Anthropocene.

    The Modernization of Duties

    The conventional belief about the well-known dichotomy of duties and rights is that the former are premodern and the latter are modern. Some have celebrated “the age of rights” while others express concern that modernity takes “rights talk” too far. There is a human rights movement, as if duties require none. The last American secretary of state ostentatiously called together a “Commission on Inalienable Rights,” but no one would ever say that the president he served took personal or political duties seriously. And while some philosophers have been subtle in recognizing that any right implicates a duty, our recent thinkers have mostly battled about how to justify the various rights that moderns claim. Conservative oracles instruct that rights come from God or nature (the Roman Catholics among them having overcome their modern anxiety that rights were liberal and relativistic), while liberals have bickered about whether to establish their foundations in contract, reason, or practices. At the height of postmodernism, academics mused about how rights could persist as they clearly have in “the age of interpretation.” The canonization of human rights at the end of the Cold War, as the international public morality of the end of history, called forth an entire library of writings on where they came from. But there is no interest in whether the duties of citizens or humans remain alive — or what their intellectual tradition looks like.

    The continuing interest in rights, and the commonplace that duties were superseded by them, misses something dramatic in our intellectual history. It obscures, or entirely overlooks, a great struggle to modernize duties. That struggle, one might even suppose, may determine nothing less than the future of our ethics and our politics. Certainly the character of liberalism, and even its political future, depends on a recognition of that struggle, and on our support of it. Recovering the fraught but indispensable attempt to reclaim duties for a liberal or liberatory program is of far more than historical interest.

    “Every legal culture has its fundamental words,” Robert Cover, the legendary Yale Law School professor, a guru in some quarters, remarked in 1988 in a classic essay on duties, “Obligation: A Jewish Jurisprudence of the Social Order,” that has defined his intellectual legacy. “The basic word of Judaism is ‘obligation’ or mitzvah,” he continued, expressing the fallacy that if duties pertained to premodern ethics, then modernity — including liberal modernity — must be based on a successor and supplanting concept of human rights which has ousted duties, or subordinated them to a servile role in the culture of rights, with a kind of residual form of responsibility to acknowledge or vindicate rights. As Cover expressed it starkly, “the myth of Sinai is essentially a myth of heteronomy,” whereas “the myth of social contract is essentially a myth of autonomy.” Cover perfectly epitomized the conventional wisdom, according to which the philosophical and political situation is an either/or: duties or rights.

    Though Cover’s account is the best-known version of this canonical view in recent American legal discussion, the myth is omnipresent. The Catholic philosopher Alasdair MacIntyre, for example, defined premodern ethics in terms of role-performance. The scripts that our ancestors followed and bequeathed to their descendants “are part of my substance, defining partially at least and sometimes wholly my obligations and my duties.” Moderns, by contrast, are contentless, unobligated, anonymous: “lacking that space, they are nobody, or at best a stranger or an outcast.” Rights, MacIntyre held, are not just corrosive, relativistic, and solipsistic; they are also incoherent, having pried men (and possibly women) out of the realm of their performance of excellence.

    Such voices are correct that in modern times the substance of ethics shifted in the direction of autonomy and self-making — thankfully so. But it is not true that duties were simply overthrown by rights. The change was incomplete. An ethics of duties, far from being simply usurped by one of rights, endured the great modern rupture. Indeed, consecrating a new culture of duties, a modern culture of duties, became a high intellectual and political goal. Recalling how this critical but neglected movement was accomplished, so as to complicate the familiar canard about human rights as a kind of usurper ideology through which moderns abjured duties (except those supporting rights), is my purpose in what follows.

    Certainly it is true that, for millennia, duties — or obligations, or responsibilities — were the essential substance of religious ethics and thus the centerpiece of the history of ethical culture. This was true outside and inside what we used to call “Western civilization.” Whatever else world ethical traditions disagree about, they concur on placing duties at the center of their imaginaries, for the sake of God’s law or God’s will or human conformity with the natural order. Insofar as the whole history of humanity living under political rather than religious oppression saw their subaltern condition as morally justified, it was by an ethic of service — in the West, one cast by the long shadow of Rome in young men’s education, when they escaped or supplemented the religious call to serve the Lord. For the future of the city or the state, the worldly imperatives — the duties — of political security and political greatness mattered, too.

    Looking back at the age of duties, moderns see oppression, and by and large they are correct to do so. None of the societies in which the ethos of duty was nurtured were open or free or (by modern liberal standards) just. But that is not all that we need to know about them. They were not just prisons. Moderns can be grateful to the old form of ethical discourse for sometimes insisting, as the great scholar of Judaism Isaac Heinemann established long ago, that the precise nature of our duties can be open to discussion, and that the discussion of duties, including religious ones, requires some effort at reason-giving. With the exception of a few Biblical laws that were known as huqqim, or laws for which no reason can be given or known (and there were only a handful of such impenetrable statutes), rabbinical Judaism, and later philosophical Judaism, developed a long and rich tradition of looking for reasons for duties. That centuries-long effort was condemned by obscurantist and fideist factions, which insisted that the whole point of duties is that they come to us without our asking why. The Roman thinker Seneca condemned Plato for giving abstract principles rather than just the letter of the law, thereby emboldening people to debate the foundations, and some rabbis, in their understanding of Jewish law, were similarly emboldened.

    Yet in spite of such dogmatisms, for two millennia Jews have pondered why they have to do what they have to do. Again, not all of our duties were explicable, but most of them were; and pondering them and their intelligibility was central. This was why the introduction of medieval and early modern codes of law was intensely debated: they seemed to imply that intellectual inquiry into the grounds of duties was not necessary. Of course, traditional Judaism never claimed that Jews invented the substance of their mitzvot; the task was rather to give reasons for the ones that they had received, that God had imposed. The legal innovations of the rabbis, known as the oral Torah, were deemed to be the result of the “holy spirit,” which was continuous with, if weaker than, the revelation of Moses at Sinai, where according to tradition the oral Torah was given along with the written one. It was exceedingly rare, as the renowned case of Maimonides on the atavistic practice of sacrifice suggests, to regard the ordained duties as historically determined, and thereby risk the suggestion that these divine commandments, in spite of their original applicability, might sometime be obsolete. The same was true of Christianity, except that it was less bound to any scriptural list of obligations and even more affected by Greco-Roman philosophy. But it also developed a philosophical tradition elaborating the moral duties of human beings, most commonly within a framework of supposedly rational natural law. The rational and the natural, too, are given, and not invented. They must be discovered, not devised.

    Moderns did not only assert rights against the dictation of duties. They also theorized, as I will suggest, that rights entail “correlative” duties. In this way they kept duties philosophically alive. Yet to insist on the obverse — that the age of duties was by the law of correlativity also an age of rights — is to distract from how significantly the rhetoric and the content of morality changed. As the great scholar of international law (and a great rabbi’s son) Louis Henkin explained, Judaism “knows not rights but duties, and at bottom all duties are to God. (If every duty has a correlative right, the right must be said to be in God!)” It would be amusing to represent premodern history not solely as an age of duties, but as an age of God’s rights — or the state’s rights to demand fealty from subjects or citizens. The fact is that no one thought to put it this way. It was far more important to leave duties explicit, and to reflect on their content and their rationale, than to experiment with assigning rights to their proper provenance, divine or civic.

    It is equally familiar how central duty was to Roman self-understanding, not least to the fact that its most memorable hero, Aeneas, is constantly held up by Virgil as “dutiful,” or “pious.” But it is Cicero who, with his famous De Officiis (regularly translated as On Duties), easily wins the prize for the longest running teaching manual of moral philosophy in the West. It was used for centuries, with titanic influence in the early modern period. Voltaire remarked in 1771 that “no one will ever write anything more wise, more true, or more useful.” (Has anyone written the history of the over-the-top blurb?) “From henceforth those whose ambition it is to give men instruction, to provide them with precepts, will be charlatans if they want to rise above you,” Voltaire continued, communing with Cicero seventeen centuries later, “or will all be your imitators.” Frederick the Great carried De Officiiis on his campaigns.

    For Cicero, laying down the moral duties that nature and society imposed upon us was the substance of moral philosophy. “Who would dare call himself a philosopher if he had not handed down rules of duty?” he asked. Written in the last months of his life, De Officiis attempted to trace all the duties that we should recognize to two grounds: either they are honorable or they are useful. Mostly a Stoic, Cicero argued that our duties come from nature, and apply universally, everywhere and always. As in Judaism, Christianity, and Islam, Cicero and others went very far in justifying a kind of ethic of service as the substance of political morals, in the Roman case most especially the centrality of military service as a sacred duty of all male citizens, which remained as one of our American duties until not long ago.

    If premodern history is commonly (and correctly) understood as the age of duties, it is equally common to believe that modernity became “the age of rights,” as Henkin labeled it. It is the long shadow of the reign of duties that has always given rights their understandable appeal.

    I have no quarrel with the liberal belief that such premodern regimes of duties were in many ways oppressive and needed to be modified and even overthrown. In the early modern period, the word “officious,” from Cicero’s word officium, emerged as a derogatory term, as we still use it — referring not to someone who does his duty but who obnoxiously imposes his duty on us. Probably no one has better captured this revolution than the poet Ogden Nash, who roasted Wordsworth’s famous “Ode to Duty” in his own poem “Kind of an Ode to Duty.” Duty was “so ubiquitous, and I so iniquitous” — it policed us excessively, adversely to our freedom, and taught people to demean themselves in the name of upstanding virtue. No wonder we shucked it off.

    It would seem, from the conventional history of moral thought, that the modernization of ethics has principally been about leaving duties behind — in private and especially in public form, whether they were religious or secular in basis. For many moderns, most duties imposed by religion were irrational, and many of those imposed by states were unjustifiable, and so it was intellectually simple — though politically very difficult — to reject them and abandon them.

    But if this story of modernity as the exit from the reign of duties is incomplete as a matter of history, there is also a continuing moral and political risk in simply celebrating our liberation, even when it is to bolster our self-confidence in a never-ending struggle against the resumption of power by the more heteronomous forces of religion and politics. Ever on the lookout for unjustifiable oppression, libertarians specialize in keeping their eyes peeled for officious duties imposed on us against our will by oppressive communities and states, and they are not wrong to do so. But they cover only a small part of the waterfront. The question is whether the modernization of duties really does require rejecting them tout court or leaving them in the rubble of the old orders — or whether the modern abandonment of duties was excessive and mistaken and risky, making modernity less a liberatory time than a libertarian one, and forgetting that rights themselves, not to mention other values, depend precisely on the persistence of duties.

    Too many philosophers and historians have missed this significant possibility. They see nothing but a glamorous modern pivot from obligation to liberation, from duties to rights. But this is not just historically specious, it is also morally and politically noxious. Consider again Robert Cover’s picture of the replacement of heteronomy by autonomy. America in the 1980s, when Cover wrote, was a hardly a representative time in modern moral culture. It was the moment of a libertarian revolution in which emancipations of the 1960s were being succeeded by a mantra of economic freedom that overthrew the liberalism that Americans had struggled to establish since the New Deal and the Progressive era before it. Cover’s error of perspective, if I am right, led him to believe that modernization meant the abandonment of duties. But the opposite was the case. It was duties that were themselves modernized.

    I do not mean to suggest only that duties survived in modernity. This is obvious: we still teach our children ethics, or try to, including their moral duties. Not just duties, but also organized religion, survived modernization — and one temptation that follows for this very reason is to adopt a public/private distinction whereby we separate public rights and private duties, if we adopt a comprehensive moral view in private that imposes moral duties. In this solution, moderns have not wholly abandoned duties, they have merely expelled them from “the public square.”

    Liberalism has revered this distinction between public and private, but it is misleading, for two reasons. For one, our private lives and our private faiths have been deeply affected by modernization, as when Cover remarks that “even those among us who have been raised with a deep and abiding religious background can hardly have escaped the evocations that the terminology of ‘rights’ carries.” Living in a voluntarist culture changes the meaning of obedience. Choosing to be obedient puts a dent in the ideal of obedience. Second, it is also the case that there are still manifold public duties: obeying the law, paying taxes (no matter how low these monetary duties have gone), serving on juries, and so on. Was the erosion and the restriction of these moral duties an inevitable consequence of our liberation from the more oppressive duties of religion and state?

    One traditional story, which is not entirely wrong, is that a voluntarist tradition arose in moral philosophy in the early modern period which made rights against collectives and states central. This tradition conquered political life starting with the Atlantic revolutions. Cover’s citation of the social contract as the characteristic “myth” of modern moral philosophy is an example of this belief. And it is certainly what is often taught, especially in the “Western Civilization” courses that emerged after the Great War, stabilized around an anticommunist and later antifascist set of tropes. The story goes that first came Hobbes, who perfected or perverted natural law doctrines from the Stoics to the Christians so as to isolate the natural right of self-preservation as the basis of the artifice of government, and then came Locke, who added the pre-political right of property and consent to government. And thus the liberalism of rights, which was the only liberalism that anyone bothered to imagine, was launched.

    There is only one problem with this familiar narrative. It is misleading to the point of obscuring the actual career of liberalism, which in actuality preserved duties at its core, before that libertarian revolution that Cover generalized as if it characterized modernity as a whole. The libertarian narrative of the descent of liberalism functions to conceal the endurance of duties within it, as much as libertarianism exists to undermine duties themselves. In order to understand the history of liberalism, Edmund Fawcett not long ago remarked, “liberty is the wrong place to begin.” The reader may be forgiven for doing a double take. And as Helena Rosenblatt suggests in her recent book, The Lost History of Liberalism: From Ancient Rome to the Twenty-First Century, modern liberalism emerged out of Cicero’s moral duty of liberalitas, while liberals in modern times have (in her words) “fought not just for their rights, but for the means to better fulfill their moral duties.” What this means is that liberalism was from the beginning more than an affair of casting off yokes. Far from focusing so intently on coexistence or toleration within community, or on freedom from political authority as such, liberalism for a long time placed education for social interdependence, as well as the political constitution of social freedom, at the very heart of its historic agenda.

    The preeminent philosophical site of this focus was sempiternal natural law doctrine. And the most proper interpretation of its trajectory between the Renaissance and the Atlantic revolutions preserves the centrality of duties as what moral philosophy generally, and natural law in particular, requires. Once we take the trouble to read Locke’s full corpus, he himself emerges — like his fellow Protestant thinker Samuel Pufendorf, author of On the Duty of Man and Citizen — primarily as a theorist of obligations inculcated in the young and imposed by government, even if we commonly produce the reverse impression as an artifact of our teaching. As the great historian Knud Haakonsen observed, only erroneously and retrospectively does early modern thought appear to lead our way, philosophically or practically. No matter the temptation to promote libertarian and voluntarist rights thinking as the ascendant theme, with duties as “the casualty that defines its victor,” Haakonsen bracingly insisted that a rationale of duties and a schedule for duties remained dominant in theories of natural law.

    And we can push this argument farther, with the late historian of American ideas Morton White, by arguing that even the American revolutionaries, who conferred upon natural rights an unprecedented pride of place at the foundations of an actually existing government, were by no means ethical libertarians — they were readers of such forgotten figures as Jean-Joseph Burlamaqui, the Swiss natural lawyer who laid great stress on duties in works such as Principes du droit naturel in 1747 and Principes du droit politique in 1751. The American founders by no means intended to privatize morality, or to eliminate the educational focus on duties or the imposition of them on citizens by states, even while conditioning government on consent when rights were violated. The Virginians made this explicit in the summer of 1776 by including duties in their pioneering rights-based constitution.

    What is true is that the coincidence of the Atlantic revolutions and new forms of ethical privatization — including the rise in significance of commercial freedom — left a serious mark on modern moral life. We can detect the individualizing effects of early capitalism in the French Revolution: not in a backwater settler colony but in the center of “civilization,” political modernity became indelibly associated with rights. Yet the celebration of rights cannot explain that great convulsion. A closer look at the revolutionary era forces us to acknowledge the sometimes consequential presence of duties even in what we remember as an unprecedented moment of basing politics on individual entitlements.

    In 1789, the French revolutionaries famously decided to promulgate their “Declaration of the Rights of Man and Citizen.” Where were the duties? One reason for the apparent demotion of duties relative to rights was rhetorical and cultural: public and private duties went without saying. Nobody would have argued otherwise. Rights were stressed to limit government and in documents designed to delineate what government cannot make us do — while still leaving a lot of room for collective self-governance and imposed duties. And a proposal to mimic Virginia, announcing rights and appending duties, lost out by a relatively close vote of 570-433 in the National Assembly and after heated debate. Finally, even the most classic Anglophone defense of the immortal French declaration, Thomas Paine’s Rights of Man, insisted that the objective was to free us from oppressive duties of state and tradition, the better to allow our return to our justifiable duties as well as our natural ones. “All the religions known in the world are founded … on the unity of man,” Paine wrote. “By considering man in this light, and by instructing him to consider himself in this light, it places him in a close connection with all his duties, whether to his Creator or to the creation, of which he is a part; and it is only when he forgets his origin … that he becomes dissolute.” Prodded by Edmund Burke, Paine actually understood himself to be returning to the cosmopolitan or universalist natural law that history and tradition had obstructed, and which allowed humans to recognize not merely their entitlements but also their duties, which were universal across space and time.

    There were four intellectual legacies of that formative period that must be faced, because they clearly shaped some ways that duties came to be conceptualized in modern politics. All of them are unsatisfactory.

    One legacy of this revolutionary era is the view that duties are the residual legacies of the moralities of the past, that they are obeyed only in private, and that they do not affect public governance. The main worry in this regard, the Virginian declaration says, is that public authority will keep people from embracing the duties that religion imposes; but even the Virginian language still makes it perfectly clear that it is not simply up to individuals whether to embrace duties. “It is the mutual duty of all to practise Christian forbearance, love, and charity toward each other.” (The text left it unclear what would happen if people gave up their duties.)

    A second legacy has been, if anything, more fateful: the idea that duties for citizens, whatever their private commitments, correlate with and do not exceed their rights. In the French revolutionary debates, the Abbé Siéyès, the most influential thinker of the time, voiced this opinion. “I have duties toward others to the extent that I recognize their having the same rights as myself,” he declared. “Hence there are in fact only rights, of which duties are simply a special case in the interpersonal sphere.” Paine, who was frequently a mouthpiece for Siéyès, recalled that argument in reviewing the near-miss in the French Revolution for a declaration of rights and duties: “A Declaration of Rights is, by reciprocity, a Declaration of Duties also. Whatever is my right as a man is also the right of another; and it becomes my duty to guarantee as well as to possess.” Both authors implied that there were no modern duties beyond those to safeguard correlative rights. The Abbé Grégoire, famed for his role in emancipating the Jews in the following years, pushed back. (After all, both he and Siéyes were, technically, priests.) It is not the case that duties are deduced from rights, Grégoire insisted, or that all the moral rules and political obligations that we recognize will simply correlate with or follow from some antecedent set of rights. But he lost the debate, and as a result, in the words of the historian Marcel Gauchet, “rights would permanently be saddled with the ghost of duties.”

    Third, it has to be seen that these consecrations of rights on both sides of the Atlantic all afforded property special treatment, which — though no one could foresee how modern commerce and industry would transform our lives — ended up laying a practical foundation for a modern libertarianism of rights without duties. Contrary to communitarian publicists in our day, neither the French Declaration nor the broader revolution of which it was a part were atomistic and individualistic in spirit. But neither were they free of blame for modern anomie. With this triple demotion of duties, they did leave a big burden for the future.

    A fourth and final legacy, contingent but important, is that, even as declarations of rights created some of the conditions for later libertarian heresies, a space was opened for the conservative enemies of the new freedoms to take custodianship of duties. The most remarkable example of this occurs in 1795, after the Eighteenth Brumaire, when Robespierre and his fellow stewards of the Revolution were toppled from power, and their successors under the Directory propounded the era’s third French declaration of rights — a Declaration of Rights and Duties. Its first article follows the Virginians: rights are about limiting government in public, where duties are about private social cohesion. Its second article does the same: it protects residual Christianity and emphasizes a duty of golden rules. The rest of the duties announced in the Year III —the revolutionary calendar was still in use — imposes public duties, the central goal of which is safeguarding order (which meant property). “It is upon the maintenance of property that the cultivation of the land, all the productions, all means of labor, and the whole social order rest,” the declaration read. “Every citizen owes his services to the fatherland and to the maintenance of liberty, equality, and property.”

    Thus duties were now separately announced — but as a post-revolutionary attempt to contain the wildfire and to impose some limits. The cause of duties became a conservative, even a reactionary, cause. The modern stereotype about rights and duties, about liberals and conservatives, was born. It was the first time, but hardly the last, that the championing of duties would take this rearguard form, in part because the advocates of emancipation had rhetorically, and foolishly, ceded duties to their enemies.

    But these stereotypes, I think, represent a colossal error. This separation — this separationism — was not representative of all forms of liberalism. It was, in fact, the minority view for a long time. For a century or more, from the early nineteenth century to the mid-twentieth century, liberals understood the need to reappropriate duties, and to install them at the center of their moral and political program. The central issue was what liberalism was going to be about, given the experience of the revolution. In an account that has become widespread since John Rawls, the liberal goal is said to have been not only to overthrow the oppression of the past, and to limit tyrannical government, but also to privatize “comprehensive” or “perfectionist” understandings of the good life. There might be some shared set of civic duties, but moral duties were not the state’s problem, and what remained alongside rights against community and state oppression were some public duties so that the state could function for “political” ends, avoiding at all costs a state that would endorse a particular view of the good life, a particular vision of our highest ends and obligations.

    As a historical matter, this account cannot be correct. Contemporary scholarship about our understanding of nineteenth-century liberalism is showing almost the reverse. Most liberals and socialists understood themselves to be theorists of collective and individual improvement, and they saw politics both within and beyond states as a vehicle for that mission. As much as political and economic liberalism got entangled and identified in the era, many thinkers propounded profoundly non-libertarian understandings of freedom and interdependence. They propounded versions of “positive freedom,” with the modernization of duties as perhaps their most daunting and important task.

    The most stirring exemplar of this liberal mission in our intellectual history is Giuseppe Mazzini. He did not require the abandonment of either duties or modernity; he believed that they needed to coexist, precisely in the form of a modernization of duties. If you have heard of Mazzini, he is probably known to you as an Italian nationalist. As dubious as it may sound given current political debates, in which liberal nationalism is treated like an oxymoron, it was precisely liberals such as Mazzini who helped to invent nationalism (and nationalists such as Mazzini who helped to invent cosmopolitanism) — and shouldered the burden of modernizing duties in the process.

    Born in 1805, Mazzini was described by Mill as “one of the men I most respect” and by Nietzsche as “the man I venerate most.” Americans also loved him, especially his good friend William Lloyd Garrison. The American transcendentalist Margaret Fuller called him “the most beauteous person I have ever seen.” Since he challenged imperial and monarchical authority, Mazzini was said by Bakunin to be “the man who had given the most sleepless nights to the crowned heads of Europe.” David Lloyd George once said that he “doubted whether any man exercised so profound an influence on the destiny on Europe.” Actually, that understates things considerably: Mazzini is probably, after Marx, the most influential philosopher in world history, because his doctrines traveled to the ends of the earth, due to the extraordinary influence that he exercised on nationalist upstarts from India to Israel, who frequently adopted his refusal to distinguish between individual protection and collective identification.

    Mazzini organized his thinking around duties. I know of no evidence that he knew of Paine, but Mazzini’s The Duties of Man, which appeared in 1860, was in many ways a response to him. Published only twelve years before his death, this collection of his essays has been translated into twenty languages (including Esperanto and Yiddish) and has gone through hundreds of editions, exercising its greatest impact through the middle of the twentieth century. For Mazzini, duties are not just a residual legacy from Christianity or any other premodern tradition. They are the substance of a new ethic for a new age. He even went so far as to think that humanity would need a new religion — a religion of humanity, as several nineteenth-century thinkers called it.

    Mazzini grasped that without such notions the path lay open not only to protecting old religions or safeguarding individuals from tyranny, but also to libertarian perversions that sacrificed any common notion of the good life, including a productive understanding of individual freedom itself. The French Revolution’s rights left the state with no role in relation to the morality of freedom: “The sacred idea of Liberty has recently been perverted by some deeply flawed doctrines, declaring that all government and all authority is a necessary evil [or] that government has no other mission than that of preventing one individual from harming another. Reject these false doctrines, my brothers! … If you were to understand liberty according to these flawed doctrines, you would deserve to lose it. … Your liberty will be sacred so long as it is guided by an idea of duty, of faith in common perfectibility.”

    In taking up the liberal cause of duties, Mazzini did not mean to make any excuses or apologies for the community or the state. He knew that limits on community and state were important, and he never entirely denied the distinction between public and private. He was a liberal for whom the purpose of social interdependence was freedom and perfectibility, not constraint or oppression for their own sake. Yet an overriding emphasis on the risk of tyranny, he believed, would obscure the reality that some doctrine or other of individual perfection will rule in any society, and liberals needed to have a responsible one. More than this, at the center of his thinking, as of that of nineteenth-century liberals such as Mill and Tocqueville, there stood not so much a libertarian freedom from as an individual and social freedom for — a free agency to enact new things not only for oneself but also for society. He was a perfectionist liberal with duties as his cornerstone, notwithstanding the importance of freedoms or rights, which animated his political activities but were put in their place in the scheme of a wider liberal doctrine.

    Along these lines, just as he rejected the idea that duties were a thing of the premodern and religious past, Mazzini repudiated the idea that all our duties merely correlate with our rights and follow from them. If anything, it was the other way around. “When I say that the consciousness of your rights will never suffice to produce an important and lasting progress,” he explained, “I do not ask you to renounce those rights… I merely say that such rights can only exist as a consequence of duties fulfilled, and that we must begin with the latter in order to achieve the former.”

    Like all other liberals in this period, he held that freedom is not a natural condition; it is a collective and social achievement premised on continuing and intensified interdependence. The goal of the shift toward rights in modernity was an escape from the confinements of duty, and this was to some extent a good thing: the liberal insistence on freedom from God’s enforcers, from tradition’s tyranny, and from the state’s prerogatives was a significant advance in history and culture. But it by no means settled the question, after individual freedoms had been championed and won, as to what would happen to the earlier public emphasis on duties. If it disappeared, so would freedom itself. Proclaim liberty, indeed; but liberty is not the only valid end.

    In the twentieth century, it became fashionable to regard Anglo-American thought as constitutionally libertarian, poles apart from Continental statism, in which an abasing prostration to government prevailed, and no freedom. It is certainly true that both communist and fascist governments emphasized duties far more than they did rights — that is putting it mildly — as part of their respective re-enthronements of the ancestral, the mass, the communal, and the familial. Yet throughout the same period, and until a recent date, the story of liberalism, and of liberal forms of socialism, commands the retention of duties for the sake of credible liberation. Many Anglo-American liberals and socialists agreed with their Continental European colleagues about the need to emphasize a theory and practice of duties. And the reason they did so is that they were the earliest to make the move, which in this country we associate with the turn of the twentieth century, to welfare as the condition of freedom. “Of what use was the recognition of rights to those who lacked the means of exercising them?” Mazzini asked.

    T. H. Green, the Oxford moralist who fused Evangelical religion, liberal politics, and Hegelian metaphysics, gave the answer: duties to provide one another the condition to exercise free agency matter more than formal rights. Green, who lived from 1836 to 1882, is nearly forgotten now; in the twentieth century, when philosophers of many kinds united in the campaign to destroy philosophical idealism, his reputation crashed. For our purposes, what matters is that Green was trying to transmute a fraying Evangelical moralism into secular terms, and that the defense of a rehabilitated version of duties was central to his attempt to do so. As his biographer Melvin Richter explained, it was because he felt that he could count on secure English and Western European traditions of liberty that Green risked justifying a more interventionist state, especially in response to the identification of or mix-up between political liberalism and economic liberalism for which England was rapidly becoming known worldwide.

    Accordingly, Green named a major work Lectures on the Principles of Political Obligation, in which he argued, in his idiosyncratic and sometimes incomprehensible idealist language, that personal entitlements should receive far less rhetorical attention than state and collective ones — precisely so as to support policies that would augment inherited rights with needed redistribution. Like so many others in the nineteenth century — and not only those further left, such as Marx — Green’s point of departure was an attack on the myth of the socially antecedent individual, as economic freedom was defended more effectively than political freedom, so much so that across the global north parties of all stripes associated rights with the limitation of the state for the sake of property protection and transactional freedom. Green’s project was to save the possibility of moral community from this development, which did not require any radical critique of rights but did require keeping them in their place to offer an account of what we might call duties as trumps.

    “The popular effect of the notion that the individual brings with him into society certain rights,” Green complained, “is seen in the inveterate irreverence of the individual towards the state [and] in the assumption that he has rights against society irrespectively of his fulfillment of any duties to society.” Green did not reject rights, but he reframed them, reaching for a theory of rights that would acknowledge individual capacities while prioritizing social cohesion and progress. This meant, above all, an insistence that duties must have the same standing and importance as rights: “There cannot be innate rights in any other sense than that in which there are innate duties.” Of these, he added, “much less has been heard.”

    Green, as historians have shown, remained the godfather of the coming of the British welfare state for decades after his death in 1880s. (A recent essay by Ben Jackson on the evolution of British political ideology is entitled “From Idealism to Neoliberalism” as if with those two vaporous categories one could describe and explain a century’s worth of intellectual and political transformation.) Like his masters in German philosophy, Green was trying to reinvent the moral teleology of premodern thinking for a modern age of emancipation, and his view of duties and rights were that they tracked whatever led humans, individually and collectively, to their flourishing. Under modern circumstances this meant that society has a deep claim on individuals, who are never to be seen as antecedent to it. Green was willing to allow for inherent human rights but only in connection to human duties with equivalent status, on the theory that if there were some eternal or long-run interests that humans as such have, they are inevitably lived out together, in society.

    Most of all, Green, his British New Liberal followers, and their influential American analogues were arguing against a libertarian presumption that made state intrusion into the allegedly free domain of market activity a violation of rights. They directed their fire toward the idea of rights as metaphysical entities; instead, rights were social goods whose justification ultimately lay in collective purposes. Later, in the twentieth century, so-called legal realists such as Robert Hale and Karl Llewellyn pursued a similar deconstruction of rights. In theory the anti-metaphysical critique applied equally to duties, but neither Green nor his successors targeted duties for their criticism, perhaps because they wanted in the first place to make duties plausible in an age in which liberty is used to justify market hierarchy and depredation.

    For such figures, the argument was twofold. First, if people have rights based on their innate features, then they have innate duties too. Second, the collective setting of individual freedom makes the harmony of social and individual purposes a policy challenge rather than the occasion for asserting the supremacy of individual freedom over the collective good. They refused to play the trump card of rights to minimize the state. “Rights, indeed, are precious and sacred,” remarked Edinburgh socialist theoretician Robert Flint in 1894. “In the course of the struggle for ‘rights’ great and indubitable services have been rendered to mankind. Nevertheless, the alone properly supreme and guiding idea of life, whether personal or social, is not that of rights but of duty.” (For good measure, Flint added: “This truth has found its worthiest prophet and apostle in Joseph Mazzini.”)

    In the course of the twentieth century duties fell out of fashion, and certainly out of liberal discourse. “The fact is that today, it seems to me very difficult, whether in high schools or universities, to talk seriously of the duties of citizens,” remarked Raymond Aron, the leading twentieth-century French liberal. “I think that whoever risked doing so would seem like he belonged to a lost world.” At some point — it is hard to date precisely, and even harder to explain — the struggle to modernize duties ended, and it was replaced by more libertarian schemes. We are the poorer for this. We are living in the void it left behind, in which it is daunting to imagine the construction of new foundations for perfectibility and progress.

    The situation is dire. Perhaps the foremost French moralist with any claim to be Aron’s successor, the reactionary novelist Michel Houellebecq, whom Aron would have despised, once noted on the radio: “I am not a citizen, nor do I want to become one. No one has duties towards his country; they do not exist. We are individuals, neither citizens nor subjects. We have lots of rights, but no duties. … France is a hotel, nothing more.” Those sentiments can be easily translated into an American idiom. We are an impossibly divided country, increasingly cold and increasingly libertarian, devoid of a common national feeling; a hotel for the rich with many hovels for the poor and no immediate prospects of becoming a common home for all. And for cosmopolitans who insist on duties to our fellow humans — for Mazzini was also a pioneering globalist, who imagined duties of world citizenship — the challenge is even starker. After the fall of the house of duties, it may not be much of an act of social reconstruction to rewrite their history, and to refute the either/or that relegates them to premodernity, in order to remind ourselves of just how recently the modernization of duties remained the central liberatory project; but it might help. Reflection, too, is one of our duties.

    Between Leah and Rachel

    Osip Mandelstam’s Conversation About Dante is the major Russian work on the great Florentine poet. Ever since it appeared, and perhaps even before it did, we have known that this conversation would turn out to be about something different: about “time and the self,” as another poet wrote. Dante’s optical devices, his mirrors and his loupes, were designed for the intense scrutiny of the fabric of his contemporary world: its decaying weave, which was nonetheless destined inexplicably for salvation. Perhaps this is why his Commedia becomes more important when the possibility of salvation is more remote, or so it seems.

    At the beginning of 1933, Mandelstam arrived in Leningrad to take part in two evenings of poetry arranged especially for him. His evening at the Grand Hotel Europe (then called the European), where he was staying, was attended by Leningrad’s literary beau monde. The only one missing that evening was Anna Akhmatova, who was only fleetingly present to hear Mandelstam read and then departed after a brief and almost formal exchange of words with him. They would meet later, and without anyone present, in her room in a communal apartment.

    He had only just mastered Italian and he raved about Dante, reciting whole pages by heart. We talked about the Purgatorio and I read a passage from Canto XXX, the appearance of Beatrice.

    sovra candido vel cinta d’uliva a woman
    donna m’apparve, sotto verde manto
    vistita di color di fiamma viva.

    ……..

    ……….Men che drama
    di sangue m’e rimaso non tremi:
    conosco i segni de l’antica fiamma.

    a woman showed herself to me: above
    white veil, she was crowned with olive boughs
    Her cape was green; her dress beneath, flame-red.

    ………

    ………I am left with less
    than one drop of my blood that does not tremble:
    I recognize the signs of the old flame.

    (Translated by Allen Mandelbaum)

    Osip began to cry. I was terrified.

    “What’s wrong?”

    “Nothing, nothing — just those words, and in your voice.”

    The relationship between Mandelstam and Akhmatova at that point was what we might call complicated. Its complexities continue to occupy Russian literary scholarship, and I am merely summarizing here what has been recently revealed.

    Mandelstam’s views on literature, politics, and life had by now converged to a point where he was compelled to engage in the anxieties and the issues of the day — a high-risk will to action and the building of a new age on new principles. His choice of acquaintances was surprisingly catholic (to the consternation of the reader now as well as his friends back then), including Nikolai Bukharin, the high Bolshevik official and editor who often protected the poet against the regime, and Nikolai Yezhov, the head of the NKVD, whom he had met in one of the Central Committee’s sanatoriums, as well as Komsomol leaders from the Russian Association of Proletarian Writers. His article in the newspaper Izvestiya in 1929, a contribution to a debate about literary translation, demanded that “the shoddy, pointless direction of production” be destroyed at the root, and that literary initiative be “wrestled from the grasp of artisan-entrepreneurs” — he even called for someone to be taken to court for “unprecedented wrecking.” He cast off his own literary past and accumulated Symbolist capital as so much ballast: “I don’t want to be living off my ‘Mandelstam-ness,’” he wrote to his wife.

    Against this backdrop, his relationship with Akhmatova — who had deliberately and for a long time been shrinking her connection with the literary world to almost nothing, neither publishing nor performing her poems, and hardly writing at all — was extremely important. They were connected by a common history, an intimate friendship and, what was even greater, a linguistic intimacy, which allowed them to “listen to and understand each other” without concession or correction — even if it was often accompanied by mutual irritation. Akhmatova’s position, her preference for the path of apparent inaction and literary and political non-participation, seemed to him to be alternately a temptation and an inappropriate anachronism. He himself was unable to stop “acting, making a noise, and giving everyone the run-around,” as his wife put it.

         In 1933 Mandelstam was reading Dante compulsively — “day and night,” as Akhmatova reports. But only after their meeting, and hearing Dante’s words in her voice, did he return to Moscow and begin work on his Conversation About Dante. He continued writing during his time in Crimea, and when he returned to Moscow he wrote one of only a few poems that year, the openly political and not-for-publication “Old Crimea,” where the “terrible shades of Ukraine and Kuban” put us forcibly in mind of Canto XXXII of the Inferno and the hunger that is worse than grief, in which ice-locked Ugolino is paying the penalty for his treachery long ago. It is possible that what Mandelstam saw in Crimea forced him to reassess his role in public life and, like Dante before him, to demand of himself a different life and a different politics. And he did something drastic about it. The next poem that he composed was his infamous “Stalin Epigram” —

    …his words like measures of weight,
    the huge laughing cockroaches on his top lip,
    the glitter of his boot-rims.
    Ringed with a scum of chicken-necked bosses
    he toys with the tributes of half-men….
    He rolls the executions on his tongue like berries.
    He wishes he could hug them like big friends
    from home.

    (translated by W.S. Merwin and Clarence Brown)

    The poem was a suicidal act, as Mandelstam well knew, and he was consequently preparing himself for death. But even before that anti-Stalinist effusion he wrote this in his Dante text: “It is unthinkable to read Dante’s cantos without turning them to face the contemporary world. They are created exactly for this end. They are devices for detecting the future. They demand commentary in the Futurum.”

    The poems, the small book on Dante, the political protest, as we might call it now — Mandelstam’s need to draw all these into conjunction in a text, conceived and written in a way that would allow “Komsomol youth to sing it in the Bolshoi Theater” — all this was a direct result of his reading of Dante and his new engagement with the horrors of his times, his critical insistence that humanity should be, in Dante’s words, “removed from the state of misery and led to the state of bliss” through the merging of the literary and the political in action. For Mandelstam, the Commedia, in which the poet-protagonist seizes his opponent by the hair in a moment of fury, pulling it out by the handful, was a model of that “self-lacerating rage” so necessary for a writer, on a level with Nekrasov, the great anti-czarist and populist poet of the nineteenth century; and a way of seeing himself alongside these others, like them an “internal outcast,” unable to concede even an inch in argument, flying off the handle, making mistakes and needing a guide, yet still defending the “social worth and public position of the poet.” The historical figure of Dante Alighieri recedes somewhat in this reading: what is important here is the discovery of a common denominator, something that unites him with Mandelstam, his comrade-in-arms, both moving together with a common purpose.

    “Time for Dante,” writes Mandelstam, “is the content of history understood as a single synchronous act, and also its converse: the collective holding of time — by fellow workers, by rivals, and by joint discoverers.” This synchronous collective time in which past and future are brought together and compacted into a unified present, so that it is just a single step from Mandelstam to Dante, shares the temporality of the Commedia, or more precisely its atemporality, the imagined contemporaneity of its figures from different times and different places, in which Ulysses and Guido da Montefeltro are simultaneously tormented by the same flame and address the same listener. And this listener, it is important to remember, is living, and so can still act on what he hears to change his own and others’ fates.

    BC Two days after the reading at the hotel, Mandelstam was invited back to Akhmatova’s apartment. It was expected that he would read new poems in this intimate setting, but the evening was a failure: the invited audience had all been arrested the day before. Akhmatova made her apologies: “here’s some tea, and here’s the bread, and I’m afraid the other guests are all in prison.” Actually existing in a concrete moment of history throws all plans and pre-arranged positions into doubt: the vita activa and the vita contemplativa are intertwined and disarmed in a strange way — they reflect each other like Leah and Rachel in their mirrors in Canto XXVII of the Purgatorio. In the face of misfortune the difference between them is erased, leaving only the common features.

    Today the world is faced with a new misfortune, a planetary medical misfortune, and as it attempts to cope with it Leah and Rachel are once again difficult to tell apart. Perhaps the clarity of the difference between them is a feature of peacetime, when the individual, rather than her circumstances, can choose her identity. Mandelstam invoked Leah and Rachel, in Dante’s account of them, in poems that he wrote in 1934, in which their qualities and their deeds complement and equal each other: “Rachel gazes into the mirror of being, /And Leah sings and weaves a wreath.” As tradition requires, action and reflection are here placed in opposition, and neither is given preference. Mandelstam closely follows Dante’s example, but it is noteworthy that in both works song is considered part of the active life, as an act in itself. If there is a poet in the Leah-Rachel dyad, it is of course Leah (who was, we recall, “weak of sight”). Rachel has clear sight and is silent, whereas short-sighted Leah sings.

    Dante does not encounter them in hell or in heaven; they appear to him in a dream on the threshold of Earthly Paradise after passing through the line of fire, his meeting with Beatrice assured. The dream lasts for only fifteen lines, but still some words and objects are repeated with the insistence of a reflection. We do not see Rachel, we only hear about her, we hear her reflection, in the words that Leah sings about her: Rachel has beautiful eyes, belli occhi, and — in a telling symmetry — Leah has belle mani, beautiful hands, which she uses to adorn herself in order to look in the mirror that we do not see. The effect is of a hall of mirrors, constantly and continuously lengthening: we are being told a dream in which a girl appears and describes another girl who stares at her own reflection. Both girls, it seems, hold mirrors, but the glass objects have different names, specchio and miraglio, and they are as unlike each other as future and present — Rachel looks only at her mirror, whereas Leah’s, in contrast, has a deferred purpose, it is waiting for her to appear in it, adorned. Since Leah’s joy lies in action (just as Rachel rejoices in looking), her mirror is always empty, like a waiting room. Rachel is sharper-sighted today, whereas tomorrow Leah is barely discernible. Sometimes it feels to me as if their mirror, just like their beauty, is single, and shared between them.

    There is one other mirror in The Divine Comedy, but no one looks in it: it is the icy surface of Cocytus, the lowest point of hell, the focal point of sin and despair, a place where the future is cancelled and the present is unbearable. Unlike other imaginings of the contraption of hell, Dante makes the ninth and final ring a place of extreme cold. There is a possible precedent for this: Ovid in his late books describes the land of his exile as a non-place where people speak a non-language (just as Dante, in the last cantos of the Inferno, finds that speech falls short and turns to the Muses to help him acquire that barbed rasp of language befitting the place of wailing and gnashing of teeth). The main features of this non-place are a kind of inverted stability: the cold and danger are unrelenting, the impossibility of conversation or understanding is eternal. The frozen waters of Tristia, Ovid’s poems of exile, in which the half-dead fish cling to each other like Dante’s sinners, are directly related to Cocytus: more like clear glass than water, the mirror in which one sees neither oneself nor one’s interlocutor. (Tristia was also the title of Mandelstam’s second volume of poetry.)

    Dante begins gathering up the winter metaphors long before Canto XXXII, as if the cold was stiffening and congealing around him as he moved, and the weight of sin accumulating. The ice on the actual lake is so impenetrable that even if the rocky crags crashed down on its thickness it would fail to crack. The souls of traitors are locked there, those who betrayed their families, their country, their friends, and their benefactors — and there are thousands of them, their faces bent down. The cold has dehumanized them: they chatter like storks, they have muzzles. They are also blind: their perpetual weeping has left their eyes covered by a cataract of ice and their eyelashes are frozen together. The surface of Cocytus, the scholar Teodolinda Barolini tells us in her commentary, is a huge mirror in which we can see the evil in ourselves. And all those who are tormented in this circle of hell become this icy mirror, though they cannot see themselves or each other. Only Dante and Virgil can see, and the first sinner to address them reproaches them for their sight: “why eye us so, as though we were your mirror?” Sight is an object of envy, and an inaccessible privilege: the ability to see oneself and one’s sins in another, and to attempt to mend one’s life. On many occasions Dante speaks of hell as a blind kingdom and of his journey back up as a path towards sight, but it is here that the visual parallel is fully realized. Strangely enough, I read these terze rime as a grotesque commentary on the dream of Leah and Rachel, as if the unseeing souls gathering before the icy mirror were simply demonstrating the weakness of the vita contemplativa in a situation in which the vita activa has been denied to them.

    BC There have been many descriptions of what has happened to time since our pandemic began: it stuttered, it sped up, it slowed down, it froze; what could once be achieved in half a day now takes two days; cats that needed feeding once a day now demand food every few hours; flowers stand for weeks in their vase or wither overnight. Time is deformed, abbreviated, protracted, twisted. It behaves in an odd way, and so do we. Every little chore (cooking, cleaning, walking the dog) looms large: the usual tasks are de-ritualized, broken down, protracted. And the border between one day and the next has been erased: each day is counted only insofar as it is another unsuccessful attempt to leap the barrier, to escape the snare.

    Our sense of endless daily repetition, of immobility and entrapment, seems almost sacrilegious if we admit its generic similarity with what is described, say, in the memoirs of the imprisoned and the victims of the Siege of Leningrad. Yet it is the same: the reactions are warranted even when the circumstances are more obscure and more sparing of us, and it remains for us to understand what exactly we are reacting to. If we are allowed books, the internet, walks, discussions, why am I left with such a feeling of stifling, crippling confinement?

    The powerful sense of deprivation is clearly linked with an intense concentration on the present, on a tyranny of the present, which is unnatural for a temporal creature, who normally lives also futurally. But in pandemic time much hope and emotion has crossed the line back from the future and are condensed in the present, which bends under its own weight, allowing nothing to be done, nothing to be kept in mind. This present is like a stronghold, a little fortress, surviving to the detriment, and at the cost of, tomorrow. Any work intended for tomorrow — more broadly, any work that distracts you from the feeling of living in the here-and-now — is inimical to one’s survival in the present and is rejected like an incompatible blood type. Tomorrow steals from today and today steals from tomorrow. Pandemic time has a beginning and so it should have an end, but the end will not permit itself to be planned or forecast. While we live within it we are inside an implant, an insert, a foreign body in the main flow of time. I know that sooner or later, with or without me, this parcel of deformed time will end, but I cannot influence this happening. I feel the need to listen hard to it, to try to ascertain how I can live cheek-by-jowl with it in some proper, natural way, so as not to burn up or become suddenly old in this unfamiliar current.

    The sensation of reanimation, of resurrection from the dead, touches one with every real act that is accomplished, even the most insignificant: a shower, or the smell of lime trees in a Moscow yard, is enough to make everything within me awaken and sing with the joy of return. But still the numbness is stronger, and no work, no distraction, can prevent the constant stun of reverie, careful listening, the transfer back into an uncertain stasis. Lidiya Ginzburg, in her account of the experience of the siege of Leningrad, called it “suspension”: “a person begins to realize with astonishment that, sitting in his apartment, he is in fact suspended in the air […] and above and below him other people are suspended in the same way.” This collective life in extremis, the simultaneous presence of everyone with everyone else, was rarely felt in the time before the catastrophe — or to put it more precisely, special locations in which one could feel the unity were set aside in the common space: forums, avenues, town parks and squares, where everyone was visible to everyone else. But in the home, in one’s own little box, everything was carefully arranged to prevent us from considering the presence of those nearby, our neighbors were out of hearing range, we were ourselves never seen from a stranger’s window. Now the presence of this absence overwhelms me and I cannot resist it. In every apartment of the block opposite mine people are like flies suspended in amber, no longer going to work, spending hours at the breakfast table, going to bed too early or too late, fated to unconsciously repeat each other’s movements, voices droning in an unharmonious but rhythmical choir.

    In his essay about Rousseau, W.G. Sebald recounts going down to the water on the little Swiss island where Jean-Jacques was so happy that he asked to be banished there, where he would see no one and never leave. Two hundred years later, in the deep silence, Sebald stood one night at the lakeside, until the water before him, without its darkness abating, became utterly transparent, revealing row upon row, whole terraces, of motionless fish, large and small, swaying, asleep, one on top of another. Life in a pandemic cuts transversely through a cross-section of piled layers of dark, slightly frozen lives — the opposite of our customary longitudinal living, with its constant horizontal yearning pull forwards: To Moscow! To Italy! Tomorrow! Time’s density is altered: it was a flood, surging on, dragging everything with it, and all of a sudden it congealed, became abstract and metaphysical, a barren boggy land. Contemplation and action hardly know themselves in the empty mirror.

    BC Our way of reading the pandemic, and the helix of history in which it is wound, is to instinctively anthropomorphize, to overlay. Beyond the struggle for sheer survival, there is the aspiration to squeeze meaning from what is happening — to turn its face, as Mandelstam might have said, to the contemporary world. The desire to believe that seeing is still possible, to perceive the beginning of a new world in a place of exile, to discern a message to mankind in a virus. But the message on the screen cannot be made out; it trembles and glitches. I have the sense that this virus-touched reality operates within three different states, three ways of understanding what is happening, each linked to a sensation of time. And from inside the tiny gaps between them I will attempt to note down how they work; the constant rapid movements between each state are a sketch, a flicker, a whirl of snowflakes, entrancing and enervating us.

    The first of these states is the tendency to see whatever happens to humanity as an opportunity that needs to be taken advantage of. The freed-up time — or perhaps more accurately, the unforeseen time which has appeared in the place of the old, cancelled time — is seen as a resource: a new allocation of opportunity that must be mastered. It is of course understood that this is a different and unfamiliar space (and that in any case we have none of the tools needed to work with it in the usual scheme of things). It is perceived as an alternative space, as “down time”: it can be filled with what is usually neglected. Plans and promises, the public and the private, weight loss, learning a language, writing a novel — all these are a form of emigration or downshifting, in which we are given another chance to live a different, alternative life in the overflow of the pandemic. The fact that this is not an unalloyed benefit — this freed-up time comes at the cost of illness and the death of others, as well as the permanent sense of danger — gives these plans a hectic and unforgiving intensity: not achieving them becomes a personal failing, a moral failing.

    The second state is the deliberate suppression of any awareness of the particular character of this out-of-joint time. This willful denial can be interpreted as an attempt at a kind of emotional violence, an inner revolt against that reality that must be forced back within its banks. This state of mind, this dogmatic need for the quotidian, demands that time be made to submit: it must be experienced as quite ordinary, as if nothing had happened. There is a wide spectrum of Covid-dissidence, from denying the pandemic to various behavioral practices that resist its constraints. There is also its politicization, based sometimes on the worsening of suffering for certain people or groups, until they reach the point at which they are compelled to go out onto the streets and protest. In this scenario the disease comes to seem comparatively unimportant, not necessitating a reassessment of time or a renaming of the age as unusual; the imperative is for time to obey the current order and flow as it should.

    The third state, the easiest to live with, the most tempting and the most traumatic, is to do nothing. Pandemic time is lived in the knowledge that it is unproductive time, lost time. We may reconcile ourselves to this loss if we see it as a sacrifice. You didn’t catch Covid, but you might have done; your nearest and dearest didn’t catch it, but they might have done. At this very moment someone else is ill. And what might have been given to illness is instead lived, with a particular sense of ceremony, as if it were a sacred and special portion of life from which no practical use can be derived. Instead you wait and pass through it and come out of it changed. (In the late Soviet period a common feature of any conversation with school-age children was the reminder that they were living in place of soldiers who had died in the Second World War, and therefore did not completely own their lives and had to meet certain higher expectations in how they led them.)

    Falling out of the frame of ordinary life is understood as a fall from time into a state of timelessness, a zone of pure existence, where the laws of cause and effect have not been annulled but gently suspended. Remaining steadfastly in the present turns out to be an occupation in itself, but since this has no intelligible purpose (why? what for? is it a denial of life or an enhancement of it?) we continuously transgress: consciousness skips forward into the first or second state and we experience something akin to an involuntary internal tic, in which my thoughts jolt between all these states while I remain all the time more or less stationary. But more often than not I find myself in the flickering gap between the zones, falling out of times, both pandemic and normal. The past is frost-damaged. The present is motionless. The future has been postponed. Leah and Rachel have fallen asleep and between them there is an empty mirror, and no one to see anyone in it.

    We began with two apparently opposing models of literary and social behavior, and two close friends who had chosen these models for themselves. The fact that they also turned out to be great poets is a minor detail. I want to tentatively suggest a reason for Mandelstam’s fit of weeping in Leningrad, when Akhmatova read to him of how the dead Beatrice reproaches the living Dante for forgetting her and chasing transient, earthly desires: “making a noise, and giving everyone the run-around.” Dante himself collapses at her reproof for an especially unforgiveable deed, stung by the nettle of remorse. Just over a year after his tears (“just those words and in your voice”) Mandelstam was arrested for his anti-Stalin verse, and during the search of his home a record of Hawaiian guitar music played in a next door room, while his wife, Nadezhda Mandelstam, and Akhmatova sat side-by-side “pallid and numb.” In the face of catastrophe, the contemplative life and the active life always turn out to be equals.

    Dante describes Mount Purgatory, and its summit, Earthly Paradise, as the obverse of non-existence, non-place, non-time, the monstrous funnel of Hell, from which even the Earth ran away so as not to share its space with the fallen angel Lucifer. They are two sides of a coin: the yawning of complete absence, named evil — and its opposite, where there is suffering but also the chance of overcoming it. When Dante emerges under the stars again, back from the ninth circle and its dead air of non-existence, he cannot stop looking and listening: flowers are renewed, their sweetness is returned, and with that sweetness the desire to desire — the hope for salvation, which is beyond the capacity of those in Hell. It seems that there is nothing harder for mankind than the desire for that desire, and in this respect our own condition is not so very different from Dante’s in his opening canto. In the words of the Russian poet and Dante scholar Olga Sedakova, the poet

    is the one who desires
    what everyone desires
    to desire

    Learning to desire is an inescapable lesson, a lesson for both Rachel and Leah, for anyone who looks into the mirror of being, both the singers and the silent.

     

     

     

    This essay was translated by Sasha Dugdale

    The First Virtue: On Ambedkar

    The great historian C. Vann Woodward, author of The Strange Career of Jim Crow, a book that Martin Luther King, Jr. described as the “historical bible of the civil rights movement,” recount not just as an icon for ‘untouchables’ bus in his autobiography how the writing of the book came to be shaped by an unusual encounter:

    A new and extraordinary foreign perspective came my way during the Second World War, while I was on duty as a naval officer in India. With a letter of introduction in hand, I sought out Bhimrao Ramji Ambedkar, acclaimed leader of India’s untouchables and later a figure of first importance in Indian constitutional history. He received me cordially at his home in New Delhi and plied me with questions about the “black untouchables” of America and how their plight might be compared with that of his own people. He also took time to open to me the panorama of an ancient world of segregation by caste to show me how it appeared to its victims.

    That Woodward sought out Ambedkar was not surprising. For years preceding his visit, there had developed a lively intellectual and political tradition in both the United States and India comparing and contrasting caste oppression in India with racial oppression in the United States. This conversation involved major figures such as W.E.B. Du Bois and the Indian nationalist Lala Lajpat Rai. Woodward correctly remarked upon Ambedkar’s larger status, not just as an icon for “untouchables.” He noted that Ambedkar was not just as an icon for ‘untouchables’ but also a major constitutional figure, as if he were DuBois and Madison rolled into one.

    But the intellectual distinctiveness of the problem that they discussed was not simply the analogies that might exist between how race and caste functioned as systems of oppression. The originality of Woodward’s book on Jim Crow was that it argued that the mechanisms of racial exclusion persisted and were reinvented after the Emancipation Proclamation. Ambedkar was also keenly attuned to the fact that while India was embracing political democracy, the mechanisms of exclusion and subordination of “untouchables” would not be overcome simply by granting formal political rights. So this encounter was not just about a comparison of two systems of oppression. It was about that haunting question: Why do the two grandest experiments in democracy, India and the United States, find it so difficult to overcome the original sin that marks their founding, race in the United States and caste in India?

    A part of the answer, of course, is that a commitment to equality is always a grudging compromise at best, subordinate to other values. In his book, What Gandhi and the Congress Have Done to Untouchables, which appeared in 1945, Ambedkar offered this biting judgment:

    Mr. Gandhi’s attitude towards Swaraj [self-governance] and the Untouchables resembles very much the attitude of President Lincoln towards the two questions of the Negroes and the Union. Mr .Gandhi wants Swaraj as did President Lincoln want the Union. But he does not want Swaraj at the cost of disrupting the structure of Hinduism, which is what the political emancipation of the Untouchables means, as President Lincoln did not want to free the slaves if it was not necessary to do so for the sake of the Union.

    Just a few sentences earlier he had written of Lincoln, “Obviously the author of the famous Gettysburg oration about the Government of the People, by the People and for the People would not have minded if his statement had taken the shape of the government of the black people by the white people provided there was Union.” And with some relief Ambedkar added, “Lincoln was at least prepared to emancipate the Negro slaves if it was necessary to preserve the Union. Mr. Gandhi’s attitude is in marked contrast. He is not prepared for the political emancipation of the Untouchables even if it was essential for winning Swaraj.”

    This caustic assessment of Lincoln and Gandhi may not be entirely fair. But it took a bracing moral clarity and intellectual self-confidence to be able to make such a judgment at all. If one looks at history through the eyes of those who were enslaved, marginalized, or oppressed, there is only one inescapable conclusion: that justice is the last thing on men’s minds, the weakest passion that moves their souls. Even great leaders, let alone ordinary men and women, would readily sacrifice justice for pretty much any other value: God, country, success, custom, privilege. The most consolation that history affords is that occasionally there arises a leader, a Lincoln, who will not stand in the way of justice. But even he went down the path of justice only after all other options had been exhausted. In Ambedkar’s view, for Lincoln it was Union first, justice second; and for Gandhi, despite his personal sacrifice and courage, it was Hinduism first, justice perhaps not at all. For justice, humanity would need an altogether different kind of emancipator — someone for whom justice was the first virtue, never subordinate to any other value.

    In a tribute to one of the few Indian leaders he admired, the social reformer Madhave Govind Ranade, Ambedkar reflected on what makes a great leader. After a critical survey of different conceptions of greatness, he proposed a test: “A Great Man must have something more than what a merely eminent individual has. What must be that thing? A Great Man must be motivated by the dynamics of a social purpose and must act as the scourge and the scavenger of society. These are the elements which distinguish an eminent individual from a Great Man, and constitute his title deeds to respect and reverence.” And with those words Ambedkar described himself.

    Ambedkar was one of the most important emancipators of the twentieth century. He is most well-known as an unrelenting champion of the rights of Dalits. Ambedkar popularized the use of the term “Dalit” — literally, “broken people” — to give a new political identity to groups most oppressed and marginalized by India’s caste system. These were lower castes, and in some cases they were groups outside the caste system altogether, contact with whom defiled upper castes. In the alleys and the byways of Dalit neighborhoods, Ambedkar is venerated and memorialized in thousands of iconic statues: a man in a Saville Row Suit carrying the Constitution of India. He is the hope of every oppressed group in India seeking liberation. His name is a byword for justice, and his photograph has now become its central political iconography, invoked in every struggle for justice.

    Yet Ambedkar’s significance far exceeds the specific cause of Dalit emancipation that he espoused. He has become more central to conflicts over the soul of modern India than any other figure, including Gandhi and Nehru. And his life and thought have become more central to the fate of societies and states beyond India’s borders. Ambedkar was deeply attuned to the ways in which hierarchies of power mutilate human dignity. He was one of the most brilliant practitioners of the art of unmasking power, seeing its operations at work in the very categories in which we think. But unlike many others who profess this critical art, he never wavered in his commitment to the ethical standpoint, the imperative of human dignity, and the possibility of governing public affairs by public reason. Far away from the Western centers of liberalism, he was the most creative interpreter and consistent practitioner of what we refer to as the Enlightenment project, now much frayed: a world governed by liberty, equality, and fraternity.

    Bhimrao Ambedkar was born on April 14, 1891 in the little garrison town of Mhow, near the city of Indore. His family belonged to the Mahar caste, a sub-caste among untouchables. His original name was Ambavadekar, itself derived from his family village of Amabvade in Maharashtra. But in a society where caste was destiny, being born into a Mahar caste at least afforded Ambedkar the opportunity of a possible escape. The Mahars were significant in two respects: they were the most numerous Dalit caste in what is now the state of Maharashtra, and many of them had acquired a modicum of social mobility by enlisting in the British Indian Army. The British Indian Army required its recruits to be educated. It is a measure of how deprived Untouchables were of education that, by 1911, the Mahars in Bombay Presidency has achieved a literacy rate of barely one percent. All his life Ambedkar thought of the army as the one institution that afforded a sliver of social mobility for Dalits, and frequently petitioned for recruitment amongst the Mahars to be expanded.

    Ambedkar could study in cantonment schools provided by the Army, and graduated from Elphinstone College with a B.A. in English and Persian. He was denied formal education in Sanskrit because of his caste. By all accounts his blazing intellect impressed everyone who encountered him. His professors petitioned the Maharaja of Baroda to finance his studies. He was granted funds to study at Columbia University, on the condition that he return to serve the princely state of Baroda on his return. In the United States he was struck by a paradox: he was freed from the humiliating constraints of caste in India, but his proximity to Harlem reminded him that the United States had perfected its own system of exclusion.

    At Columbia he studied with John Dewey, whose books he copiously annotated, and who became a formative intellectual influence, especially on his thinking about democracy. For Ambedkar, democracy was not to be identified with popular sovereignty. It was rather the building together of a common moral and practical life with others, in a kind of fraternity, through free criticism and discussion. But he went beyond Dewey in recognizing that the actual distribution of power in society would be consequential for determining whether such a project was possible at all. There are Deweyan strains in the way Ambedkar argued for equality. He was not interested in giving a metaphysical argument for equality. He had the unerring suspicion that if you were demanding an argument for equality, some metaphysical basis for it, you were most likely not interested in instituting it. Equality had to be a postulate. The best one could do was paint a picture of it — of a society founded on relations of equality and freedom that was less likely to mutilate and damage human beings than societies premised on other postulates.

    Ambedkar went on to earn two doctorates, from Columbia University in economics, where he studied the evolution of provincial finance, and from the London School of Economics, where he studied monetary economics with a dissertation on the problem of the Indian rupee. It is a measure of his intellect that there was virtually no discipline that he studied in which he did not open a new debate. Yet academic accomplishment was not a sufficient guarantee of social esteem. As a child he had been subject to the humiliations that were routine for Dalit children: being deprived of access to water at a station, being asked to stand in a corner of railway platforms. Overcoming the burden of caste would require more than two PhDs. When he returned to Baroda he could not find housing, and had to represent himself as a Parsee to find a place to live. Files were thrown at his desk by his office subordinates, who could not accept him as social equal. He registered at the Bombay Bar, but his caste status deterred many potential clients. He had to supplement his income by teaching.

    Ever since his days at Columbia, Ambedkar was analyzing caste in all its dimensions, and to this day he remains one of its leading sociologists. In 1920 he founded a periodical called Mook Nayak, or The Silent Hero, which became the site of penetrating discussions of Dalit dilemmas. In 1927 he led the now famous protest march at Mahad, where Dalits claimed the right to draw water from tanks and to enter temples. Ambedkar himself was ambivalent about the issue of temple entry: it would legitimate the Hindu temple as an institution, even as it would assert Dalit self-respect and protest against exclusion. But these movements were vital. In the same egalitarian spirit he became the foremost interlocutor in the debate over representation in modern India. The British had, since 1905, under pressure from the Congress Party, introduced limited self-government in India. But how was representation going to be organized? Ambedkar became the representative of the “Depressed Classes” in these negotiations and began his lifelong battle with Gandhi.

    He continued to produce writing of scorching power, including Annihilation of Caste, in 1936, a book so radical that he was not allowed to deliver the lecture on which it was based. Its force has not diminished to this day. His stature grew, and by the 1940s he was internationally recognized as one of the great emancipators. His relationship with the Congress Party remained adversarial, and it often sought to marginalize him. But in 1947 he was made Chairman of the Drafting Committee of the Constitution of India, where he made his most enduring mark as the greatest of modern legislators. He piloted a bill to reform Hindu law, but then resigned from Nehru’s cabinet, increasingly frustrated by the conservatism of the Congress Party. Ambedkar had formally dissociated himself from Hinduism in the 1920’s, but his last political act was to convert to Buddhism, which he reformulated as a religion of ethics and reason, a font of Enlightenment.

    Ambedkar is still at the center of the conflict over the soul of modern India. He is virtually the only figure left from India’s great founding generation to whom almost every political persuasion pays homage. Gandhi’s political standing in India has been battered by three historical forces. For Dalits, Gandhi’s emancipatory vision was not radical enough; it did not grant them the full measure of political agency or social standing that was rightfully theirs. For Hindu nationalists, Gandhi is the foil against which they define themselves: their violence against his non-violence, their intolerance against his religious pluralism. Finally, Gandhi may have exhorted Indians to keep the face of the poorest person in mind when formulating policy, but in a more general vein, for the post-liberalization generation in India, Gandhi’s anti-modernist caution about industrialization is regarded as a formula for keeping India poor. Acquisitiveness is the new flavor in modern India, wealth the path to greatness, and a Darwinian competition the route to strength. And Jawaharlal Nehru’s political star has also dimmed. His socialist leanings are blamed for India’s economic ills. His internationalism is dismissed as woolly idealism untethered to India’s national interests. His achievement of building an extraordinary democracy under difficult circumstances is largely overlooked in an era contemptuous of his Congress Party, and of democratic institutions more generally.

    Ambedkar is the only figure for whom every political party has to offer at least outward obeisance. This is in part because the Indian Constitution that he so profoundly influenced still remains the central element of the social contract of modern India. It is a measure of his success that, at least as a matter of principle, if not practice, Indian democracy must measure its success by its ability to include Dalits into its political order. Even the Hindu nationalist party RSS includes Ambedkar in its morning invocation of great luminaries who have shaped India.

    But this veneration of Ambedkar — his mainstreaming — has in some ways obscured his radicalism. By elevating him as an object of veneration, we avoid looking at him in his totality. To get a full measure of Ambedkar’s moral radicalism, it might be helpful to situate him in relation to currents of thought that have defined modern India. For a start, there is his relationship to Gandhi. “Gandhi was never a Mahatma. I refuse to call him a Mahatma.” This was Ambedkar’s summary judgment on Gandhi in an interview given to the BBC in 1955. He added, “As I met Mr. Gandhi in the capacity of an opponent, I know him better than most people, because he had openly real fangs to me, and I could see inside the man.”

    Gandhi was not customarily described in such words. The proximate reason for their political disagreement was the question of Dalit representation. How should an emerging system of representative government ensure that historically marginalized and oppressed groups get their fair share of political power? How do we design a democracy such that no group fails to recognize itself as part author of that democracy? Ambedkar’s thinking on democracy was far ahead of its time in being preoccupied with this question in the context of minorities all across the world. Ambedkar argued that Dalits should be treated as a minority. They should be granted recognition and representation as a separate electorate. Under a scheme of separate electorates, Dalits, as a community, would choose their own representatives, a privilege that had been accorded to Muslims under the British Raj. For Gandhi, however, conceding separate electorate status to Dalits would imply that they could not be part of the Hindu order; it would also vitiate his capacity to represent Dalits. For Ambedkar, by contrast, making the election of Dalits dependent upon the preferences of non-Dalit voters was a recipe for disempowering them. Gandhi went on to declare a fast unto death in opposition to separate electorates. He broke his fast when Ambedkar agreed to compromise and signed the Poona Pact in 1932. Ambedkar gave up the principle of separate electorates, in return for which more seats were reserved for Dalits, though they would still be dependent on the preferences of non-Dalit voters for their election. The principle of representation that Ambedkar defended was upheld, but his principle of separation from Hinduism was not.

    This encounter with Gandhi’s “fangs” led Ambedkar to mount a deeper critique of Gandhi’s methods, especially his thinking on ends and means. Gandhi’s mode of political action through fasting was, in Ambedkar’s view, deeply immoral. In the instance of the fast that led to the Poona Pact, it was undertaken for the immoral end of depriving Dalits of full empowerment. It was an exercise in coercion instead of an attempt at persuasion. Ambedkar suggested that Gandhi’s non-violence was based on an inwardly directed psychological coercion — a charge that Gandhi might not have disputed. It is not an accident that in a speech in 1948, as India’s constitutional government was being promulgated, Ambedkar reminded his audience that constitutional government is incompatible with Gandhi’s idea of satayagraha, which was a unilateral assertion, a narcissistic belief in one’s own truth, without any acknowledgement of the reality of difference and the need to engage in public reason. For Ambedkar, constitutional methods were a truer and more radical expression of non-violence.

    In some ways, this put Ambedkar at odds with the grammar of agitational politics that Gandhi’s idea of satyagraha bequeathed. It takes immense courage not to convert a deep sense of oppression, or a well-founded scepticism about the motives of ruling classes, into a call for cathartic or agitational politics. Some Indian radicals have rued Ambedkar’s faith in constitutionalism. Ambedkar was not a committed pacifist — but when a marginalized community has been deprived of even the means to defend itself, founding a politics on violence would victimize it more than the ruling classes it sought to displace. In many ways it was Ambedkar as much as Gandhi who tied the Indian project to a form of non-violence, by committing the Dalits to constitutionalism.

    Even in the midst of the controlled anger of a book such as Annihilation of Caste, Ambedkar could write that “reason and morality are the two most important weapons in the armoury of a Reformer.” It is a remarkable fact that of all the groups seeking to exercise political power in India, Dalits have shown more faith in the electoral process and the constitutional structures than any other group. The fact that Ambedkar was seen as one of the principal architects of the constitution — an outcome itself made possible by Gandhi’s urging that Ambedkar be included in the drafting committee — made the Indian constitution a central part of Dalit political identity. Through Ambedkar they had authored a new republic.

    But Ambedkar’s worries about Gandhi ran much deeper, and these go to the heart of the social fault lines in contemporary India. Gandhi was resolutely against untouchability, and courageously transgressed all the taboos to fight it. He declared that if untouchability was a part of Hinduism he would openly rebel against Hinduism. But for Ambedkar, Gandhi’s position was ultimately duplicitous. In Gandhi’s fight against untouchability, the focus was entirely on the agency of the upper castes. Gandhi’s construal of untouchability as a problem for the upper castes was in some measure a ruse to avoid sharing power with the lower castes. Gandhi was appealing to upper castes to cease practicing untouchability, so that they could be purified of their sins. He was less interested in creating more equal mechanisms of sharing power that would grant Dalits’ their own political agency. In fact, Gandhi’s act of naming untouchable’s harijans, or children of God, was the ultimate act of upper caste hubris. It was patronizing, and more importantly this act of naming re-enacted the ultimate sin of caste privilege: it took away the power from marginalized groups to define their own identity on their own terms. This is a liberty for which many Indians are still struggling.

    Fundamentally, for Ambedkar, Gandhi was a conservative. He wanted to abolish untouchability so that he could save caste. The abolition of untouchability is not the same thing as the abolition of caste. And although Gandhi’s views evolved, Ambedkar was mostly right. More generally Gandhi was emblematic of the modern Indian approach to reform. There has been a political consensus on the abolition of untouchability; much less so on the abolition of caste itself. For Ambedkar this was like wanting to abolish the ugliest and most oppressive edge of a social structure without transforming the structure that had given rise to it. And it is here that Ambedkar launched his most radical and discomforting intellectual assault on Hinduism: for him, it was the root from which the evil sprung.

    Against Gandhi, Ambedkar claimed that violence was central to the constitution of Hindu society. Violence was not an aberration, a flotsam that could be cleared up to reveal the bright and placid waters of an ideal Hindu society beneath. It was central to its identity and its functioning — as we would now say, a feature, not a bug. There is no skirting around the fact that for Ambedkar justice required declaring a war of sorts on Hinduism. As he wrote to Gandhi, “I would like to assure the Mahatma that it is not the mere failure of Hindus and Hinduism which has produced in me the feelings of disgust and contempt. I am disgusted with Hindus and Hinduism because I am convinced that they cherish wrong ideals and lead a wrong social life. My quarrel with Hindus and Hinduism is not over the imperfections of their social conduct. It is much more fundamental. It is over their ideals.”

    This radical declaration is what makes Ambedkar so central to contemporary struggles. The project of achieving justice was not simply a matter of reforming a tradition, making it live up to its ideals. Justice would require the intellectual repudiation of a tradition. Ambedkar’s interpretations of Hindu texts leaves the reader defenseless and gutted. Many of his theses are acute in their sociological insight and historical penetration. He rejected the theory that caste oppression has its roots in Aryan invasions and the subjugation of native populations. He rejected all race-based explanations for caste. He was particularly scornful of functional explanations of caste, since caste involved an imprisoning hierarchy of functionaries, not functions. Whichever way we cut it, material or functional explanations could not by themselves explain the peculiarity of caste: it was, at base, a diabolical series of representations imposed by a priestly class — an act of power.

    Caste, in Ambedkar’s analysis, was self-perpetuating in two ways. It was self-perpetuating through its denial to lower castes of all the means of advancement that give individuals any standing in society: political power, wealth, and education. He wrote that “to deny freedom of opportunity, to deny freedom to acquire knowledge, and to deny the right to arms is a most cruel wrong. It mutilates and emasculates man. The Hindu social order is not ashamed to do this.” He contended that Hindus had acquired a reputation for humaneness precisely because they had perfected the most insidious form of social control — one that did not require exterminating peoples, but merely denying them opportunity.

            

    Caste worked by creating a series of gradations in society where adjacent classes oppress each other. It acquired its power through psychological mechanisms. In a system of hierarchy, so long as a group had another group in relation to which it was superior, it would continue to perpetuate the system. The alchemy of caste came from its fine gradations: even among untouchables some groups were superior to others. Ambedkar is unsparing in his criticism of the casteism of the untouchables themselves. The principle of hierarchy is mimetically reproduced throughout the entire system. This was the biggest obstacle in creating solidarity against it.

    Rather than frontally confronting the reality of caste, almost all Hindu engagement with caste begins with an apologia of some sort or the other. Caste was functional at some point, Hindus intone; and the social reality of caste did not correspond to the ideal, as if caste could ever be a justifiable ideal. The claim often made in response to Ambedkar that historically there was a lot more flexibility and mobility in the caste system is usually presented as an apologia for the system. In the end Ambedkar understood that even the slightest defensiveness on caste is a ruse to blunt and extenuate its sheer vileness. He understood more clearly than most that the first response to the unmasking of deep hierarchies is a kind of evasiveness — it is a rare case where someone confronts the evil of casteism, of racism, squarely in the eye.

    Yet Ambedkar’s reading of Hindu scriptures forced an even more disquieting question. That these texts defended caste was not news. What was more striking was Ambedkar’s claim that the rich philosophical and soteriological arguments of these texts could not be understood outside of the context of caste. Modern Hindus might try to reinvent the Bhagawad Gita as a deep mediation on the nature of the self, or as an ethical reflection. But none of these arguments would make sense without assuming the reality of caste. Even those texts that assert the equality of all castes do so only in the spiritual realm, or at best abstractly. Ambedkar was Deweyan enough to recognize that ultimately the worth of ideas was proven by the kind of concrete social order that they created. Abstract affirmations of equality turn out to be often quite compatible with oppressive power structures.

    And worse still, they had an unhealthy effect either by giving the ruling classes the satisfaction that they had instituted equality, or as religious propaganda to instruct the “Depressed Classes” that their equality was being affirmed in the eyes of God or in the abstractions of a philosopher. If you are brutally honest about the crisis of Indian intellectual traditions, you have to acknowledge the fact that this crisis has its roots not in Western delegitimization, as potent as that might have been, but in the eruption of the “social question.” With what degree of conscience, with what act of good faith, can you defend an ancient and indigenous intellectual tradition at whose core is an oppressive, hierarchical, and segmented social system? What does one make of a tradition whose intellectual radicalism almost always ends up serving the ends of social conservatism in one form or the other?

    This is not the place to settle the argument over the relationship between the transcendental and the social. A plethora of Hindu reform movements have tried to rescue Hinduism from caste, to detach its metaphysical, experiential, and soteriological ends from the taint of this spectacular injustice. But Ambedkar was clear that the abolition of caste required the abolition of Hinduism. Ambedkar’s project was the biggest and most daring act of systematic unmasking of any civilization that anyone has ever seen. The psychological forces that he detested and denounced are now being played out in violent forms in contemporary India.

    Ambedkar’s critique is made all the more disturbing by Ambedkar’s psychological, almost Nietzschean excavation of modern Hindu identity. He is unremitting in peeling away the layers of resentment that in his view went into the construction of that identity. For instance, he was among the first to reflect on the paradox of what he regarded as the violence of Hindu vegetarianism. As he saw it, the Hindu prohibition on beef was not rooted in an ethical imperative. Rather it stemmed from a nausea against those who dealt with dead cows, especially untouchables, but increasingly Muslims as well. Behind the solicitude for the cow lay a visceral hate for meat eaters. The professed gentleness towards the cow was merely a sublimated form of cruelty toward human groups. It had nothing to do with non-violence or a horror of slaughter.

         Ambedkar was also among the first thinkers to link the question of gender violence with caste. In his early essays, he rightly pointed out not only that endogamy was central to caste, but that the control of women, widows, and unmarried girls in particular would be central to the perpetuation of caste identity. As he put it, the problem of caste “is the problem of surplus men plus surplus women.” The regulation of women was central to caste and to any social hierarchy. Patriarchy and caste were deeply intertwined.

    In contemporary India it is difficult not to acknowledge the power of Ambedkar’s analysis of communal relations between Hindus and Muslims. From a position of marginality he could see that the leaders of both communities were making self-serving claims. His book Thoughts on Pakistan, which appeared in 1945, remains the most bracing analysis of the problem. He dismissed the sentimentalists who claimed that India had evolved a composite civilization, and that the problem between Hindus and Muslims was largely a creation of the British policies of divide and rule. He took the view that these were in fact two distinct social and cultural orders whose antipathies ran deep. They were unlikely to agree even on a narrative of the past. But if he did not spare Hinduism, he did not spare Islam either, in words that might now be construed as Islamophobic. “Hinduism is said to divide people and in contrast Islam is said to bind people together,” he wrote. “This is only a half-truth. For Islam divides as inexorably as it binds. Islam is a close corporation and the distinction that it makes between Muslims and non-Muslims is a very real, very positive and very alienating distinction. The brotherhood of Islam is not the universal brotherhood of man. It is a brotherhood of Muslims for Muslims only. There is a fraternity, but its benefit is confined to those within that corporation. For those who are outside the corporation, there is nothing but contempt and enmity.” But his unkindest cut of all was to again delve into moral psychology. The antipathy towards Muslims among Hindus was largely a product of their need to overcome the divisions of caste. As he acerbically put it, “a caste has no consciousness of being affiliated to another caste, unless it is in the context of Hindu-Muslim riots.” In short, Hindus needed an “Other” to consolidate their identity in the face of internal division.

    This analysis places Ambedkar awkwardly in relation to trends in contemporary Indian politics. The Rashtriya Swayamsevak Sangh, or RSS, a popular Hindu extremist organization, and other Hindu nationalists have embraced Ambedkar for two of his claims: his willingness to acknowledge the potentially irreconcilable nature of Hindu-Muslim tensions, and his claim that there is no unified Hindu identity so long as caste persists in all its depth. But his deeper claim that Hindu identity is constituted by these unacknowledged layers of violence not only goes unanswered, it is and is recast as Hinduphobia. It is regularly vindicated when beef traders are lynched and Muslims are attacked in the name of vegetarianism.

    In their determination to modernize India, Nehru and Ambedkar were kindred spirits. You might think they would be radically allied in transforming tradition. But in some ways Nehru was, for Ambedkar, an exemplar of the kind of liberals who can affirm equality in the abstract but will do little to undermine their own privilege. His complaint against Nehru was perhaps even more devastating than his indictment of Gandhi: that he had no ability to acknowledge the centrality of this violence to Indian society. “Turn to Jawaharlal Nehru,” he wrote. “He draws inspiration from the Jeffersonian Declaration: but he has never expressed any shame or remorse about the condition of sixty million untouchables. Has he anywhere referred to them in the torrent of literature that comes out of his pen?”

    Ambedkar is one of the few Indian leaders of his generation who understood the deep transformative effects of money on society, and its necessity for a life of dignity. He was impatient with both the renunciation and poverty that Gandhi represented and the aristocratic critique of wealth that Nehru signified. Gandhi’s renunciation was a theatrical act of privilege: his embracing of a simple piece of cloth for his dress counted as renunciation because he had a fuller wardrobe to give up. For Ambedkar, by contrast, only the donning of a suit could be a path to self-respect. In 1918 he published a telling review of Bertrand Russell’s The Principles of Social Reconstruction. He chided the aristocratic Russell for his platitudinous critique of the love of money. Ambedkar writes: “Neither does the restatement of the evils of ‘love of money’ by Russell add any philosophic weight to its historic value. The misconception arises from the fact that he criticizes the love of money without inquiring into the purpose of it. In a healthy mind, it may be urged, there is no such thing as a love of money in the abstract. Love of money is always for something, and it is the purpose embodied in that something that will endow it with credit or shame. Thus even love of money as a pursuit may result in a variety of character.” The sanctification and ennobling of poverty was a disfiguring privilege that did not attend sufficiently to what money might achieve. India had to be reoriented from its heritage of renunciation. After all, it had actual poverty — the poverty of poor people — to confront and to ameliorate.

    Ambedkar once lamented that in India the hold of intellectual Brahminism was so powerful that it had at most an Erasmus — partial reformers working within the paradigms of existing structures — but it had never had a Voltaire, one who could radically question the legitimacy of the whole edifice. But Ambedkar was himself India’s Voltaire. In his intellectual radicalism, he set out on precisely such a fundamental questioning, in an assault whose reverberations are still being felt.

    The most powerful expression of this is Ambedkar’s poignant and moving dedication to his book, What Congress and Gandhi Have Done to Untouchables. This dedication is unusual because it is one of the rare moments in Ambedkar’s writing where he seems to let down his emotional guard. The only other such moments are when he speaks of the immeasurable tragedy of the loss of his children. In a letter written in 1926 to Dattoba, he writes, “With the loss of our kids the salt of our life is gone, and as the Bible says, ‘ye are the salt of the Earth, if it leaveth the Earth, wherewith shall it be salted.’”

    The dedication of What Congress and Gandhi Have Done to Untouchables is to a person addressed only as “F.” It begins with a quotation from the Book of Ruth, the famous early dialogue between Naomi and Ruth. The quotation ends with “thy people shall be my people, and thy God my God. Where thou diest will I die, and there will be buried; the Lord do so to me and more also, if ought but death part thee and me.” Ambedkar continues in a passage worth quoting in full:

    I know how, when we used to read the Bible together, you would be affected by the sweetness and pathos of this passage. I wonder if you remember the occasion when we fell into discussion about the value of Ruth’s statement “Thy people shall be my people, and thy God my God.” I have a clear memory of it and can well recall our difference of opinion. You maintained that its value lay in giving expression to the true sentiments appropriate to a perfect wife. I put forth the view that the passage had a sociological value and its true interpretation was the one given by Prof. Smith, namely, that it helped to distinguish modern society from ancient society. Ruth’s statement “Thy people shall be my people and thy God my god” defined ancient society by its most dominant characteristic namely that it was a society of man plus God while modern society is a society of men only (pray remember that in men I include women also). My view was not then acceptable to you. But you were interested enough to urge me to write a book on this theme. I promised to do so. For as an oriental I belong to a society which is still ancient and in which God is a much more important member than man is. The part of the conversation which is important to me at this stage is the promise I then made to dedicate the book to you if I succeeded in writing one. Prof. Smith’s interpretation had opened a new vista before me and I had every hope of carrying out my intention. The chances of developing the theme in a book form are now very remote. As you know, I am drawn in the vortex of politics which leaves no time for literary pursuits. I do not know when I shall be out of it. The feeling of failure to fulfill my promise has haunted me ever since the war started. Equally distressing was the fear that you might pass away as a war casualty and not be there to receive it if I were to have time to complete it. But the unexpected has happened. There you are, out of the throes of death. Here is a book ready awaiting dedication. This happy conjunction of two such events has suggested to me the idea that rather than postpone it indefinitely I might redeem my word, by dedicating this book which I have succeeded in bringing to completion. Though different in theme it is not an unworthy substitute. Will you accept it?

    There is an almost unbearable tenderness and commitment in this dedication. It also illustrates the state of our neglect of Ambedkar that we know little about the person called “F” to whom this extraordinary effusion is dedicated. Dhananjay Keer, Ambedkar’s first English biographer, tactfully avoided the reference by describing her simply as Ambedkar’s “bible teacher.” We now know her to be Frances Fitzgerald, an Irishwoman working in the House of Commons. Ambedkar maintained a correspondence with her from 1921, when they first met in London, to 1946. In his dedicatory epistle Ambedkar poignantly lays his cards on the table. The difference between the modern world and the ancient world is identified as the centrality of “man.” His striking sentence — “I belong to a society which is still ancient and in which God is a much more important member than man is” — is imbued with a deep sense of the tragedy of this condition, a modern living in a pre-modern reality. Ambedkar chose modernity. To claim that anything was higher than “man” carried the implication that “man” could be sacrificed. To liberate humanity, one had to slay the gods.

    But what ethic is possible after the gods have been slain? Ambedkar’s political philosophy was complicated, but there was one strand that ran through his work like a red thread. For him, the problem of ethics was not a problem of arguing for its foundations. Its task, rather, was to create the conditions for two human sensibilities. The first was reflection itself. We are apt to negate our own humanity and those of others by being prisoners of habit and unexamined life, or by being governed by the authority of rules. This is a danger even for philosophical ideas of morality, which are apt to degenerate into a debate over rules. The psychic gratification of belonging to groups, and the fear of being ostracized by them, is an impediment to reflection. Even the most gifted of thinkers will limit their thinking to the boundaries of the group’s worldview. Ambedkar insisted that morality represented our ability to rouse ourselves from this doctrinaire and parochial condition.

    The second goal of ethics, for Ambedkar, was an enlarged sympathy. Although he referred to liberty, equality, and fraternity as a Holy Trinity — or in his Sanskrit formulation, Triguna, the three qualities — he came to believe that the interpretation that the French Revolution had placed on the relationship between the three emancipatory concepts was untenable. In his last book, The Buddha and His Dhamma, which he was writing at the time of his death in 1956, he turned to a reformulated Buddhism as an affirmation of our finitude, and as a project of ethics without metaphysics. For him, the most striking element of Buddhism was the concept of maiteryi, a form of compassionate friendship. As Ambedkar ruefully remarked, the legacy of the French Revolution went astray because it did not sufficiently recognize the proper relationship between the three concepts. It was fraternity that gave moral force to both liberty and equality. But fraternity, for Ambedkar, does not mean the construction of yet another group solidarity. His fraternity does not have any of the exuberance of unity evinced in most republican thought. It is rather the creation of a self that is deeply attuned to the individual suffering of others. The questions, What is liberty? What is equality?, are not the most important ones. Many dexterous philosophers could answer them. The most important question is, how do you get attuned to the idea that every person should be included in their ambit? This involved a reorienting of the soul, almost an act of conversion to morality as the highest religion. In the final analysis, according to Ambedkar, no concepts and no institutional contrivances can help without this atonement to fraternity.

    Ambedkar is so disconcerting because he challenges all illusions: about tradition, about power, about Hinduism, about democracy, about the moral evasions of religion and metaphysics. In our current climate it is also worth celebrating his skepticism about preferring nationalism over justice. As he stirringly states, “nationality is not such a sacrosanct and absolute principle as to give it the character of a categorical imperative, overriding every other consideration.” There is a profound pathos at the center of his thinking. How could he who had seen farther into human depravity and oppression than anyone else remain committed to reason and morality? It is to his credit that he did not rely on any of the customary intellectual crutches — the dialectics of history, the comforts of metaphysics, the consolations of religion, the certainties of scientism — to sustain hope against centuries of suffering.

    In his essay on the social reformer Ranade that I cited earlier, Ambedkar began with a beautiful summation of his standpoint:

    As experience proves, rights are protected not by law but by the social and moral conscience of society. If social conscience is such that it is prepared to recognize the rights which law chooses to enact, rights will be safe and secure. But if fundamental rights are opposed by the community, no Law, no Parliament, no judiciary can guarantee them in the real sense of the word. What is the use of fundamental rights to the Negroes in America, to the Jews in Germany and to the Untouchables in India? As Burke said, there is no method found for punishing the multitude. Law can punish a single, solitary recalcitrant criminal. It can never operate against a whole body of people who are determined to defy it. Social conscience, to use the language of Coleridge, that calm and incorruptible legislator of the soul without whom all other powers would “meet in mere oppugnancy, is the only safeguard of all rights fundamental or non-fundamental.”

    For Ambedkar, the core of the crisis of democracy is an ethical failure, a failure of fraternity that no amount of constitutional engineering, something he knew a thing or two about, can overcome. The idea that in the final analysis we have no resources other than a social conscience can leave us somewhat defenseless, particularly, as Ambedkar knew, when conscience can be so easily trumped by the comforts of group hierarchy. In an ironic way he ended up close to Gandhi, and later to Havel, in his insistence that the greatest disruptor of oppression was the call to conscience. Ambedkar does not have a full theory of political praxis. But what he had in ample measure was the power of his reason against a civilization that is mostly arrayed against justice, against the first virtue, whether in India or the United States.

    Losing Our Religion

    What Fiddler on the Roof is for most American Jews — an emotional bull’s-eye on any family’s saga that began in a shtetl and wound up in the United States — The Lehman Trilogy is for me. My family, like the Lehmans, came here from Germany in the early nineteenth century. Both families left the old country as Lehmanns; we lost an “h” at the dock in New Orleans in 1836, they lost an “n” at the dock in New York in 1844. In both cases, the family saga began with a young single man from a small town — Rimpar, Bavaria in their case, Essenheim, Hesse-Darmstadt in ours — coming to America alone, starting out as a backpack peddler in the slaveholding antebellum South, and establishing a dry goods store. Theirs was in Montgomery, Alabama; ours was in Donaldsonville, Louisiana, and still exists there in altered form as Lemann’s Farm Supply, where I hope you’ll buy your next tractor.

    Distinctive German-Jewish culture, which is now as completely vanished as Lehman Brothers, had a triumphant and controversial reign for a century or so in the United States, between the mid-nineteenth and mid-twentieth centuries. German Jews, often with the same oddly specific Southern-peddler American beginnings, started many of the leading Wall Street financial firms. They developed and ran grand, and now disappearing, department stores — Macy’s, Gimbel’s, Neiman Marcus, and so on. They were book, magazine, and newspaper publishers — Viking, Knopf, Farrar Straus, The New York Times, The Washington Post, and The New Yorker all have a German-Jewish origin story. The German Jews built palatial houses of worship, such as Temple Emanu-El on Fifth Avenue in New York. They married within their tribe. They lived in distinct neighborhoods. They practiced their own religion, American Reform Judaism. They maintained business networks. It was a small world. My own family, back in the late nineteenth century, had multiple connections to the Lehmans, who maintained a branch of Lehman Brothers in New Orleans. They occasionally took out loans there; the local partner’s daughter was married to one of my relatives; another relative married a Lehman descendant.

    And then the German Jews disappeared — in Germany for obvious reasons, in America for less obvious ones. We know what happened there. What happened here?

    The reason that Stefano Massini did not choose to write a play called The Seligman Trilogy or The Guggenheim Trilogy is that it was Lehman Brothers that collapsed in the fall of 2008 — and this was, if not the cause of, at least the narrative hook for the immensely consequential financial crisis that followed. Even though Lehman Brothers hadn’t been run by the Lehman family for the forty years preceding the crisis, in The Lehman Trilogy, which ran for a few weeks on Broadway last fall, the family’s American saga is meant to function as a crisis origin story. From the moment Henry Lehman first steps onto American soil, the audience knows that things are headed inexorably in the direction of disaster. Massini, a Catholic from Milan, has said that his philo-Semitic father arranged for him to have a Jewish education, in addition to a Christian one, as a child; before The Lehman Trilogy, he directed a production of The Diary of Anne Frank and wrote a play called The End of Shavuot, which is about the friendship between Franz Kafka and the Yiddish theater star Yitzhak Lowy. He has a certain expertise in Jewish subjects, though of a kind that evinces book learning rather than lived experience. The Lehman Trilogy has been produced in Europe, England, and the United States in various versions at various lengths (up to five hours!) since 2013. There is also a seven-hundred-page hardcover version of the play, rendered in free verse, called The Lehman Trilogy: A Novel, which ends with a characteristically earnest and at the same time clueless ten-page “Glossary of Hebrew and Yiddish Words” in alphabetical order (Schmaltz, Schmuck, Schnorrer, Shabbat….). I saw the first New York production of The Lehman Trilogy at the Park Avenue Armory in 2019, but here I will be quoting from The Lehman Trilogy: A Novel.

    If you are in a mood to count your blessings, one of them might be how relatively rarely the financial crisis was blamed, at least publicly, on the Jews. Conversely, Massini’s project of telling the Lehman family’s story in a way that is deeply imbued with all forms of Jewishness and that also presages the financial crisis amounts to wandering into a danger zone. The playfulness and the imagination of Massini’s dramaturgy, and the skill of the acting, direction, and staging, have commanded so much admiring attention that Massini’s regular forays into certain ancient tropes have gone unnoticed. He repeatedly compares various Lehmans and other Jews to menacing animals (cobras, pythons, mastiffs, jaguars). He gives the Lehmans credit for inventing a wide array of financial techniques that have existed for many centuries and are not distinctively Jewish: promissory notes, factoring, installment buying, stocks, bonds, trading floors, and even the most basic one, lending money at interest. They are shown to be responsible for just about everything that happened in the nineteenth and twentieth centuries — including, by supplying money to pay for armaments, all the major wars. Cotton, sugar, oil, tobacco, liquor, railroads, radio, aviation, movies, television, computers — they all came to us thanks to the Lehmans. All of this goes in the direction of a topic that historically has made us uncomfortable, which is our domination of the world. Massini goes there repeatedly, as in:

    Each morning
    Sigmund Lehman
    walks smiling
    into the gray and white building
    from which Lehman controls America.

    or

    The truth is that now
    Bobbie Lehman
    has the world and the bank
    in the palm of his hand.

    or

    Lehman Brothers
    will dominate the earth.

    Massini’s attitude toward money is more New Testament than Old Testament: there is something peculiar, something unclean, about it, or at least about handling it as one’s vocation. The Lehmans and other Jews fetishize money and money-adjacent materials — several times Massini shows the Goldmans of Goldman Sachs being eponymously obsessed with gold. They can hardly restrain themselves from inventing new ways to manipulate it to gain more power — ways that usually disadvantage those whose work is more prosaic and morally straightforward. Throughout Massini’s account it is hard to figure out what Lehman Brothers actually does — is it a commodities broker, a bank, a broker-dealer that issues securities, or what? — because all the varieties of things that one can do with money are indistinguishable in their impurity, and engaging in each one in succession further pollutes the family.

    That Massini has accumulated a good deal of information about Jewish religious practices enables him to get himself off the hook you’d expect him to be on, though in a way that can seem wacky if you are actually, actively Jewish. (A Lehman dies and his body, in an ornate open coffin, is put on public display in the lobby of the Lehman Brothers building on Wall Street — really? Has anybody ever been to an open-casket Jewish funeral?) He presents Jewish observance and Jewish money-lust as opposing forces. The Lehman Trilogy is framed around the contrast between the Lehmans’ decreasing religious Jewishness over time and their increasing financialization. They abandon God for Mammon. Back in Alabama, when Henry Lehman dies,

    They observe all the rules, they have decided
    Shiva and sheloshim
    As they did over there in Germany
    All the rules as though we were in Rimpar, Bavaria.
    Not to go out for a week.
    Not to prepare food: to ask neighbors for it, receive it and that is all.
    They’ve torn a garment, as prescribed

    (Sheloshim is the ritual marking of the thirtieth day of mourning.)

    But by the 1940s, when a Lehman dies,

    The world has moved on.
    Nor have they
    let their beards grow
    the famous mourning beard
    of Shiva and sheloshim
    the uncut beard, as was the custom over there in
    Germany….
    According to ritual they shouldn’t go out for a week.
    No chance!

    And then the play ends with Lehman Brothers dead, and all the generations of the family, including the long-gone founders of the firm, gathering one last time to mourn. But now, finally unyoked from finance,

    They will grow their beards
    in the coming days
    as the ritual requires
    Shiva and sheloshim.
    They will respect the Law
    as it is prescribed
    in every duty.
    And morning and evening
    they will recite the Qaddish
    As it used to be done over there in Germany
    in Rimpar, Bavaria.

    There is something deeply un-Jewish about the idea that the purpose of religious practice is to de-orient you from money, and also about the idea that Jews have a special need for such de-orientation because otherwise the inexorable undertow of their Jewishness would tug them especially strongly in the wrong direction. Massini has one of the Lehmans, early in the family journey away from observance, devise a special secular Talmud with a hundred and twenty mitzvot, or commandments, each of which is about money. (“85. Everyone is for sale, Sigmund: at least sell yourself dearly.”) Another Lehman, later and even further down the wrong road, re-enacts the binding of Isaac by forcing his artistically inclined son “on the sacrificial altar” to go to work for Lehman Brothers — but in this case, unlike in the Biblical version,

    There is no angel hurtling down
    at the crucial moment to stop the killing of a son

    …so the child, Robert Lehman, goes on to run Lehman
    Brothers for decades.

    At “The Great Temple of New York” — Temple Emanu-El, obviously — the purpose of the secularizing Lehmans’ participation is to make so much money that they can be reassigned by steps from the twenty-first pew to the first. And the Temple — run, in The Lehman Trilogy, by a “Council of Elders” — is happy to govern itself by this standard. You would not know from the play that the dominant figure in American finance during this period was J.P. Morgan, a lifelong devout Episcopalian. Was Morgan’s career and his religion a contradiction that needed to be explained?

    Today, if you tracked down the surviving Lehmans, you would likely find that only a small minority are still synagogue-attending Jews, and that many would be either completely non-religious, or Christian. The same would be true for most German Jews with similar family histories, including my own family. Here’s a thought experiment meant to undercut Massini’s central supposition: Would you guess that the Lehmans who are no longer Jewish are much richer than the ones who are still Jewish, because they have been freed from Judaism’s restrictions on finance capitalism? Of course not. That is because in fact German Jews have been finance capitalists for more than fifteen hundred years, since they first arrived in Germany in the early Middle Ages. Owing to a combination of culturally rooted skills and strict legal barriers to most occupations, Jews usually made their living as small-scale traders, merchants, peddlers, and moneylenders. Henry Lehman, Massini reminds us, was the son of a cattle dealer — and not a poor one; the Lehman house in Rimpar, which still stands, is large and solid. My family came from a part of Germany that went back and forth between German and French control, and my forebears are listed in census records as handelsman or marchant des bestieux. The German Jews who came to America in the early nineteenth century were doing what they had always done, but (in the case of the Lehmans, at least) on an ever-grander scale. The logic of The Lehman Trilogy, its spiritual plot, is that with the advent of each succeeding phase in its business, the family loses another little portion of its soul. But if your very first venture in America is doing business with enslavers on cotton plantations, it is hard to get purchase for the idea of a rising curve of moral unacceptability.

    Could there have been another reason, besides the corrupting effects of their business practices, that the German Jews lost their religion? There was another reason, of course. And it could serve as the basis for a different saga, and one just as grandly tragic as The Lehman Trilogy. 

    Back in Germany, most of the early Jewish immigrants to the United States had not belonged to the small, sophisticated vanguard in Berlin or Hamburg who had begun the project of trying to join the mainstream of German life — those people were placing their bets on their long-term future in Germany. German-Jewish immigrants in the early nineteenth century were typically what we would understand as Orthodox (and they would have understood as simply Jewish). They lived on Judenstrassen in their villages, were educated in cheder, kept kosher, wore yarmulkes or hats, and were officially governed by Jewish legal authorities, whose jurisdiction in many spheres of law was recognized by the state. They were members of a separate tribe, not Germans. This was the way most Jews in Europe had always lived, and if they had wanted to live another way they could not have done so. One reason most German Jews lived in villages was that many German cities expelled all Jews at sunset and locked heavy iron gates behind them. Simply by emigrating, then, these Jews were making a consequential religious decision. At the end of Fiddler on the Roof, Tevye’s whole village heads to America in unison; Henry Lehman came to America alone. As a bachelor peddler in the rural South, you couldn’t assemble a minyan, and so you couldn’t pray. You couldn’t keep kosher. You couldn’t celebrate holidays.

    Take a moment to think about the immensity of the experience of coming to America in this way, and of the conflict it set in motion, which is a supercharged version of the standard dilemma of assimilation. From the moment a Jew landed on the dock in the United States, he was a citizen, something that for most Jews in the vast temporal and geographical expanse of the diaspora had been out of the question. (And also, from the moment a Jew arrived in the South, he was white.) All those endless centuries of expulsions, forced conversions, restrictions, conscriptions, special levies, disputations, the awareness of which was lodged deep within every Jewish soul — gone in an instant. But along with them, the structures, the glories, the enveloping comforts of Jewish life in the diaspora, just as venerable, were gone too. What to do?

    It did not take long until enough German Jews had arrived in the United States for it to be possible to launch congregations, within-the-faith courtship and marriage practices, and other adapted versions of traditional Jewish life. Through the nineteenth century, German Jews in America were in close contact with friends and relatives in Germany, so they were aware of the progress of Haskalah, the Jewish enlightenment movement. For the first time, at least some Jews in Germany were able to get secular education up to the university level, to join professions, and to live in non-Jewish neighborhoods, and to participate influentially in the intellectual life of Germany; this process of apparent enfranchisement culminated in the full emancipation of German Jews in 1871. It is unbearably poignant to contemplate the optimism of the Haskalah today. In its time it provoked intense religious contention among Jews, and pogroms and other anti-Semitic reactions among non-Jews.

    Still, Reform Judaism, in both Germany and the United States, was well underway decades before Chaim (soon to become Henry) Lehman left Rimpar. The first Reform Temple was founded in Hamburg in 1810. Jews in Charleston, South Carolina, established the first American Reform congregation in 1824. Temple Emanu-El, Massini’s “Great Temple of New York,” was established in 1845. While the Lehmans were still (in Massini’s account) observant greenhorns, Temple Emanu-El had already gotten rid of a great many traditional Jewish practices. It had abolished the wearing of head coverings and prayer shawls, it had established family pews (not as a money-making device, but to replace separate seating for men and women), it had stopped reading the full weekly Torah portion with the participation of the congregation. Massini has Herbert Lehman, the future Governor and Senator from New York, being bar mitzvah’ed at the Great Temple in the early 1890s, but Temple Emanuel had replaced bar mitzvahs with Christian-style confirmations back in 1868.

    Reform Judaism in its original form is the religion that everybody (at least everybody else who is Jewish) loves to hate. It comes across as a pathetic attempt to emulate the High-Church Protestant denominations. Some congregations switched the Sabbath from Saturday to Sunday; many, including Temple Sinai in New Orleans when I was growing up, had organs and choirs, and rabbis who presided bareheaded, wearing ornate robes, over services conducted entirely in English. At the notorious first graduation banquet for rabbis put on by Hebrew Union College in Cincinnati in 1883, shrimp was on the menu. Some of these changes were aimed at removing the myriad daily inconveniences that went along with being a Jew who lived and worked in a non-Jewish world, but at their heart was something far more momentous (and entirely missing in The Lehman Trilogy): a complete abandonment of Jewish particularism and an embrace of universalism. 

    The most obvious manifestation of this was a renunciation and rejection of Zionism. The first American Reform conference, in Philadelphia in 1869, took this stance, and so did the Reform Jews’ equivalent of the revelation at Sinai, the Pittsburgh Platform of 1885. One of its precepts was: “We consider ourselves no longer a nation, but a religious community, and therefore expect neither a return to Palestine, nor a sacrificial worship under the sons of Aaron, nor the restoration of any of the laws concerning the Jewish state.” In the early twentieth century, Temple Emanu-El fired its rabbi for advocating Zionism and a return to traditional religious practices. 

    What the Dreyfus affair was for Western European Jews, what the Kishinev pogrom was for Eastern European Jews, the humiliation of Joseph Seligman was for the German Jews in America. In 1877, Seligman, the German-born banker who had come here as a teenage immigrant in the late 1830s and started out operating dry goods stores in Alabama, arrived at the Grand Union Hotel in Saratoga, New York for his customary stay and was told that there was a new policy: no Jews allowed. This directly undercut the German Jews’ core convictions, which were the basis of the new form of Judaism that they were creating: that they were at the edge of being fully accepted as members of the American elite; that there was no consequential difference, in the mind of either group, between Jews and non-Jews; that universalism was becoming a social reality. But the Grand Union Hotel’s policy soon became almost universal in all the non-Jewish venues to which the German Jews aspired: other fancy hotels, private clubs, “restricted” neighborhoods, universities, prestigious employers. You can find the published versions of the emotions that went along with these policies in the anti-Semitic passages of such writers as Henry Adams and Edith Wharton — and whatever they were writing, what other members of their class were saying privately was surely much worse, a kind of deep, instinctive, almost physical revulsion that is certainly a familiar element in Jewish history but was not supposed to be part of American culture, especially among highly cultivated people whom we German Jews admired.

    One could choose to understand these setbacks — which had a high psychological impact but a negligible material one — as evidence of the eternal, and eternally unacceptable, presence of anti-Semitism, always deserving open, ardent challenge. But many German Jews chose not to understand them this way, which was the traditional way. Instead these setbacks seemed like painful trouble for us caused by other Jews — specifically, by the arrival en masse of Jews who had come to America, to Ellis Island, from somewhere east of the Elbe, who were poor, who lived in slums, who were left-wing, who were proudly and visibly religious and tribal. German Jews longed for a return to the Edenic period before the embarrassing Eastern European Jews had arrived, but that was unattainable, except partially by means of various immigration restriction and relocation schemes.

    Alternatively, we could attempt to persuade non-Jewish elites to understand us in the way that we understood ourselves: not as the brethren of the Eastern European Jewish immigrants, but as an entirely separate group, whose members shared many of the majority’s prejudices. You can see how exquisitely complicated, delicate, painful, and shameful this project was — it was far more stressful, actually, than negotiating any imagined conflict between banking practices and religious practices would have been. It entailed identifying various supposedly Jewish “traits,” as defined by anti-Semites, and then endeavoring to extirpate them from one’s behavior, even from one’s thoughts. And yet social acceptance kept receding, like the mirage of an oasis in the desert. (Remember that even when the United States was at war with Adolf Hitler, many fancy hotels still would not accept Jews as guests.) The political choices that our stance presented got worse and worse as the situation in Germany deteriorated. And the connection to our tradition grew ever fainter, to the point of vanishing.

    If you are an Eastern European-descended American Jew, you surely grew up on horror stories about the snobbish, standoffish, solidarity-averse yekkes (that is, us). Of many possible examples of our bad behavior, here is an especially excruciating one: Julius Rosenwald, the German Jew who as head of Sears Roebuck was the equivalent a hundred years ago of Jeff Bezos today, named his firstborn child after Gotthold Lessing, the first leading German intellectual to be ardently philo-Semitic, which made him an emblem of the German Jews’ dreamed-of future. In 1943, Lessing Rosenwald, having previously opposed American entry into the Second World War, became the president and chief funder of the American Council of Judaism, an organization of German Jews dedicated to preventing the creation of the State of Israel. By that time much of the Reform movement has softened its anti-Zionism, for obvious historical reasons, but the ACJ kept plugging for decades after its founding mission had ended in defeat. It occasionally addressed the plight of non-Jewish residents of Palestine, but it never hid its main concern: that public and “aggressive” Jewish nationalism represented a threat to the hard-earned and fragile position of German Jews in the United States. As late as the early 1940s, many German Jews had a hard time believing that Germany, the seat of civilization, could be capable of mass murder on an unimaginable scale; and even after it became impossible to deny, it remained impossible to discuss. Sometime in the mid-1960s, my teacher at Temple Sinai’s Sunday school in New Orleans (who, like most Jewish educators, was more observant than her students) showed our class Night and Fog, Alan Resnais’ pioneering documentary about the Holocaust, and found that everybody in the class professed to have been unaware that the Holocaust had happened.

    Just as one can ask which of the many succeeding steps in the Lehman family’s financial progression was, by Stefano Massini’s lights, the fateful one that severed the link to the Jewish tradition, one can interrogate the actual, rather than the imagined, story of the German Jews in the same way. Once you have decided not to live inside an entirely Jewish world, there is an endless series of individual steps one can take to make life in the mainstream go more smoothly. Should you wear a kippah to work? Should you eschew non-kosher restaurants? Should you regard intermarriage as an example of commitment to inclusiveness and lack of ethnic prejudice? Should you drop the connection between the Hebrew language and Jewish prayer? Almost all American Jews have to ask themselves questions like these, which are never completely resolvable — but the German Jews answered them in ways that wound up making it impossible to participate in the tradition. The history of the Reform movement in recent decades has been one of step-by-step rejection of the commandments of the Pittsburgh Platform. Even Temple Emanu-El now asks that you lock in a date for your daughter’s bat mitzvah when she is in third grade, and proffers guidance to mourners on how to sit shiva properly. This is surely not because its members are no longer busy making money. It is because a religion can only get watered down so much, until it stops being able to provide meaning for people. The recent history of Reform Judaism in America — its increasing hospitality to elements of the tradition, its acceptance of communal solidarity, the shift in its primary attention from people who don’t love us to people who do — can be understood as a response to the recognition of how much had been surrendered and lost.I live on the Upper West Side of New York, which must be one of the friendliest environments for Jews in the history of the diaspora. I am not aware of any institution here that formally excludes Jews, though they still exist in New Orleans. Secular institutions know not to schedule anything on Yom Kippur and sometimes even Rosh Hashanah. (Even so, on major Jewish holidays we pray under armed guard, and my children have occasionally been subjected to anti-Semitic taunts in school.) Being Jewish here is an easy identity, with so many possible variations, including being proudly ethnic but completely secular, that it is not at all obvious which part of it is the most crucial. Where exactly, at what point in their reforms and revisions, did the German Jews lose the thread? Almost everybody subtracts something from Jewish practice. Many congregations constantly make micro-adjustments, especially during a pandemic: for reasons of public safety or for ideological reasons, do we really need the repetition of the Amidah? (I exclude the ultra-Orthodox and Hasidic worlds, where one can even find additions.) Which subtraction, then, is the fatal one?

    The wrong way to think about this is from the outside in — that is, in terms of what would make Jewishness more acceptable, less strange, to non-Jews, or of what might remove all the conflicts inherent in the project of being a Jew who functions also as a citizen in a non-Jewish state. I live in two professional cultures that are, for the most part, militantly secular (though disproportionately Jewish): academia and journalism. In these, the standard critique of religion is that it is based on a denial of science and that it acts as a seedbed for hate and extremism. You cannot re-engineer Judaism, or any religion, in a way that would effectively remove every element that might reinforce these stereotypes, just as you cannot remove every cultural practice that might read as “Jewish” to people who do not like Jews. There would be nothing left. Nor is external enmity worthy of being dignified with internal self-erasure. Instead, the project should proceed from the inside out: what, from a Jewish point of view, is essential? And that question cannot be answered without straying outside the tight boundaries that the requirement of appearing innocuous to mainstream sensibilities necessarily imposes.

    For thirty-five years I have belonged to one or another Conservative Jewish congregation, which I suppose makes me an intramural convert. Of the myriad differences between the religious services I attend now and the ones I occasionally experienced growing up, the one I would put at the top of the list is the role of the Torah. Tobias Brinkmann, author of Sundays at Sinai, a book about the Chicago equivalent of Temple Emanu-El during the high-water mark of Reform Judaism, reports that the title character of his book, a house of worship named for the site of the giving of the Torah to the Jews, decided that it had no need of a Torah scroll on-site and put it into storage. That was extreme even for High-Church Reform congregations in their heyday, but most of them made gestures in the direction of decoupling Judaism from the Torah.

    Customarily, as just about all Jews who attend services will know, the Saturday morning service nears its climax with an elaborate veneration of the Torah as a physical object: we stand as doors of an ark are opened to reveal it, then it is paraded around the room so that we can touch and kiss it, then it is unwrapped and laid out on a platform and the weekly portion is read aloud directly from the parchment scroll, which is hand-lettered in a stylized calligraphic form of Hebrew that is difficult to read. Members of the congregation take turns going up to the stage to participate in this ritual. I still do not understand why, encountering all this for the first time deep into my thirties, I found myself overcome with emotion, as if a dam had burst — or why, seeing an awkwardly dressed-up little boy whom I had never met, staggering under the weight of the Torah scroll, recite the Shema, the most essential Jewish prayer, in a breaking voice, at his bar mitzvah, I would burst into tears.

    Just about everybody at such a service will have read the weekly portion many times before; still, after it is read aloud, someone offers a sermon or homily with a distinctive interpretation. The idea is that the Torah is a document of such richness and profundity that on every reading a new nugget of meaning can be found — and of course the entirety of the endlessly long and strange Talmud derives from the contemplation of linguistic and conceptual mysteries presented by the Torah. All fundamental Jewish rituals and holidays are rooted in the Torah. Confronted with the Torah’s most dull, baffling, or offensive passages — the apparent endorsements of slavery and murder, the condemnation of homosexuality, the precise instructions about the decoration of sacred spaces — one is supposed to look so deeply that something admirable and usable in the here and now can be discerned, rather than dismissing it as outdated, offensive, and best ignored. A Jewish version of the legal principle of stare decisis applies: you cannot just focus on the good parts of the Torah and drop the bad parts. The entire document demands the respect, the sense of its continuing vitality, that being required to argue with it based on what it says and what has been said about it entails — which is different from either blind obedience or the refusal to engage with anything that seems problematic. Non-Jews often perceive Judaism as being grounded in an elaborate, rather lifeless series of rules, as opposed to more Christian concepts such as “faith,” “belief,” and “grace.” That cold legalistic caricature of Judaism has a long history, and it appears in The Lehman Trilogy. But it misses the essential point: the rules are best understood as evidence of the veneration of the Torah.

    I am not prepared to say that I believe God gave the Torah to Moses at Mount Sinai. But it is not just another book, either. It is not even just another enduring work of literature, or an especially significant historical document. The combination of the text itself, and the distinctively Jewish way of interacting with the text, seems to address every possible aspect of life, from the mundane (whatever’s going on for you, good or bad, this week) to the empyrean (love, justice, history). And although the Torah is open to many interpretations and over time has shaped the consciousness of many people who are not Jewish, it is hard not to read it as a Jewish story. God creates a covenant with a particular tribe, lays down a strict and definite set of conditions for membership, and offers terrible punishments and great rewards (including the gift of land for a nation) that are linked to people’s degree of violation or compliance. These apply individually, but also collectively, to the Jewish people. The Torah is not a deracinated, universalist text. Being Jewish entails a degree of particularism, which in turn requires a degree of solidarity and self-advocacy — and also a constant, never fully resolved struggle, if you live in a non-Jewish environment in the diaspora, to find the right balance between the requirements of the two worlds that you inhabit.

    The fundamental mistake of the German Jews — if you regard our loss of religion as a tragedy, as The Lehman Trilogy evidently does — was in believing that we could scrub all the particularism out of being Jewish and still have something left. A determined campaign to make Judaism more like Unitarianism winds up not with a strengthened, modernized variety of Judaism, but with… actual Unitarianism, which became the religious destination of many German Jews. The German Jews’ version of universalism was a response to being in a tiny minority, from the moment of arrival in America, and so not having access to a thick Jewish culture. There is also an Eastern European Jewish version of universalism, at least in my neighborhood, which entails projecting one’s much-loved Jewish culture and values onto the rest of the world and assuming that they fit perfectly: Abraham Joshua Heschel and Martin Luther King, Jr. were practically the same person! And that often leads to bitter disappointment when it becomes clear that non-Jews and Jews do not actually share an identical consciousness. Why should they? You usually cannot persuade other people that you are like them, and you also cannot persuade other people that they are like you. Making one’s peace with Jewish distinctiveness is actually helpful in coming to terms with the distinctiveness of non-Jews.

    One can see the German Jews as a footnote in Jewish history, but I would argue that our story is far more resonant. Today there is no longer an enveloping Jewish neighborhood culture in the United States, unless you are Orthodox or even more traditionalist. Synagogues are not growing. We are all German Jews now. We all engage in balancing acts in which we may lose our balance and renounce too much or accept too little. Questions of what being Jewish means as a state of being and a set of activities, of whether it is plausible to imagine the disappearance of anti-Semitism, of how Jewishness can coexist with Americanness, of the nature of one’s obligation to the community — these are about as fundamental as anything life has to offer. Every American Jew who is self-aware has to wrestle with them. And they are a lot deeper and more interesting than any supposed contradiction between religion and money. If that contradiction exists at all, it is very far down on the list of what God gave us to struggle with as we try to make what we can of being human.

    How Long Could I Have Been Weightless?

    After the smooth up-pull the car dove fish-efficient
    in the tractor-trailer’s wake. By then the thick wheel

    cuts had tapered down the long, curved grade then vanished,
    leaving undulations in the drifts.

    All the way from Montreal through French-toned
    Vermont we’d held to mostly all alone

    through night-time Massachusetts, the Berkshires
    rhythmic now, the rise and fall of roadways

    lunglike, up and down, the black outside squelching
    with each splat. The snow fell lazy-seeming

    but the mass had force to it, a will thrust like those
    of sea currents, and in the down rush the car’s

    back end began to flex. The side-muscling
    came in series, ripples, quivers, pulse,

    and I was in it counter steering while
    the coffee spilled in the careening

    into, through, and out of, what the frost-dimmed
    lights could see: all murk then,

    the whole world untrustworthy, murk and
    splat, and splat and speed, and ridges:

    the helm backlit by dials,
    my fingers and their grips,

    the road itself a reef and I was skidding, skidding —
    tread and road unbonded into flight.

    How long could I have been weightless?
    Does it matter now?

    I reach now to recall what flew by me:
    trees in kelp shadow, gelid embankments

    snow shoals, formations of a world
    so much like ours, just under water,

    glimpse of where we’re headed
    by degree.

    Four wheels on the snow again,
    clutching, shifting, easing down

    compression bracing on
    momentum’s rush I saw it:

    deep snow swashed in fan pattern
    to the breadth of the road

    the white rig turned over,
    red stamp on the side of

    it: strike of harpoon. What fluke
    of luck had saved me? Which flake

    launched me to air/water,
    racing my breathing, slowing me down?

    Roots

    Then, the future was glaucomic, the bore through mangrove
    in the dugout slow. I recall the water in its color tannic.
    I see now an olive wake dissolving from the churn work
    of the screw. A time would come — it seems it has —
    to redecipher, understand again the meaning of the motor’s
    open vowels louding up a sacred space.

    Corporal Pitt, the bully, said something far beyond himself,
    “You see all what favor frame for madman basket?
    those are aerial roots.” He pointed and we took
    his reedy finger as command, us six good recruits —
    cadet acolytes joined for camping life — and paused
    eye-sweep for crocodiles.

    I plait time to those wetlands often. To be black where
    I live now is to bivouac. White is wilderness in all seasons.
    I carry bankras of one-one sorrows; gods in a haversack of joy.

    Out on long lug-sucking walks through marshes south
    of Boston,
    close-west fairly of the Cape, I wink “like” to the look
    of bulrushes,
    how they call to bible Moses, kinda favor sugarcane.
    Who resists the cat-tails saucery? — such flirts — but
    the names.

    Little Massachuck. Sachuest. Sapowet.
    Say them soft; no, shout these native names,
    names of the plowed near, and housed to,
    the made margin, the selvedged by road,
    the done to as America tends to do with indigenes,
    its what-it-failed-to-kills.

    At water’s edge a man in waders arcs a lure; snaps it
    out for bass. Tammed women with clam baskets hunch
    against a pushy breeze in group leverage. Seashells smaller
    than the ears of newborns crunch in the wake of boots.
    My dry-meniscus knees go skurch on pebble shoals.

    Sinuous chapel festooned-gaudy, by ibis candle-lit,
    I sight you. But how I coulda note full conscious
    your low-key frieze of halophytes, the mangroves’ gazing
    wall of afroed saints? I was just manyouth.

    Once, I pilgrimed to another coast of my island
    to be witnessed to in soulcase by the final two
    uncaught unkilled sea cows,
    figures so of there, but as their wakes were, evanescent.
    They’re gone now like the Arawaks as I too must go.

    I go. Home for now to Providence. Comb-somed,
    bearded, chukking old Bean boots — apparently adaptive.
    Every hair a root.

    Bedazzled

    Air an instrument of the tongue / The tongue an instrument / Of the body …

    — Robert Pinsky

    “Burro Banton a di only veteran artist that go Europe and open the festival and close the festival. Him get two pay.”

    — Peter Metro, dancehall reggae legend

    Hearing Burro trace the sky in couplet,
    the mic from Nicodemus arming
    boom re-arming hand to hand,

    I began to ribbi-bang, bong-widdly,
    find giddy in the sounds of dead books—
    so eftest and cock-a-hoop amused me,

    good nonsense like slang-dang; and
    every Dolby-short cassette respooled by
    pencil foxship made school-ordered scansion drum.

    That Elizabethans rode riddim, bedazzled,
    and the work turned pay itself,
    at night, parts assigned soft-said

    downstage uproof my warm flat white scheme-house,
    the almond tree backdropping, a streetlight key,
        slang-dang and foin pop out of me.

    In Fuguing Wake

    (Amy Clampitt, for you)

    Casual. Flitting skin off cucumbers over
    a wide metal bowl, catcher for the harvest
    from the summer market, that cosmos
    of virtue — jug bands, frailed banjos, picked
    mandolins, tomatoes as a toddler sees them,
    mitts of stars — I feel a comet trail of shiver
    where my sternum is, that bone high-school
    posters flat out to a Roman sword, but
    dug up horrors prove as dropping bombs.

    I know it’s nothing serious, which worries.
    I’m known to be pulled along and flipped
    in fuguing wake. It’s good this happened at the sink,
    at evening, with time before the white flock orchestra
    descends the grass drifts through the shrub maze
    of picknickers and their pickneys on Tanglewood’s
    lawn. Shed bound! Music in hand and jaw muscles;
    the old estate spellcast as something sacral near
    Kripalu’s mount where stone hips cleave.

    I’ll be there in the back with maples oaks or birches,
    X-legged with Txakolina for as long as I can bear,
    cut jeans on the blue quilt gifted by a poet from Oaxaca
    to embrace my then small children when I wasn’t
    home and here I am not home again, months here
    in this cottage in this rumple-range terrain,
    summer homestead of phantasmal ease: Shakespeare
    by starlight, Martha Graham’s wraithings,
    mill blood museums, high-priced downward dogs,

    and all year, inns in mansions, British-eyed
    manors, valleys with asemic oratory
    patterned with what private cars elided
    from Manhattan — big gauge rail.
    Once, I swashed about a bend as if in winter
    on a sled, found origin: a high rock face
    bird-ferned, no kerb just bushing then
    road so thin my silver comet must have
    singed that low stone fence stacked

    with logic like dry wood, marker for the sheer
    fall to an olive river chilling twenty feet
    below, just lazy, just shiftless, not wanting to
    be Hudson or Mackenzie, Zambezi, Ob,
    Huang He, Purus or Nile, unambitious but
    with hint in watermark it often spites, cussing
    sotto voce like my petty Rio Grande does
    through what we scale-exempt Jamaicans call a gorge.
    Look good in the bushing — the bevel cut for rail.

    This flesh in its not-green greenness
    comets me in slow arc to a beach in Anguilla,
    a place rolled and sprinkled with hotels,
    empire’s latest quest. Cane nor cotton
    rooted here despite keratoconic oversight:
    Oh the whipped when healed have keloids,
    so the catting doesn’t work so well if those
    who love them don’t know braille.
    Bless fingerprints (we tell our food by skin).

    In this eel island’s shallows, the skin of recollection
    peels, everts leisure, flips the calendar of ease.
    Winter is Antillean frolic season. Here, August blisters
    quick-quick in air too damn sun-strong. The combers
    by the like-it’s-Eid-in-the-Sahara-by-religion-closed hotel
    obscene. My swim wake churns the clear-clear
    surf. To translucence it is spoiled. Who dreamed
    this, this shiver of villas, prompts of fins …
    this pastiche of lateen sails? Good stranding here. Alone.

    It feels ablative. Is there such a word?
    I’m shy to pare my clothes. Though I understand
    this multilingual archipelago as accident …
    tectonics, coral … science … moosh and voof;
    though I know plumb flight from here to
    my own island’s all-inclusive-cuffed north coast
    is 900 mash-mash miles, I feel indulgent,
    touristic, bathing naked here in Windsor Castle’s sea.
    Is it politics? Asemics? Ghost marks on my skin?

    There’s heat etch on my corneas as I drift
    purse eyed, slow turn in this gourd flesh tinted
    sea as cool as — each cliché is intaglio
    and there’s always room and need to shave —
    as cool as … as cool as, as cool as one can be
    while getting palmed by that translucence one rasps,
    is frilling longwise into waves collapsing in a
    wide bowl in the Berkshires, basin-filled hill province
    of the baronesque, of country folk and writers:

    Hawthorne, Wharton, Melville, Dubois.
    In this unremodeled kitchen cooked
    a modest poet of indecent skill, Clampitt
    who bloomed late and in profuse
    language, her labyrinths from this simple
    home breath-hitching as the gardens
    Beatrix Jones Farrand baroqued for
    Wharton at The Mount.

    For now and months to come I’m Berkshire too.
    I’m bass lake, escarpment stroll, bay horses
    grazing long necked, red barn on the rise;
    as well the grandfathered split-rail fence,
    facets glinting, the village with the lancing church,
    the felt common. I’m the hulled town
    streetpill-glumed; the plein air philharmonic,
    the market bounty-gemmed, the—
    did a fox skurch by my window or a cat?

    On a hike a black dog rushed me while
    its owners stayed off pace and I knew
    I’d kick it if it lunged and it did and I did not.
    A statement is a story, a salad of precisely
    mandolined ingredients, dressed up;
    and what if I were celeried, mustarded,
    mayonnaised? Things I do not like.
    At Tanglewood, mosquitoes will chorus,
    picknickers will gnat and I will camp

    on my alfombra, the story of me here
    saladed, tremble like a kite on sound’s
    current, belly in halfing light to galactic fireflies,
    the cosmos, way far up in the stuttering
    consolations, swoon, the shake at breastbone
    in the kitchen the work of self-yeast
    as much as sparked comet, a rise to infinite
    in gratitude, forgiveness, in terror, in faith,
    high as a cello in the red realm. Listz.

    The Rise of Decline

    Encompassed with domestic conspiracy, military sedition, and
    civil war, they trembled on the edge of precipices in which, after
    a longer or shorter term of anxiety, they were inevitably lost.

    EDWARD GIBBON, THE DECLINE AND FALL OF THE ROMAN EMPIRE

    In a widely noted coincidence, the Declaration of Independence and Adam Smith’s The Wealth of Nations were both documents of 1776. In a less well-known accident of fate, the Declaration of Independence dovetailed with the publication of the first volume of Edward Gibbon’s The Decline and Fall of the Roman Empire, yet another monument of Enlightenment thought, though not one that created a new nation or established a new method of understanding political economy. Gibbon’s inquiry into the history of an ancient empire passed quickly over its rise. He focused instead on the centuries of decline preceding the fall. These were contrasting endeavors: Jefferson’s excitement about the rights and the liberties of a newborn republic and the learned British historian’s inquiry into the logic of decline in the most paradigmatic of empires. Gibbon’s autumnal epic was peripheral to the creation of a nation. The proper companion for the birth of the American republic, which was destined to be prosperous, was a philosophy designed to unlock the wealth of nations. For a long time, that was the obvious conclusion to draw. Like it or not, Adam Smith, the Scottish economist and philosopher, was a patron saint of the American republic.

    Three and a half centuries later, the coincidences of 1776 strike us differently. Even if Gibbon is not being revisited in American intellectual life, his preoccupation with decline is now ubiquitous, a settled thesis in search of fresh evidence. Donald Trump may be the face of American decline, not just the president for four years but the monster waiting to finish the work of destruction that he began. Joe Biden may be the face of American decline, America’s oldest president when he was elected and clearly not the FDR he was made out to be after the election. Decline is now etched into the American landscape — its poverty, its inequality, its racism, its weakening manufacturing base, its debts, its environmental crises, its rusting bridges and pockmarked roads, its moneyed anomie, its decadent elites, its unending polarization, its despair, its surliness. And decline is etched into American foreign policy, too, most vividly in the images of the ignominious retreat from Kabul, of partners and innocents abandoned, of theocrats and terrorists resurgent in the age of American flight.

    When will the barbarians arrive at the gates? Or are those of us within the gates the barbarians? When will the once-mighty city fall? And what will the ruins look like after the fall? These are the questions of the hour, and they are surging across the political spectrum.

    Before addressing these questions, let us take a closer look at Gibbon and the subsequent career of the declinism that he pioneered. Enduring and worthwhile as the decline of empires is for historians, it is an elusive subject. An aesthetic of decline can certainly be captured — the Goths rampaging through the streets of Rome, Constantinople besieged and then erased by Ottoman armies, Tsar Nicholas II and his family executed outside of Yekaterinburg — and made into the whole of the story. But it is not the whole of the story. It is immensely difficult to explain imperial decline or to disentangle its constituent elements, which usually include individual mistakes, financial ruin, military defeat, intellectual confusion, and the loss of legitimacy. No decline is ever preordained. More carefully considered, the fall of empires can appear accidental. Nicholas II was not obligated to blunder into World War I; many of his ministers tried to argue him out of the mobilization that brought Germany into the war; the celebration of the three-hundredth anniversary of Romanov rule in 1913 was enormous and heartfelt and implied a degree of popular backing that could have enabled the monarchy’s survival for decades to come. Until it happened in 1917, Lenin did not expect to see revolution in his lifetime. Such are the contingencies that complicate every generalization that can be drawn from the annals of failing powers. Decline is not inevitable. It is a consequence of human choice.

    Gibbon’s history begins with the Roman empire at its apex. Its splendor in the second century CE was manifold: Roman law, Roman military superiority, and Roman engineering, but also an intellectual culture of balance and beauty. For Gibbon, religious toleration was a precondition for Rome’s flourishing. It produced “not only mutual indulgence but even religious concord.” Religion and philosophy worked hand in hand: “in their writing and conversation the philosophers of antiquity asserted the independent dignity of reason; but they resigned their actions to the commands of law and custom.” A capital of religion, philosophy, and politics, the city of Rome was “the common temple of her subjects,” the heart of a “polite and powerful empire” and in its architecture attuned to the “liberal spirit of public magnificence.” Rome united the rulers and the ruled. Gibbon attributes a literary cast to Roman political order — “the love of letters, almost inseparable from peace and refinement.” The second century CE was — and Gibbon generalizes here about all ascendant empires — “an age of science and history.” (By history, he meant that empires in their golden age produce first-rate historians.) Finally, Gibbon identified a spirit, a set of principles and practices, that ornamented Rome’s politics in its heyday: “that poetic courage which is nourished in the love of independence, the sense of national honor, the pressure of danger and the habit of command.”

    So what undid all this stability and excellence? Gibbon supplies three reasons for the Roman empire’s decline and fall. Of these the first is probably the most familiar. It is what we would call overreach. In Gibbon’s words, those entrusted with the habit of command “gradually usurped the license of confounding the Roman monarchy with the globe of the earth.” The empire became too big, too difficult to defend. It attracted too many enemies, diminishing even the colossal city of Rome. A second cause of decay was the destruction of the Roman Senate that was achieved by the emperor Septimus Severus circa 193 CE. Gibbon bluntly asserts that he was “the principal author of the decline of the Roman empire,” the figure who cleared the path to full-out despotism. A third cause was to be found in what Gibbon called manners and in what we might call values. The commitment to “a rational freedom” dissipated. Several millennia before social media, Gibbon noted that “a crowd of critics, of compilers, of commentators, darkened the face of letters, and the decline of genius was soon followed by the corruption of taste.” The result was “an opulent but feeble country,” though it took time for Rome’s adversaries to see through the imposing edifice. Roman power had been slowly hollowed out, and by Romans.

    Ancient Rome is famously redolent of decadence, and Gibbon details the affinity between political decline and cultural decadence. Of the late-imperial Romans, Gibbon writes that “as long as they were indulged in the enjoyment of their baths, their theaters, and their villas they cheerfully resigned the more dangerous cares of empire to the rough hands of peasants and soldiers.” More pivotal than the love of leisure and luxury, though, was the intellectual corruption that Gibbon detected in the aging empire, “when the human mind was depressed by civil and religious slavery.” This slavery was reflected in “the decline of the arts” and “the gradual decay of discipline and courage.” A fall of character, we might say. In a turn of events more intellectual than military in nature, “the model of ancient freedom was suffered to sink into oblivion.” Yet the most striking aspect of Rome’s decay, as narrated by Gibbon, is the fatalism of the Romans themselves. Their “minds [were] afflicted by calamity and contempt for mankind.” In natural disasters such as earthquakes, “their fearful vanity was disposed to confound the symptoms of a declining empire and a sinking world.” Catastrophism took root. Beneath its dark star, the collapse of the empire, when it came, must have been a relief, a deliverance from the burdens of a rational freedom and a blissful surrender to anxieties that had long ago been internalized as inevitabilities. A culture of decline preceded the fall, a dark mood, a proliferating suspicion of apocalypse.

    The American Gibbon is Henry Adams, a virtuoso pessimist and a connoisseur of political and cultural decline in the late nineteenth and early twentieth century, when by every empirical standard the United States was a rising power. Democracy, his satirical novel of 1880, was a tale of the decline of manners, and dedicated to the proposition that democracy itself, and the race for money and status, had undone a once glorious republic. The American experiment was no longer what Jefferson had hoped it would be. It was not much more than a sham. Adams also intuited — with genuine brilliance — the ethical danger in the cult of the “dynamo,” the veneration of technology. He examined the German guns on display at the Chicago World’s Fair in 1893 and started to picture a war along the gruesome lines of World War I; he envisioned civilization moving backward. His memoir, The Education of Henry Adams, was an ironic homage: it portrayed a country endowed by its Creator with an inalienable talent for wasting its promise — from the magisterial John Adams (his great-grandfather) to the formidable John Quincy Adams (his grandfather) to the diminutive Henry Adams, proof positive of the decline of genius.

    World War I precipitated the decline and fall of many European empires. It validated the seductions of decline, popularizing a largely unreadable book by Oswald Spengler, an eccentric German intellectual. In Das Untergang des Abendlandes, or The Decline of the West, Spengler concerned himself less with empire than with civilization. What fascinated him was the efflorescence and then the decay of civilizations over time — architectural, literary, and religious constellations that rose up, blossomed, and were replaced by other architectural, literary and religious constellations. Spengler devised a “morphology” of civilizations, a map of their natural life cycles. For him, civilizations were organisms that would grow for a while, then mature, then sicken, then die. Unlike Gibbon, who was precise, elegant, spare in style, Spengler was oracular and vague and obtrusively mystical. What he captured best in the multiple volumes of his popular work was the allure of decline, the fascination with catastrophe, the hypnotizing effect of the car crash from which one cannot avert one’s eyes. He had “the imagination of disaster,” in a phrase of Henry James’s, a twilight sensibility that was complicit with catastrophe.

    Regardless of how many or how few people read Spengler’s books, regardless of what they actually learned from him, he was immortalized in the adjective “Spenglerian.” Spengler tried to keep his distance from National Socialism, but Hitler and his acolytes had a Spenglerian view of the world; they read him as a forerunner. Germany faced one abyss in the East, the Soviet Union, and another in the West, the Anglo-American democracies. By its own lights, fascism was an effort to “save” a faltering Western civilization, to restore it to health by excising the cancers of internationalism, of finance capitalism, and of Bolshevism, which in practice meant excising Jews from the European body politic. Ironically, the emergence of fascism also inspired a Spenglerian pessimism among its opponents. The decline of the West, the sinking of Europe, had arrived with Mussolini’s and Hitler’s deviation from democracy, the barbaric irrationalism and the boundless militarism of the fascists. Once decline was accepted as a given, its political functions could vary. Declinism was broadly fashionable in the art and culture of the 1920s. In Europe and the United States, the specter of decline was hard to escape after the stock market crash of October 1929.

    Spengler’s books showed up in the knapsack of George Kennan when, as a student, he traveled to Europe in the 1920s. Kennan admired Spengler and Adams, and he considered them profound because of their pessimism. As someone who idolized the agrarian Protestantism of nineteenth-century America, Kennan had the nostalgia that often shadows the intuition of decline. The longing backwards glance becomes the nervous look ahead. Kennan was also an enthusiastic reader of Gibbon and in fact extrapolated his theory of containment, the American Cold War strategy, from The Decline and Fall of the Roman Empire. Kennan applied its lessons to Stalin’s Soviet Union, which was rapidly expanding at the end of World War II, an empire following in the footsteps of the Red Army. Dwelling on the theme of imperial overreach, Kennan noted risks for Moscow, and not just for the West, in a massive Soviet imperium. So let this empire grow brittle, Kennan advised. Contain its growth where this growth is unwanted: there is no need to go beyond containment. The risks of conflict are too great, whereas the potential for self-destruction, the likelihood of Soviet decline, is written in the stars.

    Kennan did not limit his lessons from Gibbon to the Soviet Union. Kennan loathed the commercialism of America, its materialism, its cultural vulgarity. He especially resented what he construed as the depredations of multiculturalism. He regarded the Vietnam War as an instance of imperial overreach and was convinced that postwar American culture had fallen into chronic decadence. Kennan, who lived a long life, spoke out against NATO expansion in the 1990s and against the Iraq War of 2003, lamenting that Americans had come to be seen as the world’s “spiritual dunces.” The country that won the Cold War was not a serious country, in his mandarin opinion. Gibbon had tied Christianity to the decline of the Roman Empire. Kennan’s Spenglerian conservatism convinced him that a diminishing Christian piety marked the moral decline of the United States. He ended his life a despondent outlier in the American foreign-policy establishment. Where his colleagues heard the martial music of international engagement, he heard the tolling of imperial decline.

    Kennan’s declinism was most in vogue nationally in the 1970s. Expressing a widespread sentiment on the American right, Ronald Reagan would later claim that Washington had been defeated in Vietnam by its own fecklessness. The United Sates had forgotten the can-do optimism of Franklin Roosevelt and the muscular anti-communism of Harry Truman. For those on the left, the cognate for decline was the Vietnam War itself, the mendacity of the Johnson administration, the imperial instinct that went back to the Spanish-American War of 1898, to the Mexican War of 1848, and to the theft of land from the Native Americans. In Vietnam, the United States was declining into the worst version of itself: the Cold War disingenuously imposed on the Soviet Union by Truman was nothing but a detour from America’s democratic potential. The scapegoat for the left was the liberal establishment. It had promised competence and progress and delivered incompetence and decline. It had used American idealism to betray American idealism, democratic rhetoric to mask imperial intent, all in the name of a lost war. Even within the government, decline was on the agenda in the Vietnam era. Henry Kissinger kept trying — with unknown results — to get President Nixon to read Spengler.

    In the 1970s, the imagination of decline went beyond Vietnam. The energy crisis of the early 1970s halted the postwar economic boom, the trentes glorieuses or thirty years of prosperity, as the French refer to them, and launched a period of truncated social mobility and declining real wealth for the American middle class. Journalists avidly reported on the decline of American cities. The seaminess of Times Square in the 1970s was a metaphor not quite for Roman decadence, more for the depleted landscapes that connote an empire’s fall. The aura of decline inspired the cinema of the 1970s, whether it was the psychopathic rage in Martin Scorcese’s Taxi Driver (set in and around Times Square) or the emptied-out, traumatized community in The Deer Hunter. Parts one and two of The Godfather align the decline of the Corleone family with the nation’s gathering losses in the 1970s, loss of purpose, loss of strength, loss of integrity. In the late 1970s: President Jimmy Carter did not just suffer from the conventional setbacks of political life. He gave his infamous “malaise speech” in 1979, invoking the purgatory of decline, of a deflation of spirit, to which the United States had apparently condemned itself. It was a country that needed to be diagnosed, and in the 1970s the diagnoses were legion.

    A bit like a pandemic, the attraction to decline comes in waves. By the 1980s, the Vietnam wave had crested. The Soviet Union was Brezhnev’s and no longer Stalin’s. It was ever more enmeshed in the decline that Kennan (channeling Gibbon) had foreseen. China was changing after Deng Xiaoping came to power in 1979 but was not yet a contender for great-power status. In the 1980s, the barometer of decline was Japan, an American ally and an economic behemoth. Japan’s future could look a lot brighter than that of the divided, confused, unproductive United States. Japan as Number One was the title of an influential book of the late 1970s and early 1980s. In 1987, the historian Paul Kennedy published The Rise and Fall of Great Powers: Economic Change and Military Conflict from 1500 to 2000, retracing the Gibbon-inflected dilemma of imperial overreach. Kennedy identified a sweet spot of technological innovation, productive capacity, wealth, and military prowess that equals a great power’s rise. Over-extension, though, is hard to avoid, he argued, and over-extension shifts wealth into unproductive military assets. The economy that had supplied the great power in the first place loses steam, inviting the aggression of enemies. Rise engenders fall. Four years after Kennedy put out his book, the Soviet Union fell apart in a perfect confirmation of Kennedy’s rise-and-fall model. But the intended audience for his book had not been Soviet. It had been American.

    The America of 1987 was rescued from inklings of decline by the Cold War’s sudden end. The vanquished Soviet Union shed a soft, attractive light on the United States. Having retired its malaise, Washington could share its wealth, the marvels of the American system, with the world. It could export the ingredients of its success: the rule of law that regulated commerce, the freedoms that underpinned the American university, the entrepreneurial spirit of Silicon Valley, the multiculturalism that made America America. A blend of free-market capitalism and democracy promotion became the “Washington consensus” of the 1990s, which bespoke a kind of optimism or, more precisely, a will to capitalize on the ascendance of the United States. Without a peer competitor, Washington sought partnerships with everyone under the sun of globalization: with Europe, with Russia, with China. Those recalcitrant areas whose tribalism evaded the Washington consensus could with engagement, with diplomacy, and if necessary with military force. The collective sense of power and right enabled the “humanitarian interventions” of the 1990s.

    Even in this period of general optimism, decline was never forgotten. It silhouettes many of the big ideas that emerged after the Cold War. Francis Fukuyama’s The End of History and The Last Man was surprisingly melancholic. To win the political argument, as Fukuyama was certain the United States had done by the 1990s, was to lose the bracing headwinds of struggle. The last man would be no Achilles or Odysseus, no Pericles full of vigor and vitality. The last man would be a solitary consumer lulled into complacency by the absence of ideological strife. Or the last man would be a technocrat, a political manager pressing the buttons and pulling the levers of the machine known as liberal democracy. The End of History was an essay on the spiritual perils embedded in liberal democracy, though Fukuyama did not fret about excessive leisure and luxury, the slide into decadence and from there the descent into despotism. Nor did Fukuyama take up Spengler and regard liberal democracy as just the latest turn of the civilizational wheel. Liberal democracy was — to a certain extent unfortunately — destined to conquer. It was not long before history eluded the ending that Fukuyama wished to give it.

    Samuel Huntington was another melancholic of the 1990s. If the title of his book The Clash of Civilizations and the Remaking of World Order sounds gung-ho, Huntington was no cheerleader of the West. In fact, The Clash of Civilizations is quite Spenglerian. The West’s decline, according to Huntington, is its loss of conviction and inability to defend itself, perhaps even to know itself. No amount of military power could mask the West’s cultural decline, as Huntington portrays it: universities that are no longer teaching the canon of Western civilization, a rampant commercialism, the blinders of a callous universalism, a failure to see that there is such a thing as civilization at all. Enamored of the “Washington consensus,” the West has gradually usurped the license of confounding itself with the globe of the earth. Thus might an inner cultural emptiness and lack of curiosity conspire with an appetite for imperial overreach. The West is claiming the globe of the earth as its dominion, unprepared for the immense civilizational backlash that this arrogance will engender. Much like Kennan before him, Huntington could combine ideas from Spengler with those from Gibbon into an ominous synthesis. Decline was the connecting link.

    Fukuyama’s and Huntington’s were voices from the political center. To their right, decline had a much more forthright post-Cold War exponent. Patrick Buchanan will haunt the history of the twenty-first century United States: he is the tragic Henry Adams, pining for past glory, reincarnated as a cable-TV farce. Buchanan had worked in the Nixon White House. He ran for President in 1992, losing to George H.W. Bush in the primaries. Losing suited him: it proved his point. At the convention the theme of his fire-and-brimstone speech was that Americans were losing their country. In Buchanan one can find another mingling of Gibbon and Spengler. The Spenglerian element was cultural or moral decline, civilizational self-destruction — achieved, according to Buchanan, by immigration, multiculturalism, and the embrace of homosexuality. The Gibbonesque element was, as usual, imperial overreach. The Cold War was over, Buchanan reminded his audience, and the Cold War’s imperial temptations had to be set aside. Only a return to republican virtue and to traditional Christianity and to the fantasy of an ethnically homogeneous (read: white) society could silence the siren song of a great power’s decline.

    The White House beyond his reach, Buchanan charted the decline of the United States in books. Their elaborate titles tell his story: The Great Betrayal: How American Sovereignty and Social Justice Are Being Sacrificed to the Gods of the Global Economy (1998); A Republic, Not an Empire: Reclaiming America’s Destiny (1999); The Death of the West: How Dying Populations and Immigrant Invasions Imperil Our Country and Civilization (2002); State of Emergency: The Third World Invasion and Conquest of America (2006); and Suicide of a Superpower: Will America Survive to 2025 (2011). These are not good books. They are bigoted, hyperbolic, sensationalist, dogmatic, and studded with celebrations of the Confederacy and nineteenth-century European imperialism. Yet they are historically more important than either The End of History or The Clash of Civilizations, as they so perfectly anticipated the presidency of Donald Trump. George H.W. Bush eventually lost his argument with Buchanan, at least within the Republican Party. Buchanan’s books reveal Trump’s political secret, which is his sensitivity to the appeal of decline to the American electorate. “Make America Great Again” is the slogan of a declinist.

    The causes of decline are many, according to the contemporary right. Foremost is the claim that the country has lost its moral compass. The problem is secularism, or a post-religious culture that is revolutionizing the triad of sex, family, and gender. A Christian or Judeo-Christian tradition through which chastity until marriage and stable gender roles were publicly endorsed and enshrined in law has been demolished. Without this tradition, they contend, the country cannot go on. It will cease to be what it is, having abnegated its moral self, and it will come to political ruin in the process. The decadence of ancient Rome is relevant for them. Closer in time is the storied decadence of the Weimar Republic, too exhausted by its transgressions to defend itself from Hitler and his National Socialists. In 2017, the Orthodox Christian conservative Rod Dreher published The Benedict Option: A Strategy for Christians in a Post-Christian Nation. America as such is a lost cause for Dreher, a pagan desert, Babylon. A retreat to the available oases of Christian faith, the Benedict option, after the founder of Benedictine monasticism, is his recommendation for escape from the abyss.

    Another pillar of declinism on the right is socio-economic. It was one of Buchanan’s recurrent subjects in the 1990s and thereafter: that global capitalism benefits a small cadre of cosmopolitan elites and leaves everyone else behind. (This was the thesis of the left-wing blockbuster Empire, by Michael Hardt and Antonio Negri, which appeared in 2000, and thirteen years later of Thomas Picketty’s Capital in the Twenty-first Century.) Applied to the United States, the right-wing theory of socio-economic decline goes as follows. Business and foreign-policy elites colluded in the 1990s to compromise borders and to liberate capital flows so that they might grow richer. Manufacturing jobs leaked out to China and other countries. While the financial districts of American cities flourished, the nation’s heartlands were bled dry. This was the “carnage” to which Trump referred in his inaugural address. At issue was no neutral economic process. At issue was the malice of the American ruling class, which had happily sacrificed real progress to its own short-term cupidity. America’s death is the life of its craven, sybaritic, and post-national elites. The stage was being set in these narratives for a populist backlash.

    A third reason for decline in the new American conservatism is an alleged loss of nationhood. The conservatives watch with horror as a progressive elite elevates a critique of American nationhood into a “woke” religion, which tethers every facet of American identity to white supremacy, to patriarchy, to assertions of heterosexual privilege. The moment of national origin has been pushed back from 1776 to 1619, from heroism to exploitation, from the founding of the republic to the arrival of the first African slaves on the American continent. Even Abraham Lincoln belongs to this narrative of woe, as another white supremacist. Left to their own devices, according to the right, the progressives will turn every university, every museum, every magazine, every Hollywood studio, and every public school into a thorn in the side of American nationhood. Recall that the Soviet Union was not felled by a coup d’etat and was never defeated on the battlefield. It just stopped believing in itself. It canceled itself, and a mere thirty years after the Soviet Union’s demise a similar inner collapse awaits the country that triumphed over it.

    The crumbling of nationhood has international echoes on the right. The ur-text here is Yoram Hazony’s book, The Virtues of Nationalism, which appeared in 2018. Hazony pins all foreign-policy errors on the neglect of nationalism. Empires homogenize and empires conquer, in Hazony’s reductive verdict. But nations hold back and nations nurture. The Soviet Union was an empire and went the way of empires. Nazi Germany, in Hazony’s bizarre reading of twentieth-century history, was an empire free from nationalistic tendencies. For nationalism, despite the many atrocities committed in its name, is for Hazony the stuff of human kindness. The Third Reich also went the way of empires. The European Union is an empire with an empire’s arrogance and dullness of mind. The United States is properly a nation, Hazony feels, though one that shows many signs of having metastasized into an empire. America at its worst is a progressive, faithless empire. America at its best is, well, Israel, a multi-ethnic Israel, as in the biblical Israel, a community with faith in its founding creeds, a nation that walks with God. Donald Trump’s “America first” foreign policy is admirable — in Hazony’s view — for its drive to reverse the post-national decline fomented by George W. Bush, Barack Obama, and the globalist elites who staffed their administrations and who justified the evils of their foreign policy.

    The right’s most ambitious declinist text is Patrick Deneen’s Why Liberalism Failed, also from 2018. Deneen belongs to a coterie of Catholic conservatives who, like Rod Dreher, vociferously lament the fading of Christianity. For Deneen, this is no temporary disturbance of American manners. It is the malfunctioning of the system — a malfunctioning that Deneen describes in the past tense because liberalism has already failed. American liberalism, the Jeffersonian venture launched in 1776, cracked up because it gave individuals too much liberty. With their unbounded rights, Deneen believes, Americans accomplished only a transvaluation of values, a dissolution of community, a degradation of their own dignity, and the travesty of an environment-destroying capitalism. Deneen wavers between a populist conservatism, an incipient political movement, and a utopian dream of organic community knit together by faith, and economic equality, and the curbing of appetites. The future is hazy in Deneen’s writing. What he seems to really care about is cataloguing America’s day-to-day decline.

    Meanwhile the American left is not to be outdone by the American right in its intimations of the end. Some of the gloomy analysis overlaps; much does not. There is a shared conviction that American political economy is out of whack. Manufacturing jobs are less the issue on the left, whose villain is not so much China as Wall Street and a predatory economic elite that has fixed the rules of the game. Since the government slavishly serves the one percent, the labor movement has been eviscerated and politicians routinely side with the plutocratic malefactors, giving them the assistance of the courts and the legislatures, and of lenient tax policies. Elizabeth Warren and Bernie Sanders both speak as if something can still be done. They are not quite apocalyptic, but both are heavily invested in the theme of decline. For them, we are on a deteriorating path towards economic and social entropy. Absent systemic change, the progressives insist, this is the path to doom. Not exactly nostalgic and not exactly pragmatic, progressive leaders such as Warren and Sanders are consistently declinist in their attitude toward the country before their eyes.

    For the past several decades, the academic left has tied class to race and gender. Its project can be literally progressive: the expansion of rights along a historical continuum — the New Deal welfare state and Great Society, the abolition of slavery and the civil rights movement, the successive feminist movements of the nineteenth and twentieth centuries. Barack Obama liked to say “from Seneca Falls to Selma,” and he had Martin Luther King’s phrase about the arc of the moral universe bending toward justice sewn into the Oval Office carpet. Obama’s own presidency was meant to demonstrate the reality of progress: he was the change we had been waiting for, a biracial man with a foreign-sounding name who would save the country from the regressive policies of George W. Bush and would do what he could do to help out poor and working-class Americans, to advance women’s and gay rights and to heal the country’s racial wounds. The victory of Obama’s Vice President in the election of 2020 revived the progressive hope that had once been the halo around Obama’s head. But even when Obama was in office, the left was moving on. In doing so, it ran up analytically against the inverse of progress, which is decline.

    On race, the left-wing case for decline is tricky. That there has been progress is incontrovertible, but it has too often been brief and fitful — the heyday of the civil rights movements, or the twelve years of Reconstruction. To say that the civil rights movement has been betrayed is not to admit decline so much as to acknowledge the size and the scope of the countervailing pressures — the never-ending momentum in favor of white supremacy, its constant reinvention and repurposing. The 1970s witnessed Richard Nixon’s Southern Strategy. The 1980’s witnessed Ronald Reagan’s racially motivated assault on the welfare state. The 1990s witnessed Bill Clinton’s prejudiced criminal justice reform. The months after Hurricane Katrina witnessed George W. Bush’s indifference to the suffering of African Americans. The Obama years witnessed one episode after another of racist police brutality, and 2016 witnessed the election of Donald Trump. Trump’s contempt for black Americans is plain and unapologetic, and it claims the allegiance of half the country. For the bleak picture developed on the left, America’s racial history can be said to culminate in the career of Donald Trump.

    On gender, the fragility of progress similarly invites pessimistic scenarios. The fragility emanates primarily from the Supreme Court’s perceived role as the defender of abortion rights and of gay marriage, though state legislatures in red states have become more activist in recent years. Now that it has tipped in the wrong direction, the Supreme Court can render everything null and void. An alternate reactionary future is hardly inconceivable. In 2016, the year of Donald Trump, a television adaptation of Margaret Atwood’s A Handmaid’s Tale explored the reversibility of women’s rights via a Christian patriarchy of Orwellian hue, a 1984 for the twenty-first century. Without implementing Atwood’s dystopia, Trump traduced everything that progressives cherish concerning gender: he appointed almost no women to senior cabinet positions in government; he regularly demeaned women and mocked their physical appearance; his administration did not respect the rights of transsexuals; it ceased speaking out on behalf of women’s rights internationally. In the figure of Mike Pence it signaled a disapproval of homosexuality. A Handmaid’s Tale could almost be viewed as a roadmap of the GOP’s intentions. A falling away from gender equality, the progressives warn, is terrifyingly close at hand.

    In American foreign policy, schemes of decline cross party lines. The idea that 9/11 sponsored imperial overreach is widespread on the left and the right. Trump rode this idea to the White House. For the left, the domestic consequences of an activist, even interventionist American foreign policy issue in depleted budgets and in techniques of surveillance and military control that may have been officially intended for counter-insurgency overseas but have been unofficially deployed on American streets. The killing of George Floyd, it is said, can be traced back to a criminal war on terror, the empire’s core corrupted by the chaos projected onto its periphery. In a recent book pointedly titled Humane: How the United States Abandoned Peace and Reinvented War, Samuel Moyn indicts America’s military interventions abroad as imperialism. A veneer of humanitarian moralizing covers an insatiable lust for power — the old Chomsky point. The collateral damage is hidden from view by drone warfare and by a population and an intelligentsia inured to the human costs of American foreign policy. As with the Vietnam War — from a left-wing point of view — the violence of today’s declining empire is made worse by the futility of its aspirations. To survive, the United States needs to end its addiction to neo-colonial “forever” wars. And there are many on the right who wholeheartedly agree.

    On climate change, however, the left is singular in its prophesies of decline. Trump’s Republican Party pretends that the problem does not exist. Their denial sharpens a left-leaning panic about climate change as an existential threat to cities, to communities, to human life as we know it. Al Gore’s inconvenient truth has taken on the proportions of an overwhelming truth. The nineteenth-century eft had placed its bets with industrialization, which if intelligently guided would bestow abundance and happiness upon the proletariat. The twenty-first century left cannot afford this optimism: the rape of the planet has come about through industrialization, through mass consumption, through the insanity of unchecked economic growth. Adam Smith’s wealth of nations has turned to dust. A Green New Deal might thread the needle, containing climate change and granting equality in one blow, but the details and the feasibilities of such a vast plan are sketchy. On the left, the foreboding is more vivid than the sense of agency. So far, it is the poor, the less powerful, the migrants and minorities of the world and of the United States, who are paying the price for climate change. Throw in a global pandemic and Spengler’s musings on civilizational decline are a genteel footnote to the future we have before us. What is the decline of the West compared to the decline or the extinction of the human race?

    In our savagely polarized country, then, there is one widely shared perception: that it is almost closing time. Declinism is trending. It is also self-fulfilling and mutually reinforcing. Each side has persuaded itself that the other is a vehicle of decline: the next terrible chapter is only a mid-term or presidential election away. The rising level of antagonism has attracted a third school of declinism, call it the centrist school, which posits political polarization itself as the catalyst of democratic decline: a “democracy deficit” in the America once rhapsodized by Walt Whitman as the beau ideal of openness, freedom, and the common man. This interpretation has a pre-history extrapolated from the electoral maps of 2000 and 2004, parts of which were red and parts of which were blue. In 2008, Sarah Palin was a sign of the coming red-blue war, though the race between John McCain and Barack Obama was polite, as was the race between Mitt Romney and Obama in 2012. Those were not duels to the death. Obama even campaigned against the diminishment of America into red and blue quadrants.

    Trump disagreed. He applied his cunning in marketing and branding to a movement based on his authoritarian personality and on a series of vague promises. Trump also applied his rhetorical gifts — crude but effective — to the demonization of his opponents, constructing a trap into which his enemies quickly jumped. They responded to his invective by demonizing him and his followers. Hillary Clinton dismissed Trump sympathizers as “deplorables.” The vituperation proliferated. Trump profited enormously from this degradation of political culture and from the melodrama of polarization that gave the media endless stories that wrote themselves. And the vortex of polarization, once entered, has been punishingly difficult to leave. It could justify impatience or rage against the procedures of democracy, which rest on a degree of civility, of give-and-take, of reasonableness, and on the acceptance that the defeat of one’s party is never an ultimate defeat. Setbacks happen, and they can be endured because not living with them leads either to revolution or to civil war. The Democratic Party struggled to stay civil as long as Trump was in office, and it succeeded. Biden ran sincerely as a Democrat and as a democrat in 2020. He did well as both. As a referendum on politics, the 2020 election illustrated Trump’s limitations and democracy’s fortitude. The less polarizing candidate came out ahead.

    Then came the putsch of January 6. Even those who had been wringing their hands about polarization and its declinist overtones were shocked by what happened: the Capitol stormed, the confirmation of Biden’s victory delayed, a violent mob on the loose within the halls of power, a President watching delightedly on television after having told this same mob to go and “fight like hell” for him. The Republicans responded as they have usually responded to Trump’s disgraces: briefly horrified, they stuck with the boss. Trump was impeached but not convicted. Sizable numbers of Americans now believe that the election was stolen, and were Trump to come back as a candidate in 2024 it would be as a would-be autocrat. Trump is the symptom, it is often pointed out. Polarization is the disease. In an extraordinary essay in The Washington Post in September, Robert Kagan diagrammed the death of the republic. “The events of Jan. 6,” Kagan writes, “proved that Trump and his most die-hard supporters are prepared to defy constitutional and democratic norms, just as revolutionary movements have in the past.” The Republican Party is their accomplice, Bolsheviks who wrap themselves in the Stars and Stripes. How Democracies Die was the name of a book in 2018 by two political scientists which, when published, sounded abstract and speculative, a bit like a seminar subject. For Kagan, democracy’s death may be three years away. Driven by rival expectations of decline, by the swooning pessimism of the left and the right, polarization might be the accelerator of actual decline. Trump the believer in decline and Trump the raven of decline is also Trump the guarantor of decline, the Captain Ahab for the doomed Pequod of American democracy.

    In 1978, Václav Havel wrote an essay on the political agency that had magically persisted in communist Czechoslovakia. Havel knew that people were living under despotism and that they were supposed to conform to the script written for them. Yet they had discovered countless subtle ways to expose the falseness of the power above them, and to resist it. Their small acts of honesty might blossom over time into something else, Havel speculated. His essay was called “The Power of the Powerless,” and in the years since it was written it has given heart to dissidents the world over. It described a political sphere that is accessible to those even in a tyranny, the inner freedom that may require courage to express and is noble and liberating when expressed. There are limits, Havel insisted, to how far even totalitarians can reach into the human spirit. Havel had never seen a Czech democracy with his own eyes. He knew only Soviet control, and 1978, when the Soviets were celebrating America’s humiliation in Vietnam and preparing to invade Afghanistan, was not an auspicious year for dissidents living under communism. Havel’s essay is astonishing not just for its trust in rational freedom, but also for its utter lack of anguish. He wrote confidently about the ultimate erosion of dictatorship in Czechoslovakia, when there was no empirical evidence to support such democratic assurance.

    Is such democratic assurance available to us? We live in a country that is superbly well defended and rich, a country blessed with institutions and with rights that ensure bona fide civic freedoms, that has an effervescent cultural energy, and that is nevertheless beguiled by the possibility of its own decline. We prefer to believe in the powerlessness of the powerful of ourselves, that is. The repetition of the declinist hypothesis has established it as a trope of our political culture, and tropes are hard to shake off. Declinism also meets the psychological needs of the pandemic, mirroring the pandemic’s reversals of fortune, its confirmation of threat and fear, and its curtailing of liberties that prior to covid were taken for granted. It may seem paradoxical to speak of the élan of declinism, but we are witnessing it. Since we are going under, we should discuss only the reason why we are going under. Gloom invites the consolation of further gloom. The gloom will only pass when the Untergang has reached its climax and that which we worried about losing is finally lost.

    The pervasive sensation of crisis in America cannot be boiled down only to a mood or an attitude. It follows also from a coruscating convergence of real-life problems. Declinists of different stripes have correctly recognized the terrible disparities between rich and poor, urban and rural, and the unequal opportunities and prejudice facing many minority groups; the undercurrent of violence in American life; the oligarchic nature of much of the American business elite and of portions of the political elite; the assault on facts and on intellectual and journalistic authority that has arisen from multiple technological revolutions, from our own cult of the “dynamo,” from post-everything intellectuals, and from an overabundance of confident men and women; the waning effectiveness of American foreign policy; and the terrible pressures of climate change, which require in response a willingness to plan and to sacrifice that does not come naturally to materialistic societies. Covid has trained a brutal spotlight on health care in the United States. The means were there to beat back the pandemic — the overall wealth, the government institutions, the scientific know-how, the heroic first responders — but the national will was missing as well as the organizational talent and the social trust.This is not the best of all possible worlds. It is also not the best of all possible Americas. To tie the country’s many crises into a bundle and to impute progress to this bundle, to regard our time as a period of upheaval after which the promised land is bound to be entered, would be absurd. There is no guarantee that any of the country’s many crises will be adequately dealt with, no hidden Hegelian machine that will produce a better democracy from the punishing antitheses of the present moment. Declinism is valid insofar as it consists in the recognition of actual problems. But it honors the problems too much: it merges them into a fate and prefers the consequent fatalism to an educated hope. Strangely, a narrative of decline also soothes: it rescues us from our challenges, and it comforts us with the certitude that tomorrow’s problems will be worse than today’s. One need not be an optimist to tackle problems, but if good government is to be attempted, if intelligent policies are to be matched to pressing problems, this must be done with the rational and researched expectation that problems can be solved — that, in the language of the Federalist Papers, they can be solved through “reflection and choice” and not resolved through “accident and force.” It is declinism that favors accident and force. It does so by inhibiting reflection and choice.

    Declinist arguments are wielded for political effect at home. So, too, are they wielded for political effect internationally. They have become the mainstays of official Russian and Chinese messaging about American politics and American power. “American Decline” was the title of a piece in Russia Today, a state-run media enterprise in Russia, in 2018. “In America”, the article informs its readers, “the richest country in the world measured by raw GDP, children are getting sick from living in open pools of sewage.” A less vivid analysis surfaces in a recent interview on Frontline, Chinese state media, in which an expert declares that the United States “is declining because of its own internal contradictions, bad governance, inequality, injustice. But American elites don’t want to say so, so they blame it on China.” This is a misreading of American elites, who discuss American decline incessantly, blaming it squarely on the United States. The concordance between what decline-oriented American elites are saying and what Xi Jinping and Vladimir Putin say does not itself undercut the argument that the United States is in decline, nor are American pessimists the stooges of China or Russia. Yet the inward-looking tenor of the declinist narratives that are proliferating left, right and center are costly in two respects. Too often they fail to incorporate comparative assessments that could moderate the sensation of decline: they tend to compare America at its best or America at its imagined best with the unvarnished America of the present day and leave it at that, missing the anomalous stability of American politics (even in recent years) and the frequent instability of other political traditions. And these narratives unwittingly amplify Chinese and Russian propaganda. Xi’s China and Putin’s Russia do not just wish to see American decline. They also wish to engineer it.

    Let us return to Gibbon. He can help to define political decline, which has a thousand different and mutually exclusive meanings in American debates. (Moral decline is notoriously in the eye of the beholder.) Gibbon’s three causes of Rome’s decline were imperial overreach, the crippling of the Senate, and the slipping away of rational freedom. The problem of imperial overreach may resonate today, as does Paul Kennedy’s association of debt with decline. But the United States is only imprecisely an empire. It lacks ancient Rome’s borderlessness and its appetite for conquest and occupation. The divisions of empire that Gibbon chronicles in his history, especially the empire’s separation into Eastern and Western halves and the transfer of the capital from Rome to Constantinople, have nothing in common with the United States as currently constituted. The United States is a geographically stable republic; Washington, D.C., is its indisputable capital; and it can determine the contours of its international commitments. It has no incentive to expand. Indeed, the United States faces no credible threats to the security of its homeland. No Roman general or Senator or Caesar could have imagined such a reassuring state of affairs.

    As for the destruction of the Senate, Trump is no Septimus Severus. Trump had four years to erect an American despotism. He spent them feuding with his own party. The Senate cheerfully defied Trump on Russia policy and in many other areas (such as health care). In 2018, Trump irritated enough voters for them to hand the House of Representatives to the Democrats. In the 2020 elections, which Biden won by some eight million votes, Trump’s party lost the Senate. In the Senate chambers, Trump’s Vice President calmly gaveled in a Biden presidency on January 7. Republicans in many state senates blocked Trump’s attempts to steal the election. Dozens of the January 6 rioters are now in jail. What the Senate represents — the spirit of mixed government, the skepticism toward executive power, the resistance to despotism in the making — has been damaged by the collapse of reasoned debate and by the slings and arrows of outrageous partisanship, but it is hardly dead. Trump’s presidency had the unwitting effect of elevating the Bill of Rights, making it more necessary, more urgent. Whether he runs and is reelected or not, Trump will kick sand into the machinery of American democracy until his last breath, but he will not become an American Caesar. He cannot become an American Caesar unless the country throws up its hands and starts to cry “Hail, Caesar!” in unison.

    Gibbon’s third cause, the divorce of a rational freedom from the life of the mind, is hard to measure. The religious tolerance that Gibbon lauded in pre-Christian Rome is active in twenty-first century America. It does not appear to be in remission. America continues to possess reservoirs of quotidian tolerance, the invisible successful negotiations of a richly heterogeneous society. Reason holds sway in the sciences, in medicine, in the study of law and economics: these are not negligible intellectual pursuits. And yet the “independent dignity of reason,” as Gibbon described this necessary attribute of ancient Rome’s success, is by no means in good shape. It has been battered by the stupidity of social media, the fads and fun-house-mirror politics of American universities, the perspectivist thrust of identity politics, the political wars on science and public health, the will-not-to-know on the right, and the soap-opera rhythms and ideological crusades of the news media. Consider this comment in an article on cancel culture in The New York Times: “The idea of intellectual debate and rigor as the pinnacle of intellectualism comes from a world in which white men dominated.” It was uttered by Phoebe Cohen, a professor of geoscience at Williams College, who may not directly oppose a rational freedom. She — a scientist, a professor — merely opposes everything that underpins it. Gibbon writes of the emperor Commodus having “an aversion to whatever was rational or liberal.” Many political figures, ancient and modern, have had this aversion. When it is shared by the teachers of the young, we are in trouble.

    Gibbon’s most applicable insight concerns the fatalism of the late-imperial Romans. Our talk of decline fulfills itself, and usually results in intellectual muddle. Talk of decline stymies compromise, because nobody should compromise with a political opponent on the verge of cementing a nation’s decline. Worst of all, it inclines toward emotional paralysis, the obsession with decline shading into depression and, as Gibbon noted, into narcissism, into a “fearful vanity” through which we love by lamenting ourselves. Musing on Rome’s decline and fall, Gibbon characterized the human mind as depressed by civil and religious slavery — held down, weighed down, bogged down. Moving in circles, the encumbered mind is its own biggest obstacle. The Goths did not prevent the Romans from upholding their civil and religious freedom. The Caesars did not eliminate freedom of mind, not completely. In the unwinding of Rome’s decline and fall, mental slavery was self-imposed. It arose from a fashionable melancholia, a mass depression, and so the power of the powerful was misapplied or went unused. But in the United States the hour is not too late. There are no experts in the coming of apocalypse. Born in 1776, like Gibbon’s great and cautionary book, ours is a country awash in agency, with many roads and crossroads ahead of it. Our liberty is a truth that should still be self-evident. It is ours to lose, and it is ours to keep.

    Birthrights

    One morning in tenth grade, my Bible teacher started class by holding up a copy of The New York Times. He was the one we called Little Adler, to distinguish him from his older, taller brother, Big Adler, who also taught at the school. Little Adler was a good guy, at a place that was notably short on them. A modest, bearded man, slightly pstooped, he was compassionate, he had a dry sense of humor, and he was the only teacher that I came across, in my ten years of yeshiva day school education, who told us that it was okay to ask questions — meaning fundamental questions, questions of belief.

    “Every story on the front page today,” he announced that morning, “is about the Jews.” Then he proceeded to point at them one by one, explaining why. Some were obvious. This was the year of the Camp David accords, and there were one or two articles about that. But the front page of the Times, back then, had eight or nine stories, and as he worked his way around the page, his reasoning became increasingly Talmudic. Nonetheless, in every case, he managed to find a way to connect the events in question to the fortunes of the Jewish people. “And,” he concluded, “you can do this every day.” Every day, in other words, one way or another, every story on the front page of the New York Times was ultimately about us.

    I grew up in a world that had a thick black line down the middle of it. On one side were us, the Chosen People, the “holy nation.” On the other side were them, the goyim. Each day in morning prayers we thanked the Lord for not making us Gentiles. On Saturday nights we recited the havdalah, the prayer that marks the close of the Sabbath. “Blessed are you O Lord our God king of the universe,” we said before the flickering light of a braided candle, “who distinguishes between sacred and profane, between light and darkness, between Israel and the nations, between the seventh day and the six days of creation.” It was an early lesson in grammatical parallelism.

    The goyim were inferior to us. They indulged their brutish appetites. They ate pig. They ate horse. They ate shrimp, which was practically like eating insects. They ate “creeping things that crawleth upon the ground.” They drank themselves blind. Oy, oy, oy, went the Yiddish ditty, shikker iz a goy, a drunkard is a Gentile. The maid was the goya; foolish pleasures were goyishe naches, Gentile delights; a dummy had a goyishe kopf, Gentile head. One night my father and I were watching a cop show. The detective’s friend had just gotten out of prison. “What can I get you?” the detective asked. “A bottle and a blonde,” the friend replied. “Of course,” my father said. “Why of course?” I asked. “Because that’s how a goy celebrates,” he said.

    The goyim hated us — every one of them, without exception. The only difference was whether they did so openly or not. Scratch a goy, my father would say, and you find an anti-Semite. Their hatred was eternal: it had existed since our beginning as a people, and it would persist until the coming of the Messiah. History did not progress but turned back on itself in an endless loop: persecution, redemption, persecution, redemption. The antagonists were not merely similar; they were identical, and had a name: Amalek. In the Book of Exodus, after Moses has led the Children of Israel in flight from Egypt — “when you were faint and weary,” he later reminds them — they are attacked by a tribe of that name. After the battle, Moses builds an altar and swears an oath: “The Lord shall be at war with Amalek for all generations.” It was Amalek whom we saw in history’s perseveration: Assyria, Babylon, Haman, Antiochus, Rome, the Crusades, the Inquisition, Chmelnitzki, the pogroms, Hitler, the Soviet Union, the Arabs. “In every generation and generation,” we sang at the Passover Seder, “they rise up to destroy us.”

    History, beyond that, was a blank. Of everything else that had happened to the Jewish people, or had been done by them — medieval Hebrew poetry, the life of the shtetl, Yiddish theater, the German-Jewish bourgeoisie; the ancient Jewish communities of Rome, Salonika, Alexandria; the Jews of Yemen, Morocco, Cochin; Baruch Spinoza, Moses Mendelssohn, Heinrich Heine — we were programmatically ignorant. Between the Exile and the State of Israel, history was one unchanging scene of persecution.

    At the same time, as Little Adler reminded us that morning, history was all about us, now as in the past. Wasn’t Christianity, after all, a bastard outgrowth of the Jewish faith? Wasn’t their Bible primarily stolen from ours, and the very messiah they worshipped a Jew? And Islam grew out of Christianity, and Hitler started World War II to exterminate the Jews, and Israel occupied the crossroads of the world, they couldn’t stop talking about it at the United Nations, and in the end of days the final battle would be fought on Mount Megiddo between Gog and Magog, symbolized by an eagle and a bear, which obviously referred to the United States and the Soviet Union.

    Our job was to keep the commandments. There were a lot of commandments (six hundred and thirteen delineated in the Bible, plus thousands more elaborated by the rabbis). There were things you couldn’t say and things you had to say, things you couldn’t do and things you had to do. Prayers morning, afternoon, and evening; blessings before sleep, after using the bathroom, before and after meals; holidays and fasts throughout the year. No mixing meat and dairy, no bread (or rice or beans or corn) on Passover, no using electricity, or playing music, or driving a car, or riding a bicycle, or handling money, or cooking, carrying, writing, tearing (I could go on) on the Sabbath. Boys and men wore yarmulkes and tzitzis, a tasseled undergarment. Women dressed modestly and covered their hair. To violate one of these precepts, which carried the force of taboo, was to commit an unthinkable act, an offense against the group as well as God. It was to mark yourself as other, beyond the pale, a kind of pollution. And in our tightknit world, with scores of families living in close proximity, you felt the eyes of the community eternally upon you.

    We were aware that there were other, non-Orthodox Jews — the Reforms and Conservatives, as we called them — but with them we had nothing to do. They were practically goyim themselves, with mixed-gender seating and prayers in English. Their children forgot who they were. Worse still were the traitors, the self-haters, the Jews who held us up to mockery before the world: Philip Roth, Woody Allen, Mel Brooks, all of whom our rabbi sermonized against. The dirtiest words in our lexicon were “assimilation” and, still worse, “intermarriage.” With those you completed the work of Hitler, though they wouldn’t save you from the next one. The German Jews had been assimilated, and look what had happened to them. My father had escaped with his parents from Czechoslovakia by the skin of his teeth in 1939, three days ahead of the Nazi invasion. “If you forget that you’re a Jew,” he liked to say, “the goyim will always remind you.”

    That was my world, unquestioned, until around the time I turned fifteen, the year that I had Little Adler. Then, browsing in the school library one day, I came across a book by Sigmund Freud. I was curious about psychology, and I had heard enough to be curious about him. The book was Civilization and Its Discontents. On the first page, I read this:

    I had sent [a friend] my small book that treats religion as an illusion.

    A few pages later, I read this:

    The derivation of religious needs from the infant’s helplessness and the longing for the father aroused by it seems to me incontrovertible.

    A few pages later still, I read this:

    The whole thing is so patently infantile, so foreign to reality, that to anyone with a friendly attitude to humanity it is painful to think that the great majority of mortals will never be able to rise above this view of life.

    And just like that, within the space of twenty minutes, the scales fell from my eyes. Of course the whole thing is ridiculous, I thought. Of course there is no God. How could I have ever believed any different?

    I kept the revelation to myself, but it must have leaked out of my skull like a kind of radioactivity, because soon my friends, then the teachers, figured out my secret. I had contracted — unspeakable word — atheism. My presence in the school became intolerable. I was permitted to finish the year, to avoid the stigma of expulsion, but only with the understanding that I wouldn’t be returning in the fall. Leaving meant giving up most of my friends. It meant transferring to public school, which was tantamount to stepping off the edge of the known universe. And it was the greatest thing that had ever happened to me. In Nabokov’s Invitation to a Beheading, the hero, in the final scene, is lying on the executioner’s platform, about to have his head chopped off, when

    with a clarity he had never experienced before — at first almost painful, so suddenly did it come, but then suffusing him with joy, he reflected: why am I here? Why am I lying like this? And, having asked himself these simple questions, he answered them by getting up.

    I had lived inside an iron cage that I’d mistaken for the limits of my world, and all I had to do to walk away was walk away. Before I did it, it was unimaginable. As soon as I had done it, it was inevitable.

    But reading Freud, in truth, was not the only or even the main event that levered me out of the world of my childhood. The previous summer, following in the footsteps of my siblings (who were considerably older and not as dug in to the Orthodox world), I had gone to a progressive Zionist summer camp on the banks of the Delaware River. For the first time, I experienced a way of being Jewish that was joyful and positive rather than scowling and dark. We had morning services, but they were creative and thoughtful, not rote. We celebrated the Sabbath, but as a day of peace and fellowship, not strictures and surveillance. We sang, we danced, we put on plays. There were girls, like at school, but they actually smiled at you. There were Jews of all kinds, but we were Jewish together as equals. My counselor, who was skipping college to move to a desert kibbutz, was a self-professed Maoist. My unit head was an intensely charismatic hippie rabbi. That summer opened many windows in my mind, and by the time I got back to yeshiva that fall, my consciousness was already in motion. Freud just gave me the intellectual push to head in the direction that my feelings were already pulling me.

    The camp was part of a Zionist youth movement, and from the day I left yeshiva till the year after college, the movement was the center of my life. I owe it more than I can say, but in retrospect it had more in common with my day school world than I would ever have admitted at the time. Instead of Orthodoxy, to structure our worldview, we had our ideology — a word that we used without a trace of irony and often with an edge of adolescent fervor. Under its aegis, we likewise cleaved the world in two, with Jews on one side and everybody else on the other. We talked incessantly about our Jewish identity, as if we had no other. We pronounced the words “assimilation” and “intermarriage” as reproachfully as they had in my synagogue. We didn’t stigmatize the Gentiles, but we knew our place was not with them. Our place was in Israel. Life in the diaspora, we told ourselves, was untenable as well as inauthentic. It had happened in Europe (nobody needed to ask what “it” was), and it could happen here. To be truly Jewish, you had to live a fully Jewish life, which meant, for us, not an Orthodox one, but one in an environment where everybody else was Jewish, too (the cop, the baker, the bus driver), just as everyone in France is French — where the national life was steeped in Jewish history, governed by Jewish rhythms, and conducted in the Jewish tongue. America, however hospitable, was not, we were sure, our true home. Our conduct was ruled not by the six hundred and thirteen commandments, but by one very big one: that we make aliyah, or move to Israel (the word means “ascent”), an event that we imagined as a personal transfiguration. Anything less was a failure.

    Why, after extricating myself from one belief system, did I throw myself into another? Mainly, the movement was just a wonderful environment in which to be young. It brought me friendships and community, a focus for my intellectual energy and an arena for my idealistic passion. But the movement and its ideology, I see now, also served some deeper psychic needs. As I moved out of Orthodoxy and into the American jumble — as I met Gentiles, for pretty much the first time, in high school and college, as well as Jews who truly didn’t give a damn about their Jewishness — Zionism gave me a sense of stability and certainty. It told me who I was, what I should do, and where I belonged and with whom. It gave me a system to structure not only my beliefs, not only my affinities, but also my decisions, my future. It solved the problems, in advance, that are raised by being young.

    Zionism also provided me with the righteousness and glamour of an oppositional stance with respect to American society — especially since our goal was not only aliyah but, ideally, aliyah to a kibbutz, a collectivist agricultural settlement, so that the opposition was not only to America per se but also to its shallowness and materialism. More deeply still, it provided me with a defense against otherness — above all, against the otherness within myself, the threat that it posed in the shape of forbidden desires, forbidden possibilities. The possibility, for example, of falling in love with a non-Jewish woman. Zionism enabled me, in other words, to evade the contradictions and complexities that went along with growing up not only Jewish but also American. Like Orthodoxy, it simply canceled the second term.

    I left Zionism, in my early twenties, as I had left Orthodoxy: for one intellectual reason and lots of psychological and existential ones. If the premise of Orthodoxy is the existence of the Jewish god, the premise of Zionism is that “it” can happen here. And at a certain point I realized that, no, it can’t happen here. There was anti-Semitism in America some of it violent, some of it organized, some of it even both (this was the 1980s, the age of the rise of the right-wing militias)but there wasn’t going to be a Holocaust. America was a different kind of society than Germany, than any European country. Which meant that the argument for aliyah could not be exclusively negative. There had to be something drawing me to Israel as well as something pushing me there. Spending a year in the country after college, I discovered that there wasn’t — or at least, that there wasn’t enough. Israel was beautiful and charismatic, but it was also, ultimately, alien. Its culture was Jewish, but its culture wasn’t mine. The place was full of Jews, but not ones that I had a lot in common with. It wasn’t, after all, my home. My home, with whatever ambivalence, was America. My home was with other Americans.

    The question became, on what terms? The problems of being young were problems once again. Who was I, and what was my place in the world? Solutions began to arrive when I started paying attention to the parts of myself that I’d held in abeyance, the ones that didn’t fit the story that I’d learned to tell about myself. Above all, my love of literature, the fact that novels spoke to me more intimately, more stirringly, more persuasively, than anything else in my life — that it was in reading that I knew myself and felt myself most deeply. In high school, the one class that actually felt real, like it was about something that existed as more than a “subject,” an academic exercise, was the one in which I discovered Dostoyevsky and Camus. In college, as a science major, I’d hold a book beneath my desk in class. During my months on kibbutz, that year after college, I read my way through Nabokov and Kundera. I had been trying to tell myself something, and eventually I started listening. Instead of treating reading as a private passion while I gave myself to other things, things I didn’t ultimately have my heart in, I needed to make it the center. I needed to go where my heart was.

    Three years after I got back from Israel, I enrolled in a PhD program in English literature. To embark on the study of Western culture, in any of its aspects, is, as a Jew, to venture onto hostile ground. Anti-Semitism is foundational to Christianity and endemic to Western art and thought. In the English literary canon, it is famously present in Chaucer, Shakespeare, Marlowe, Dickens, T.S. Eliot. Anti-Semitic stereotypes and sentiments surprised me in Conrad, Hawthorne, Woolf, Waugh, Henry Adams, Henry James. They were waiting for me in Voltaire when I took a course on the Enlightenment; in Celine, when I studied for my oral exams. These were people who didn’t like me. But they also were not going to stop me. They were not going to stop me from claiming a right to the Western tradition. They were not going to stop me from feeding myself with its fruits. They were not even going to stop me from liking their work — and in some cases, loving it, studying it, and teaching it. That they would have sought to exclude me was not going to bully me into excluding myself. That they would have sought to deprive me was not going to shame me into depriving myself. They wanted — like the rabbis and the Zionists, in different ways — to keep me in the ghetto, but I wasn’t going to let them.

    Was I “colonizing” myself? No, I was educating myself. I was forming myself, with the freedom that America allowed me and the elements that it made available to me. I was rebirthing myself, by choosing a new set of forebears, a new inheritance. I was also choosing how I wished to be American, because there are as many ways as there are Americans. Besides, being colonized is not the worst thing, if you do it voluntarily — a lesson that I learned from literary history itself. Joyce, Faulkner, Rushdie: these and many other writers, by placing themselves under the tutelage of metropolitan cultures, had freed themselves from the parochialism, the mental confinement, the moral and aesthetic backwardness, of their places of origin. Better to be colonized like that than to remain forever captive to the group.

    As I moved out, internally, into a wider American space, I also moved out socially. In college, I had formed my first real friendship with a non-Jew, one of my freshman suitemates. He was Italian-Polish, from deepest Brooklyn, and had gone to an all-boys Jesuit high school. When I first met him, he was wearing a large wooden cross. Before long, he had taken it off. Our affinity was obvious: we were each in flight from intensely religious backgrounds and each voyeuristically curious about the other’s. But hanging out with him, as well as with a bunch of his high school friends who were also going to college in the city, allowed me to still play the Jew, to still mark my difference. As I moved through my twenties, what was new about my friendships was that I didn’t need to do that anymore. At a certain point, I realized that I no longer asked myself, when meeting someone new, whether or not they were Jewish. That, for me, was a happy day.

    So what is my Jewish identity now? I don’t practice at all (my observance of Passover consists of calling my sister, who is still Orthodox, and wishing her a happy Passover). I’m not affiliated at all. On Israel I’ve given up. But I still feel as Jewish as ever. I still am as Jewish as ever. I was formed as a Jew — my consciousness, my sensibility — and that isn’t ever going to change. I’m not half Jewish and half American; I am entirely both. I am also entirely a writer, a husband, a teacher (this last despite the fact that I no longer teach). I’m not Jewish in a way that any organized Jewish entity, of whatever kind, would approve of. And I couldn’t care less.

    This is not an essay about being Jewish — or rather, it is not only about being Jewish. It is about identity groups, and what it means to live inside one. For everything I saw growing up as an Orthodox Jew and, to a lesser extent, as a Zionist, I see in the formations — highly mobilized, politicized, and ideologized — that dominate our social space today. Just as Little Adler reminded me that it’s all about us, so have the ideologues of African-American identity — to take the most conspicuous example — instructed us that it’s all about black people. We are told that the American Founders undertook the Revolution out of fear of the abolitionist movement that was gathering strength in Great Britain (they didn’t, and it wasn’t); that the slaves built America’s wealth (all of it, not some of it); that blacks were exclusively responsible for abolition (never mind the Union army, the Radical Republicans, and Abraham Lincoln); that the blacks who came north during the Great Migration created the industrial boom in the Northeast and Midwest (of course, they were drawn by it); that blacks were exclusively responsible for the successes of the civil rights movement (never mind the whites who marched with them, the liberal Democrats, or LBJ); that modern urban policing grew out of Southern slave patrols (the first metropolitan police department was established in London); that black women are the “backbone” of the Democratic Party (even though they make up only about 10% of its voters) and “saved” Joe Biden in the general election (even though the decisive swing, from 2016, was in moderate whites); that Republican efforts at voter suppression, “a new Jim Crow,” are directed exclusively at black people (not Democrats as such — blacks, like the college students who are also targeted, being simply an efficient group to aim at); that the insurrection at the Capitol was driven by racism (rather than a stew of many right-wing hatreds) and that the police response, so different from what greeted Black Lives Matter protests, was, as well (even though the crucial difference, as any student of left-wing movements can tell you — remember Kent State? — was not black versus white but left versus right); and, in sum — to sweep away all inconvenient particulars — that racism is the single ruling factor in American history, the hidden hand in every institution and development.

    We are also told that the history of race relations in America is one unchanging scene of oppression. Nothing alters or alleviates it: not emancipation, not civil rights, not affirmative action. As in 2021, so in 1950, 1890, 1619. Like Amalek, the demon known as white supremacy appears to be immortal, returning under different guises but eternally the same. Progress is unattainable, because the enmity between the races is immutable, not a historical struggle so much as a metaphysical one: black versus white, or, when things get really Manichaean, “blackness” versus “whiteness.”

    We do not find these mental structures only in the area of race, of course. For contemporary feminist orthodoxy — at a time when women earn fifty-eight percent of bachelor’s degrees, sixty-four percent of master’s degrees, and fifty-six percent of doctorates — today is one of the worst times ever to be a woman in America, and America is one of the worst places in the world to be a woman. According to the Human Rights Campaign, one of the nation’s leading gay and lesbian advocacy organizations, the rights of LGBTQ Americans are under unprecedented assault — this in the wake of Obergefell and Bostock, decisions that removed the last significant legal disabilities from those groups. And in the world of identity now, just as in my early milieu, it is everywhere us versus them — with extreme prejudice toward them. All whites are racists. Masculinity is toxic. Working hard and showing up on time are white things (yes, that’s a leftist position today). Independence and competitiveness are male things. We loathed and scorned the goyim in my Orthodox community, but at least we kept it to ourselves. Now, public expressions of hatred for the other are not only acceptable but applauded. “I’m so done with white people,” a member of the Twitterati will announce, to a chorus of likes, or, “Is there anything that women can’t do better than men?” “White,” “male,” and “cis” (not to mention “Karen”) are terms of ridicule and abuse, and speak for themselves.

    And just as in my Jewish world, the group demands unswerving adherence to norms. Deviate, and you’re no longer part of the us. Barack Obama isn’t “really black” (because he “talks white”). Pete Buttigieg isn’t “really gay” (because he “acts straight”). Where integration was once the goal, now assimilation is the bugaboo. Even worse are the apostates: black intellectuals who question critical race theory, feminists who point out feminism’s gains, trans writers who challenge the official line on youth transition or the social construction of biological sex. But who is harmed by assimilation? Who is challenged by dissent? The self-appointed leaders — the demagogues, the “spokespeople,” the professional Jews, blacks, feminists, gays — who need to keep the walls up to protect their status and their gigs. Even more, the group itself: not the members of the group — the group. “The we closes its ranks to protect the space inside it, where the air is different,” Patricia Lockwood writes. “It does not protect people. It protects its own shape.”

    I grew up in a community that was still deeply scarred by the Holocaust. My father was far from the only former refugee in our synagogue, and my second-grade teacher was a survivor. Many people had lost family, including us. Even today, when I read about the Holocaust, I think, we should have plowed Germany under, after the war, and scattered its inhabitants to the four corners of the earth. So I understand why historically oppressed communities develop the mentality they do. And I also understand the appeal of that mentality, of group identity, to the individual, especially the young individual and especially in America. I don’t mean the America of the identitarian imagination, of oppression and restriction, but its opposite: the America of freedom and possibility, of mobility and flux. The America that says: you can be whoever you want, but you won’t get any help in figuring it out. Because freedom is disorienting, and ready-made identities are reassuring. All the more so now. Everywhere the word today — as the images fly by — is “authenticity,” “authenticity.” We speak of it because we feel the lack of it. But in this age of relativism, of radical skepticism, of anti-institutionalism, when the self is always up for grabs — my situation, as I stumbled out of Orthodoxy, but a thousand times worse — the identity group can claim an ontological solidity, an iron-girder foundationality, that nothing else can. It alone, of all formations, is legitimate. It alone possesses the power to tell you who you are. And that’s tremendously seductive, even if it’s who you’re not, or not completely, or not anymore.

    It is especially seductive for those in the process, in the concrete circumstances of their actual lives, of leaving the exclusive environment of the group. That is, for members of minority communities who are rising to join the elite: students of color at fancy private high schools and colleges; their elders in academia, at The New York Times or NPR, in Silicon Valley, at the major foundations and think tanks, climbing up the ranks in Washington, DC, in Hollywood, and so forth. They are the ones who need to constantly insist on their identity, to reaffirm their separateness against the fact of their participation. Which is why they are the ones who have been preaching the identitarian crusade. It is elites within the Hispanic community who say “Latinx”; the vast majority of Latinos hate the word, when they have even heard of it. It is elites within the black community who propagate the dogma of critical race theory; blacks on average are actually more moderate than the typical white Democrat. It is elites within the Asian-American community who inveigh against assimilation; most Asian-Americans are busily assimilating. But then so are the elites, of all groups — so especially are the elites — and it is only their bad conscience, or, more charitably, their understandable ambivalence, that leads them to imagine otherwise. I was at Columbia for one of the uprisings of African-American students. “Columbia is a plantation,” the protesters said. Columbia was not a plantation. It was an institution that was ushering them, often with generous financial aid packages, into the upper middle class. But that is a destabilizing thought.

    I am not suggesting that individuals from marginalized groups who find themselves in elite settings should just be grateful and keep their mouths shut. Nor am I suggesting that they all should do as I did, or that the process of finding your place in the wider world, for such an individual — call it integration, assimilation, or what you will — is ever less than highly fraught. What I am suggesting is that it’s a process that you go through as an individual — that you must go through, in some fashion — and that to cling to a collective identity, particularly in the artificially exacerbated forms in which they come to us today, is to evade your own reality. “The question of color,” James Baldwin wrote, “operates to hide the graver questions of the self.” America had told him what he was, he once remarked; he went to France, leaving blacks and whites alike behind, to find out who he was.

    To insist on cultural self-segregation is to limit one’s own possibilities. Who would I be if I had only studied Jewish sources, or only read Jewish writers? What is a young woman missing if, as many of them say they do today, she only reads female authors? You won’t read Shakespeare? Virginia Woolf did not share that prejudice, and would not have become Virginia Woolf if she had. Children should read books, we are told, about people who “look like them.” But as Glenn Loury, the black intellectual, recently remarked, everybody “looks like them” — that is, human. No, not everyone is fully free, not yet, but everybody’s mind is free. The only limits there are are the ones that you place on yourself, that you agree to accept from others. And culture, too, is free. People may discriminate, but books do not. They make themselves available to anyone who cares to read them. Ruth Simmons, the former president of Brown University and the first African-American to lead an Ivy League institution, was asked why a sharecropper’s daughter would decide to study French literature. “Because,” she said, “everything belongs to me.” You can’t choose where you’re from, but you can choose where you want to go. “So, in Macon County, Alabama,” Ralph Ellison wrote, “I read Marx, Freud, T.S. Eliot, Pound, Gertrude Stein and Hemingway. Books which seldom, if ever, mentioned Negroes were to release me from whatever ‘segregated’ idea I might have had of my human possibilities.”

    The author of Invisible Man did not stop being black, of course, any more than I stopped being Jewish. But he worked through to a way of being black in his own individual fashion. And in so doing, he enlarged the possibilities for every African-American who followed. A healthy identity, for the group as for the individual, is not rigid and immutable, but creative and ever-evolving. That is progress. That is liberation.