Art’s Troubles

    I

    Duly acknowledging that the plural of anecdote is not data, I begin with some stories drawn from the recent history of liberal democracy.

    • In November 2010, the Secretary of the Smithsonian Institution removed an edited version of footage used in David Wojnarowicz’s short silent film A Fire in My Belly from “Hide/Seek: Difference and Desire in American Portraiture” at the Smithsonian’s National Portrait Gallery after complaints from the Catholic League, and in response to threats of reduced federal funding. The video contains a scene with a crucifix covered in ants. William Donohue of the Catholic League claimed the work was “hate speech” against Catholics. The affair was initiated by an article contributed to the Christian News Service, a division of the Media Research Center, whose mission is to “prove — through sound scientific research — that liberal bias in the media does exist and undermines traditional American values.”

    • In October 2015, Dareen Tatour, an Israeli Arab from a village in the Galilee, was arrested. She had written a poem: “I will not succumb to the ‘peaceful solution’ / Never lower my flags / Until I evict them from my land.” A video clip uploaded by Tatour shows her reading the poem, “Resist, my people, resist them,” against the backdrop of masked people throwing rocks and firebombs at Israeli security forces. The day after the uploading, she posted: “The Islamic Jihad movement hereby declares the continuation of the intifada throughout the West Bank…. Continuation means expansion… which means all of Palestine. And we must begin within the Green Line… for the victory of Al-Aqsa, and we shall declare a general intifada. #Resist.” In 2018, Tatour was given a five months’ jail sentence. In May 2019, her conviction for the poem was overturned by the Nazareth District Court, but not the conviction for her other social media posts. The poem, said the court, did not “involve unequivocal remarks that would provide the basis for a direct call to carry out acts.” And the court acknowledged that Tatour was known as a poet: “freedom of expression is [to be] accorded added weight when it also involves freedom of artistic and creative [expression].” The Israeli Supreme Court rejected the state’s motion for appeal.

    • In 2017, the artist Sam Durant made a public sculpture, “Scaffold,” for location in the open grounds of the Walker Art Center in Minneapolis. It was an unpainted wood-and-metal structure, more than fifty feet tall, with a stairway that led to a platform with a scaffold. The work referred to seven executions between 1859 and 2006, including the execution in 1862 of thirty-eight Dakota-Sioux men. Protesters demanded the work’s destruction: “Not your story,” “Respect Dakota People!” “$200.00 reward for scalp of artist!!” Following mediation, the work was surrendered to the activists, who reportedly dismantled it, ceremonially burning the wood. Art critics endorsed the protest: “In general it’s time for all of us to shut up and listen.” “White Americans bear a responsibility to dismantle white supremacy. Let it burn.” The artist himself denied that he had been censored. “Censorship is when a more powerful group or individual removes speech or images from a less powerful party. That wasn’t the case. I chose to do what I did freely.”

    • In April 2019, three Catholic priests in the Polish city of Koszalin burned books that they said promote sorcery, including one of J.K. Rowling’s  Harry Potter  novels, in a ceremony that they photographed and posted on Facebook. The books were ignited as prayers were said and a small group of people watched on. They cited in justification of the ceremony passages from Deuteronomy (“The graven images of their gods shall ye burn with fire”) and Acts (“Many of them also which used curious arts brought their books together and burned them before all men”). In August of the same year, a Roman Catholic pastor at a school in Nashville, Tennessee banned the Rowling novels: “These books present magic as both good and evil, which is not true, but in fact a clever deception. The curses and spells used in the books are actual curses and spells; which when read by a human being risk conjuring evil spirits into the presence of the person reading the text.”

    • In August 2019, the release of the film The Hunt, in which “red state” Americans are stalked for sport by “elite liberals,” was cancelled. Donald Trump had tweeted: “Liberal Hollywood is Racist at the highest level, and with great Anger and Hate! They like to call themselves ‘Elite,’ but they are not Elite. In fact, it is often the people that they so strongly oppose that are actually the Elite. The movie coming out is made in order to inflame and cause chaos. They create their own violence, and then try to blame others. They are the true Racists, and are very bad for our Country!” The studio explained: “We stand by our film-makers and will continue to distribute films in partnership with bold and visionary creators, like those associated with this satirical social thriller, but we understand that now is not the right time to release this film.” Nine months later, with a new marketing campaign, the film duly appeared. The director explained: “The film was supposed to be an absurd satire and was not supposed to be serious and boring……. It’s been a long road.”

    • In Germany, a Jewish activist has been litigating to have removed a thirteenth-century church carving of the Judensau, or “Jewish pig,” an infamous trope of medieval anti-Semitism, from the outer wall of the main church in Wittenberg. A memorial plaque installed in November 1988, containing in Hebrew words from Psalm 130, “Out of the depths, I cry to you,” does not satisfy the litigant. The district court ruled that the continued presence of the carving did not constitute evidence of “disregard for Jews living in Germany.” The judgment was upheld this year by the Higher Regional Court: the presence at the church of both a memorial to the Holocaust and an information board that explains the Judensau as part of the history of antisemitism justified retaining the carving. The campaign to remove the carving has Christian clerical support: “The Judensau grieves people because our Lord is blasphemed. And also the Jews and Israel are blasphemed by showing such a sculpture.” A local Jewish leader took a different position: “It should be seen within the context of the time period in which it was made,” he argued. “It should be kept on the church to remind people of antisemitism.”

    • Two years ago the artist Tomaz Schlegl built a wooden statue of Trump in Moravce, Slovenia. It was a twenty-six-foot tall wooden structure that had a mechanism to open Trump’s red painted mouth full of pointy teeth. The artist explained that the figure has two faces, like populism. “One is humane and nice, the other is that of a vampire.” He explained that he had designed the statue “because people have forgotten what the Statue of Liberty stands for.” The Trump-resembling statue wasn’t actually Trump, but “I want to alert people to the rise of populism and it would be difficult to find a bigger populist in this world than Donald Trump.” It was burned down in January 2020. The mayor of the town, deploring the arson, commented: “This is an attack against art and tolerance…. against Europe’s fundamental values.”

    There is something arbitrary about this group of stories — others could have been chosen, without any loss of coherence in the picture of contemporary artistic freedom. There was the campaign against Dana Schutz’s painting of Emmett Till at the Whitney Museum, against Jeanine Cummins’ novel American Dirt, against Woody Allen’s film deal with Amazon, which was cancelled, and against his memoir, which was cancelled by one publisher but published by another one. There was the decision by the National Gallery of Art and three other major museums to delay until at least 2024 the Philip Guston retrospective planned for 2020, so that “additional perspectives and voices [can] shape how we present Guston’s work” (museum-speak for “we will submit our proposals to a panel of censors”). And though they are all recent stories, the larger narrative is not altogether new. In 1999, Mayor Rudolph Giuliani took exception to certain works in an exhibition at the Brooklyn Museum, notably Chris Ofili’s painting The Holy Virgin Mary. The mayor relied on a newspaper report: the Virgin was “splattered” with elephant dung, the painting was offensive to Catholics, the museum must cancel the show. (The museum offered to segregate some pictures and withdraw Ofili’s, but the mayor responded by withholding funds and terminating the museum’s lease. The museum injuncted him; the city appealed; it then dropped the appeal. The Jewish Orthodox Agudath Israel intervened on the mayor’s side.) In 2004, in Holland, the Dutch filmmaker Theo van Gogh was shot dead in Amsterdam by Mohammed Bouyeri, a 26-year-old Dutch-born Muslim who objected to the film Submission that Van Gogh had made earlier that year, with Ayaan Hirsi Ali, about violence against women in Islamic societies; the assassin left a note to Hirsi Ali pinned by a knife to the dead man’s chest. And in 2005, in Denmark, there occurred the cartoons affair. In response to an article about a writer’s difficulty in finding an illustrator to work on a book about Mohammed, the newspaper Jyllands-Posten  published twelve editorial cartoons, most of them depicting him. There was no immediate reaction. The Egyptian newspaper Al Fagr republished them, with no objection. Five days later, and thereafter, there were protests by fax, email, and phone; cyber-attacks, death threats, demonstrations, boycotts and calls to boycott, a summons to a “day of rage,” the withdrawal of  ambassadors, the burning of the Danish flag and of effigies  of Danish politicians, the exploding of car bombs, appeals to the United Nations, and deaths — about 250 dead in total and more than 800 injured. A decade later, when similar cartoons were published in the French satirical magazine Charlie Hebdo, its staff was massacred in its offices in Paris.

    There is more. Behind each story, there stand others — behind the Allen stories, for example, there is the Polanski story and the Matzneff story. And behind those, some more foundational stories. In 1989, the Ayatollah Khomeini issued his fatwa against Salman Rushdie and his novel The Satanic Verses, which had already been burned in Muslim protests; there followed riots and murders, and the writer went into hiding for years. (The threat to his life subsists.) Also, in 1989, the Indian playwright and theater director Safdar Hashmi was murdered in a town near Delhi by supporters of the Indian National Congress Party; the mob beat him with iron rods and police batons, taking their time, unimpeded. In the United States in those years, there occurred, among other depredations against literature and the visual arts, the cancelling of the radio broadcast of Allen Ginsberg’s poem Howl; the campaign against Martin Scorsese’s film The Last Temptation of Christ; the political, legal, and legislative battles over Robert Mapplethorpe’s The Perfect Moment and Andres Serrano’s Piss Christ, and over Dread Scott’s What is the Proper Way to Display the United States Flag?; the dismantling of Richard Serra’s site-specific Tilted Arc; and the campaign against Bret Easton Ellis’ novel American Psycho. There were bombings, boycotts, legislation, administrative action, the ripping up on the Senate floor of a copy of Piss Christ by a senator protesting the work on behalf of “the religious community.”

    Not all these stories have the same weight, of course. But taken together these episodes suggest that new terms of engagement have been established, across political and ideological lines, in the reception of works of art. The risks associated with the literary and artistic vocation have risen. New fears, sometimes mortal fears, now deform the creative decisions of writers and artists. Literature and the visual arts have become subject to a terrible and deeply illiberal cautiousness. (As a Danish imam warned the publisher of the cartoons, “When you see what happened in Holland and then still print the cartoons, that’s quite stupid.”) The interferences with what Joseph Brodsky called literature’s natural existence have grown brutal, overt, proud. We have witnessed the emergence of something akin to a new censorship conjuncture.

    There are ironies and complications. This new era of intolerance of, and inhibition upon, literature and the visual arts has occurred in the very era when the major ideological competitor to liberalism collapsed, and with it a censorship model against which liberal democracies measured their own expressive freedom. Or more precisely and ironically, in the era when the Berlin Wall and Tiananmen Square occurred within months of each other — the former exemplifying the fall of tyranny, the latter signifying the reassertion of it. When China conceived the ambition to become the major economic competitor of the capitalist liberal democracies, it also initiated a censorship model to which over time the greatest private corporations of these same liberal democracies would defer. Since artworks are also products that sell in markets — since filmmakers need producers and distributors, and writers need publishers and booksellers, and artists need galleries and agents — they are implicated in, and thus both enabled and constrained by, relations of trade and the capitalist relations of production. Corporations will both accommodate censoring forces and be their own censors. As their respective histories with the Chinese market show, the technology corporations tend to put commercial interests before expressive freedoms. And that is another irony: this assault on art took place even as the World Wide Web, and then the Internet, was invented, with its exhilarating promises of unconfined liberty. But the new technology was soon discovered to have many uses. As Rushdie remarked in Joseph Anton, his memoir of his persecution, if Google had existed in 1989 the attack on him would have spread so swiftly and so widely that he would not have stood a chance.

    And all the while a new era of illiberalism in Western politics was coming into being, for many reasons with which we are now wrestling. 1989 marked the moment when liberalism’s agon ceased to be with communism and reverted instead to versions of its former rivals: communitarianism, nationalism, xenophobia, and religious politics. New illiberal actors and newly invigorated illiberal communities, asserted themselves in Western societies, as civil society groups came to an understanding of a new kind of political activity. So if one were to ask, when did art’s new troubles begin, one could answer that they began in and around that single complex historical moment known as 1989. And these contemporary art censorship stories differ from older arts censorship stories in significant ways.

    II

    All these stories are taken from the everyday life of liberal democracies, or more or less liberal democracies. In not one of these stories does an official successfully interdict an artwork. There are no obscenity suits among them. With just one exception, there are no philistine judges, grandstanding prosecutors, or meek publishers in the dock. Customs officials are not active here, policing borders to keep out seditious material. There are no regulators, reviewing texts in advance of publication or performance. So how indeed are they censorship stories at all? We must reformulate our understanding of censorship, if we are to understand the censorship of our times.

    “Censorship” today does not operate as a veto. It operates as a cost. The question for the writer or the artist is not, Can I get this past the censor? It is instead, Am I prepared to meet the burden, the consequences, of publication and exhibition — the abuse, the personal and professional danger, the ostracism, the fusillades of digital contempt? These costs, heterogeneous in everything but their uniform ugliness, contribute to the creation of an atmosphere. It is the atmosphere in which we now live. The scandalizing work of art may survive, but few dare follow.

    Censorship today, in its specificity, must be grasped by reference to these profiles: the censoring actors, the censoring actions, and the censored. With respect to the censoring actors, we note, with pre-1989 times available as a contrast, that there has taken place a transfer of censoring energy from the state to civil society. In the West, certainly, we do not see arrests, raids, municipal and central government actions such as the defunding or closure of galleries, prosecutions and lawsuits, or legislation. Insofar as the state plays a part, it tends to be a neutral spectator (in its executive function) or as a positive restraint on censorship (in its judicial function). In respect of civil society, however, there has occurred a corresponding empowerment of associations, activists, confessional groups, self-identified minority communities, and private corporations. The censors among the activists are driven by the conviction that justice will be advanced by the suppression of the artwork. Their interventions have a self-dramatizing, vigilante quality. Artworks are wished out of existence as an exercise of virtue. The groups are very diverse: “stay-at-home moms” and “military veterans” (disparaged by “liberal Hollywood”), policemen (disparaged by rapper record labels), social justice warriors, and so on. Their censorings do not comprise acts of a sovereign authority; they have a random, unpredictable, qualified character, reflecting fundamental social and confessional divisions. As for the corporations, when they are not the instrument of activists (Christian fundamentalists, say), their responses to activists, foreign governments, and so on tends towards the placatory.

    Correspondingly, with respect to censoring actions,  we find a comparable miscellany of public and private  (when not criminal) initiatives in place of administrative  and judicial acts of the state. The activists, right and left,  have available an extensive repertory of tactics: demonstrations, boycotts, public statements, digital denunciations, petitions, lethal violence, serious violence, and threats of  violence, property destruction, disruptions and intimidations,  mass meetings, marches, protester-confrontations, pickets, newspaper campaigns. As for corporations, the tactics, again, have become familiar: refusals to contract, and terminations of employment, publishing, and broadcasting contracts already concluded; editing books and films in accordance with the requirements of state authorities in overseas markets.

    In all these instances, the wrong kind of attention is paid to an artwork — hostile, disparaging, dismissive. There is no respect for the claims of art; there is no respect for art’s integrity; there is no respect for artmaking. Art is regarded as nothing more than a commodity, a political statement, an insult or a defamation, a tendentious misrepresentation. If it

    is acknowledged as art, it is mere art — someone’s self-indulgence, wrongly secured against the superior interests of the censoring actors. All these actions are intended to frighten and burden the artist. And so artists and writers increasingly, and in subtle ways, become self-censoring — and thereupon burden other artists and writers with their own silent example. Self-censorship is now the dominant form of censorship. It is a complex phenomenon and hard to assess — how does one measure an absence? But recall the Jewel of Medina affair of 2008, the novel about one of the Prophet Mohammed’s wives that was withdrawn by Random House because it was “inflammatory.” Who now would risk such an enterprise? Instead we are, with rare exceptions, living in an age of safe art — most conforming to popular understandings of the inoffensive (or of “protest”), a few naughtily transgressive, but either way without bite.

    As for the censored: what we have described as the given problem of censorship — the heterogeneity of civil society censoring actors; the retreat of the state from censoring activity; the collapse of the Soviet Union as the primary adversary of a liberal order; the emergence of China as a powerful, invasive, artworld-deforming censor; the absence of any rule-governed censorship — has meant, among other things, that the pre-1989 defenses against censorship, such as they were, no longer work. They were deployed in earlier, more forensic times, when the state, the then principal censoring actor, was open to limited reasoned challenge, and when civil society actors were subject to counter-pressure, and were embarrassable. Essential values were shared; appeals could be made to common interests; facts were still agreed upon.

    *

    Art now attracts considerable censoring energy. There is no other discourse which figures in so many distinct censorship contexts. It attracts the greatest number of justifications for censorship. We may identify them: the national justification — art, tied up with the prestige of a nation, cannot be allowed to damage that prestige; the governing-class justification — artworks must not be allowed to generate inter-group conflict; the religious justification — artworks must not blaspheme, or cause offense to believers; the capitalist justification — artworks must not alienate consumers, or otherwise damage the corporation’s commercial interests.

    Yet the properties of art that trouble censors are precisely the properties that define art. An attack on a work of art is thus always an attack on art itself. What is it about art works that gets them into so much trouble? We begin with the powerful effect that works of art have on us. We value the works that have these effects — but they also disturb us, and the trouble that art gets into derives from the trouble that art causes. The arts operate out of a radical openness. Everything is a subject for art and literature; everything can be shown; whatever can be imagined can be described. As the literary critic Terence Cave observed, fiction demands the right to go anywhere, to do anything that is humanly imaginable.

    Art works are playful, mischievous; they perplex, and are elusive, constitutively slippery, and therefore by their nature provocative. Art serves no one’s agenda. It is its own project; it has its own ends. This has an erotic aspect: playfulness has its own force, its own drive. Art preys upon the vulnerabilities of intellectual systems, especially those that demand uniformity and regimentation. Art is disrespectful and artists are antinomian. The artist responds to demands of fidelity, Non serviam. He or she is consecrated to a resolute secularity and an instinct to transgress boundaries: the writer makes the sacred merely legendary, the painter turns icons into portraits. (The religious artist does not altogether escape this effect.) It makes sense to say, “I am a Millian” or “I am a Marxist,” but it does not make sense (or not the same sense) to say, “I am a Flaubertian” or “I am a Joycean.” The opinions that may be mined are typically amenable to contradictory interpretations — they invite contradictory interpretations. And let us not overlook the obvious: parody and satire, comedy and farce, are aesthetic modes. Laughter lives inside literature.

    Identity politics tends to be fought out on the field of culture because identity is among art’s subjects. Art confers weight and depth upon identity; and so it is no wonder that identity groups now constitute themselves in part through their capacity for censoriousness. Race politics, gender politics: art has a salient place in them, as do art controversies, in which the various communities pursue cultural grievances by denying legitimacy to certain symbolic expressions. Identity warfare is attracted to art in much the same way that class warfare is attracted to factories. Politics in our day has taken a notably cultural turn, and so art has become a special focus of controversy. Of course, low politics also plays a role in these outrages against art — the Ayatollah’s fatwa was a power-play against Saudi hegemony, and Giuliani’s protest against a sacrilegious painting was a means of distracting Catholics from his pro-choice record. But the problem cannot be reduced to such politics alone.

    Unlike artists, art cannot be manipulated. Specifically, works of art are immunized against fake news, because they are all openly fabricated. Novels are openly fictional: that is their integrity. The artist is the last truth-teller. As already fictional accounts, artworks cannot be subverted by “alternative facts,” and as forms of existence with a distinctively long reach, and a distinctive endurability, they are more difficult to “scream into silence” (Ben Nimmo’s phrase for the phenomenon described by Tim Wu as “reverse censorship,” a pathology of internet inundation). But this is hardly to say that works of art — and their makers — are not vulnerable. Artworks are accessible: books can be burned, canvases can be ripped, sculptures can be pulled down. They are also susceptible to supervision — by, among others, pre-publication “sensitivity readers.” One measure of censorship’s recent advance is the phenomenon of “publishable then, but not publishable now,” and “teachable then, but not teachable now,” and “screenable then, but not screenable now.” The essayist Meghan Daum relates that when she asked a professor of modern literature whether he still taught Lolita, he replied, “It’s just not worth the risk.” This widespread attitude is of course an attack on an essential aspect of art’s existence — its life beyond the moment of its creation.

    III

    To whom should we look for the defense of art?

    Not the state. Of course, the state should provide effective protection for its citizens who are writers and artists. But the state cannot be art’s ally, in part because of its neutrality and in part because of its partisan tendencies. Even in those states which have a tradition of government patronage of the arts, the state must not take sides on aesthetic or cultural questions. Art criticism is not one of the functions of government, and the history of art under tyrannies, secular and religious, amply shows why not. Moreover, the state, or more specifically government, has its own interests that will most certainly interfere in the free and self-determined development of art and literature: its desire for civil peace, which may cause it to intervene in cultural controversy; its privileging of religious freedom, as defined by the confessional communities themselves; its desire for the soft power that art of a certain kind gives; its majoritarian prejudices; and so on.

    What is more, the arguments for state involvement in the arts usually exclude too much art, preferring instead national projects with social and economic benefits, which are usually inimical to art’s spirit. Whatever the individual artist’s debts and responsibilities to her society, as an artist she works as an individual, not a member, not a citizen. It has often, and correctly, been said that the social responsibility of the writer is to write well. When the conditions of artistic freedom are present, the artist represents only her own imagination and intellect. John Frohnmayer, the chairman of the National Endowment of the Arts during the culture wars of the late 1980s and early 1990s, mis-stepped when he wrote: “We must reaffirm our desire as a country to be a leader in the realm of ideas and of the spirit.” That is not an ambition that any writer or artist should endorse.

    Not the right. Simply stated, there is no decent theory of free speech (let alone free art speech) that has come from the illiberal right in any of its various, and often contradictory, reactionary and conservative versions. We will not find a defense of free intellectual and artistic speech in the counter-Enlightenment, or in the illiberal reaction to the French Revolution, or in the conservative or reactionary movements of the late-nineteenth century and early mid-twentieth century. The very notion of free speech is problematic to those traditions. They promote authority’s speech over dissenting speech. They reject the Kantian injunction, sapere aude, dare to know; they reject its associated politics, the freedom to make public use of one’s reason. They esteem reason’s estrangement — prejudice — in all its social forms: superstition, hierarchy, deference, custom.

    In the United States, to be sure, the situation is different. There is, after all, the First Amendment. Conservative articulations of freedom of speech are frequent and well-established. But if one subtracts from their positions what has been borrowed from the liberal order and what is merely self-interested (it is my speech I want heard), is there anything that remains upon which the arts may rely for protection? Let us disaggregate. There are the increasingly noisy and prominent activists of the alt-right, the Trumpists, the neo-Confederates, the militia groups at the Charlottesville “Unite the Right Free Speech March,” and the like. In the matter of free speech they are the merest and most discreditable of opportunists: we should not look to the champions of statues of Confederate generals to protect free speech. Then there are the publicists and the pundits, the Fox commentators, the Breitbart journalists, and the like. They are part borrowers, part opportunists. We should not look for a renewal of free speech thinking to the authors of  The New Thought Police: Inside the Left’s Assault on Free Speech  and Free Minds; Bullies: How the Left’s Culture of Fear and  Intimidation Silences Americans; The Silencing: How the Left is Killing Free Speech; End of Discussion: How the Left’s Outrage Industry Shuts Down Debate, Manipulates Voters, and Makes America Less Free (and Fun); Triggered: How the Left Thrives on Hate and Wants to Silence Us, and so on. Their defenses of free speech altogether lack integrity; they are merely ideological (and often paranoid) in their polemics.

    And then there are the lawyers, the right-wing academics, think tanks, and lobby groups, the administrators, legislators and judges, and the corporations. The widely noticed “turn” of the political right towards the First Amendment had led only to its redefinition in the interests of conservative grievances and objectives: to the disadvantage of liberal causes (anti-discrimination measures, exercise of abortion rights free of harassment, university “speech codes,” and so on); to the disadvantage of trade unions (compulsory deduction of fees enlists employees in causes they may not support); to the benefit of for-profit corporations (conferring on “commercial speech” the high level of protection enjoyed by “political speech”); to the general benefit of right-wing political campaigns (disproportionately benefited by the striking down of campaign finance law in the name of corporate — or “associational” — free speech); and to the benefit of gun-rights activists (advancing Second Amendment interests with First Amendment arguments). So, again: part borrowers, part opportunists. These three prominent currents of American conservatism, united by their self-pity and their pseudo-constitutionalism, have nothing to contribute to a climate of cultural and artistic freedom. In the matter of a principled free speech doctrine, we can expect nothing from the right.

    Not the left. There is no decent theory of free speech, let alone free art speech, that has come from the left. (Rosa Luxemburg is an exception.) There are only leftist critiques of liberal doctrine, external and immanent, respectively. In the external critique, liberal rights are mere bourgeois rights; they are a fraud, of instrumental value to one class, worthless to the other class. This criticism was pioneered by Marx, and successive generations of leftists have regularly rediscovered it in their own writing. A recent example is P.E. Moskowitz’s book The Case Against Free Speech, in which we read that “the First Amendment is nearly irrelevant, except as a propaganda tool … free speech has never really existed.” In the immanent critique, liberal rights are recognized but must be dramatically enlarged, even if they put the greater liberal undertaking in jeopardy; certainly, received liberal thinking about free speech is too tender to commercial interests, while weakening the interests of non-hegemonic groups (including artists and creative writers). Free speech requires campaign finance laws (to enable effective diversity of expressed opinion), restrictions on speech that inhibits speech, and so on.

    While liberals may safely dismiss the external critique, they are obliged to engage conscientiously with the immanent critique. The elements of greatest relevance to art free speech relate to two discourses deprecated by the immanent critique. One is “hate speech,” the other is “appropriation speech.” It is frequently argued that minority groups characterized or addressed in a “hateful” way should not have their objections defeated by any free speech “trump.” Jeremy Waldron has given the most compelling (not least because it is also the most tentative) liberal critique of hate speech. He understands hate speech in terms of “expression scrawled on the walls, smeared on a leaflet, festooned on a banner, spat out onto the Internet or illuminated by the glare of a burning cross.” What then of literature and the visual arts? Here he is somewhat casual, writing in passing of “an offensive image of Jesus, like Andres Serrano’s Piss Christ.” Regarding “appropriation speech,” in this case the censor arrives on the scene as a territorialist, and addresses the over-bold artist: “This art, this subject, this style, etc. is mine. Stay in your lane. You cannot know my situation; you lack epistemic authority. You strain for authenticity, but it will always elude you.” This cultural nativism owes an unacknowledged debt to Herderian values and counter-Enlightenment ideas: the spiritual harmony of the group, the irreducible individuality of cultures, the risks of contamination and theft, and so on — in many ways a rather unfortunate provenance.

    Sometimes hate speech and appropriation speech combine: “In your mouth, this is hate speech.” Sometimes, the one is treated as an instance of the other: “Appropriation speech is hate speech.” Though this hybrid is at least as old as Lamentations (“ani manginatam,” “I am their song,” the author writes of his vanquishers), it is largely a post-1989 phenomenon. Against it, the literary artist, the visual artist, is likely to respond with Goethe: “Only by making the riches of others our own do we bring anything great into the world.” Notwithstanding all this, however, and the broader switching of sides with the right on free speech (which is often overstated), the left remains an occasional ally.

    Not the confessional communities. Religions are constitutively, even if not centrally, coercive systems. Within those systems of conformity, there are censorship sub-systems, protective of divinity and its claims, of institutions and clergy, of practices and dogmas. The master prohibition of these sub-systems relates to blasphemy. Religions are coercive of their own members, and in many cases also of non-members. Whether or not they hold political power, and no religion has been averse to it, they hold communal and social and cultural power. They certainly do not respect artistic autonomy, though they have permitted great artists to flourish in the doctrinal spaces in which they were commissioned to work. There is no decent theory of free speech that has come from any of the major religions. Certainly not from the monotheisms: they take ownership of speech. It is sacred both in its origins (“In the beginning was the Word”) and in its most elevated uses (Scripture, worship). Its lesser and other uses are denigrated or proscribed. Historically speaking, freedom of speech developed as a revolt against ecclesiastical authority.

    Religions are invested in art, and they control it when they can — both their own art and the art of non-members. They subordinate the artist to confessional and institutional purposes. Christianity does so the most — its aesthetics are theological: just as God the Father is incarnated in God the Son, so God the Son is incarnated in the Icon, writes the art historian and philosopher Thierry de Duve. The Christian work of art, though it may be breathtakingly beautiful, affirms the theological and historical truth of the Christian story. The model religious artist is the Biblical artisan Bezalel, and the model religious artwork is his sumptuous construction of the Tabernacle in the desert. “Bezalel” means, in Hebrew, “in God’s shadow.” The general stance of the church towards art may be termed Bezalelian. “Artists avoid idolizing the arts,” writes a contemporary Bezalelian, “by resisting any temptation to isolation and instead living in the Christian community, where worship is given to God alone.”

    Religion has too many red lines; it is too used to being in charge; it cleaves to the non-negotiable (“the Bible is our guide”); it must have the last word. And when the drive to subordinate art is denied, when the desired orthodoxy is frustrated or broken, a strong sense of grievance is generated, and this in turn leads repeatedly to scandalized protests — to the burning of books and the destruction of artworks. In a word, to iconoclasm, in its old and strict sense, as the doctrinally justified destruction of art with heterodox meanings, or the use of force in the name of religious intolerance.

    To be sure, confessional communities are ardent in defense of Bezalelian artists — of wedding photographers who refuse to photograph, and bakers who refuse to make cakes for same-sex marriages. And there is some truth in the argument that religion and art have common adversaries in the everyday materialism of consumerist societies, and could make common cause against everyday philistinism and banality. The history of the association of religion with beauty is long and marvelous. But in the matter of securing artistic freedoms, the confessional communities are simply not reliable. Certainly they have not been allies in recent times.

    Not writers and artists. Though they are anti-censorship by vocation; though they named censorship (“Podsnappery,” “Mrs. Grundy”); though much of the best anti-censorship writing in modern times came from them (Wilde, Orwell, Kundera, Sinyavsky), advocacy is for writers and artists an unfair distraction and burden. It takes them away from artmaking. In 1884, the novelist George Moore, in Literature at Nurse, wrote: “My only regret is that a higher name than mine has not undertaken to wave the flag of liberalism.” Called upon to defend their work, artists get understandably irritated: “I don’t feel as though I have to defend it,” answered Ofili regarding The Holy Virgin Mary. “The people who are attacking this painting are attacking their own interpretation, not mine.” Moreover, their work is often opaque to them. It always holds more meanings than they know, than they designed. Byron cheerfully admitted as much: “Some have accused me of a strange design / Against the creed and morals of the land, / And trace it in this poem every line: / I don’t pretend that I quite understand / My own meaning when I would be very fine… “ And artists are often poor advocates in their own cause. They too readily concede the principle of censorship; they pursue vendettas, and they grandstand; they turn political; they contradict themselves; they advance bad arguments, which sometimes they mix up with better ones; they misrepresent their own work. What is more, they frequently undermine in their art the defenses that are commonly deployed on their behalf.

    “But every artist has his faults,” Maupassant once said to Turgenev. “It is enough to be an artist.” In this censoring moment, that should be the beginning of wisdom.

    IV

    This leaves the liberals. Will they rise to the defense of literature and the visual arts? Freedom of speech, after all, is integral to a liberal society. As a historical matter, free speech is liberalism’s signature doctrine. It is embraced by all the major liberal thinkers; it is incorporated into all the international legal instruments that comprise the liberal order. Execrations of censorship are to be found everywhere in canonical liberal discourse — in Milton, in Jefferson, in Mill, in Hobhouse, in William James. Censorship stultifies the mind, they all affirm. It discourages learning, lowers self-respect, weakens our grasp on the truth and hinders the discovery of truth. Liberals typically figure prominently among the champions of oppressed authors and banned books; they tend to recoil, with a certain reflex of contempt, when in the presence of affronted readers or minatory censors.

    But there is a problem. Liberalism has traditionally cast a cold eye on literature and the visual arts, and has been peculiarly unmoved by their vulnerability. Literary and artistic questions have not been pressing for liberals, in the matter of free speech. We may even speak of a failure within liberalism to value literature and the visual arts, or to value them in a way that translates into a defense of them within a broader defense of free speech.

    To begin with, there is an historical circumstance that contributes to the explanation for this peculiar neglect. The defense of free speech in the liberal tradition is significantly tied up with the political virtue of toleration of religious dissent. This is reflected, for example, in the First Amendment to the American Constitution: “Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press …” The free exercise of religion requires the free exercise of speech. Liberalism was tied at its inception to the defense of confessional dissent. Starting from a position in which loyalty to the state requires loyalty to its ecclesiastical institutions (in Protestant states) or to the ecclesiastical institutions favored by it (in the case of Roman Catholic states), liberals asked: Can the state accommodate citizens who wish to give their loyalty to it, but not to its ecclesiastical institutions? They gave several reasons for their affirmative answer. Tolerance is itself a theological matter. It derives from a respect for the individual conscience. It is not just a defense of theological dissent; it is itself an act of theological dissent. But none of this, of course, has anything to do with the welcoming of art, of artists, of artmaking. What was applied to religious works, practices, beliefs, and collectives was not applied to literary works, practices, or collectives. No question of tolerance in respect of the creative writer or artist arose for liberalism, within its own historical trajectory. (Indeed, when illiberal elements sought to exercise a censoring influence over art, they were often accommodated by liberals).

    This is not to say that liberal arguments for free speech are limited to religion. But if we look at its arguments, we search in vain for literature and the visual arts. Instead we are instructed, quite correctly, that the validity of a proposition cannot be determined without exposing it to challenge, and that a silenced opinion may be true, and that a false opinion may yet contain a portion of the truth, and that true opinions may become mere prejudices if we are forced to defend them — and so all opinions must be permitted. We are also told, again correctly, that free speech is the precondition for controlling abuses and corruptions of state power, since it empowers citizens to act upon the government, and impedes the freedom of governments to act on citizens. It reverses the flow of power, governments do not limit citizens; citizens limit governments. And also that free speech is the precondition of deliberative democracy: autonomous citizens cannot act autonomously, that is, weigh the arguments for various courses of action, if they are denied access to relevant facts and arguments. The promoting of public discussion requires a vigorous, generous free speech regime. The liberal tradition also includes, particularly in Humboldt and Mill, the ideal of self-realization, which broaches the large realm of free communication and free culture.

    But where does art figure in all this? Almost nowhere. Alexander Meiklejohn, the American philosopher and educator who wrote authoritatively about freedom of speech, did observe that “the people need novels and dramas and paintings and poems, because they will be called upon to vote” — a defense of the arts, but not in their integrity, a utilitarian defense. (He denied that the people needed movies, which are engaged in the “enslavement of our minds and wills.”) We can instead trace a liberal indifference, and in some cases even a liberal hostility, toward literature and the visual arts. How many liberals would have endorsed Schiller’s declaration that “if man is ever to solve the problem of politics, he will have to approach it through the problem of the aesthetic, because it is only through Beauty that Man makes his way to Freedom”? The great liberal thinkers have not found artworks to be useful texts to think with. Indeed, the liberal complaint that the literary sensibility has a reactionary character dates back to the French Revolution, its adversaries and its partisans. Writers such as Paine and Cobbett directed some of their most venomous attacks against a literary imagination whose origin they saw in a morally bankrupt, libertine, aristocratic culture. The confrontation thus framed, the decades that followed merely deepened it, with creative writers fully returning fire. Poets and novelists made nineteenth-century liberalism their declared enemy (Baudelaire, Dostoyevsky); twentieth-century liberalism is modernism’s declared enemy (Joyce is the honored exception); reactionary politics and avant-garde art are taken to be, in M.H. Abrams’ phrase, mutually implicative. This ignores, of course, the enlistment of the arts in the modern revolutions; but liberals are not revolutionaries.

    It is therefore little wonder that when one surveys the modern intellectual history of liberalism, there are very few liberal thinkers for whom, in the elaboration of a theory of free speech, literature and art figured. I count two, both of them outside the Anglo-American tradition: Benjamin Constant and Alexis de Tocqueville. Here is Constant, in a direct affirmation of inclusiveness: “For forty years I have defended the same principle — freedom in all things: In religion, in philosophy, in literature, in industry, and in politics.” Constant defended this freedom against “the majority,” which in his view had the right to compel respect for public order and to prohibit expression of opinion which harmed others (by provoking physical violence or obstructing contrary opinions) but not to otherwise restrict expression. Constant was himself a man of letters, a novelist of the poignancies of love — a Romantic, who brings to mind Victor Hugo’s description of Romanticism as “liberalism in literature.”

    As for Tocqueville: in Democracy in America he wrote about democracy’s inhibiting effects on fresh and vigorous thought. “There is a general distaste for accepting any man’s word as proof of anything. So each man is narrowly shut in himself, and from there, judges the world.” This does not lead to debate. Each man mistrusts all others, but he is also no better than others. Who then to trust? “General sentiment,” by which Tocqueville means the tyrant he most fears in an open society: “public opinion.” He famously observed that “I know of no country where there is less independence of mind and true freedom of discussion than in America.” But then he went on to offer a brief account of the significance of literature in the growth of democratic sentiment, and a longer account of the type of literature that a democratic society might foster. Literature, he believed, is a counter to despotic tendencies. This is not literature passing as political theory; this is literature in its aesthetic integrity.

    Constant and Tocqueville — but not Mill. This is surprising, since it was literature — the French writer Marmontel in particular — that saved Mill from his nervous breakdown and alerted him to the emotional limitations of utilitarianism. And yet it is Mill’s name that we must give to liberalism’s defeat in its first major test in respect of arts censorship. It was in 1858 that he completed On Liberty, one of the very scriptures of modern liberalism — but which, in this context, must be remembered as the great work on freedom of expression in which the philosopher failed to address three major setbacks to artistic freedom that happened even as he was writing it: the trial for obscenity (“an outrage to public morality and religion”) of Flaubert’s Madame Bovary, the trial for obscenity (“an insult to public decency”) of Baudelaire’s Les Fleurs du Mal, and the passage in Parliament of the Obscene Publications Act, which allowed the British state to seize and destroy works of art and literature without even giving their makers a right to be heard. It must also be added that in this failing Mill had successors in the weak response of liberals to the attack on Rushdie: not only were they few in number, but their defenses of the novelist rarely included defenses of the novel, of the dignity of his aesthetic project, of the autonomy of art and its right to blaspheme. The same blindness to art and its rights disfigured many liberal interventions in the American controversies of the late 1980s and early 1990s. They attacked Jesse Helms and company for many good reasons; just not this one.

    *

    We have discovered a problem. Even liberals are not good on literature and the arts, and this matters now more than ever before. How might things improve? We could attempt to give liberals reasons why they should take literature and the visual arts seriously. We might make the case for a liberal literature — the case advanced finely by Martha Nussbaum in her discussion of The Princess Casamassima, which she reads as contending for “liberalism as the guiding principle in politics,” taken by her to include “a demand for artist’s freedom of expression.” But what about works of art that contend for a conservative politics? No, the case for artistic freedom must be made only on the grounds of art as such. Writers and artists will not find relief from their troubles unless art itself, aesthetic expression as such, is explicitly inducted into the class of protected free speech.

    There are many reasons to do so. I will give only some. Art is a human good. An attack on literature and art is an attack on capacities and practices that constitute human beings as human and allow us to flourish. When we attack writers and artists, we attack ourselves. We are species-constituted by our artmaking and art-experiencing capacities; we realize ourselves by our artmaking and art-experiencing practices. The arts aid mental development and social harmony; they offer representations of a transfigured world. Art contributes to our understanding of ourselves and of the world; art makes it easier for us to live peaceably together. That is to say, it makes us more transparent to ourselves, and it makes the world more transparent, as well as less threatening and more beautiful. Artworks are goods whose desirability cannot adequately be expressed in individual terms — that is to say, they are “public” or “communal” goods.

    We must recognize (and value) the form of existence of the writer and the artist. People who pursue the literary and artistic life are pursuing an estimable life, and the fruits of their pursuit, their literary and art works, should be secure. They have a “plan,” in the liberal sense of the word; in more heroic and Tocquevillian terms, they seek to forge their own destiny. They certainly pursue a conception of the good life. That is, to make use of a distinction drawn by Jeremy Waldron, they are to be held to account not by reference to what they have done, but rather by reference to what in general they are doing. Free speech occupies a special place in this “plan.” It is the precondition to the artistic vocation. None of this has anything to do with the seeking of privileges. That some will pursue this plan in a degraded manner is not to any point. The pornographer stands to the art world as the fundamentalist stands  to the religious world. Each is reductive, blinkered, unthinking — but it would be an inconsistency to grant toleration to the one and deny it to the other.

    The makers of art (and the audiences for art) merit recognition as a distinct group. Artists are not best imagined as individuals under contract; they should be recognized as members of their own communities, with their own practices and institutions. Artmaking is the characteristic activity of art-communities. And if art-makers are in their own way a group, then they, and their art, merit the protective attention that identity- and religious-groups and their products typically receive in liberal societies. Indeed, the liberal state should take positive steps to ensure that art-making flourishes when threatened by confessional or other “identity” groups. In certain respects, the art community is the ideal community, and a model for all given communities; the free speech that it needs is the free speech that we would all need for our ideal existence.

    The art community is many communities. None is coercive. All are time-bound: specific formations do not last. They have no transcendental quality. They are fully secular. They are self-constituting: they do not require myths of origin. They are non-exclusive. They are unboundaried; there are no impassable barriers to entry. They are open to the world; they address the world; their solicitations are gentle and may always be refused. Literary and art communities are communities for anti-communitarians. They can never be a menace to society, in the sense that fanatical communities, or fanatical members of other communities, are a menace.

    Art is a liberal good: to defend literature today is to defend liberalism, not as an ideology or a political doctrine but by modelling the benefits of its freedoms. How do we name the members of a liberal society? One way is to call them citizen-readers. Among art’s forms and kinds, it is the novel — with its many standpoints, its diversity of human types, its provisionality, its interest in ambiguity and complexity — that comprises the distinctive art form of a liberal democratic society. To make war on the novel really is to make war on liberal democracy.

    Literature and the visual arts have so many things in common with liberal societies. They are both committed to a certain process of making explicit. “The liberal insistence,” writes Waldron, “[is] that all social arrangements are subject to critical scrutiny by individuals, and that men and women reveal and exercise their highest powers as free agents when they engage in this sort of scrutiny of the arrangements under which they are to live.” He goes on, “society should be a transparent order, in the sense that its workings and principles should be well-known and available for public apprehension and scrutiny.” Does this not describe the work of the writer? And they are both reflexive: for the liberal, identities should be treated as a matter for continuous exploration, receiving at best only conditional and contingent statement. And they both tend to the agonistic. By the agonistic, I mean interests or goods in irresolvable conflict — one that cannot be settled and cannot be won. There can be no resolved triumph of one over the other. The understanding by each of the other is bound up with each’s self-understanding; neither recognizes itself in the account given of it by the other. Liberal societies exist to accommodate agonistic conflicts, and art exists to explore them. It also has its own agons — with religion, with philosophy, with science, with history. The work of art, said Calvino, is a battleground.

    Both liberal societies and the arts are committed to a flourishing civil society. Precisely because literature, in its difference from other writing, solves no problems and saves no souls, it represents a commitment to the structural openness of a wholly secular space, one which is not programmatic, not driving towards any final, settled state in which uniformity rules. The artwork, like the open society, is promiscuous in the invitation that it extends. It is available to all; all may enjoy it; all may interpret it; all may judge it. Both liberal societies and the arts, in sum, have the same necessary condition. That condition is freedom. Illiberal societies prescribe a literature and visual arts that is both a diversion (“bread and circuses”) and an instrument of legitimation (“soft power”). But liberal societies need the existence of a freeliterature and art. Works of art are liberal public goods.

    From time to time, and in our time almost daily, events occur that prompt the question: Is liberalism equal to the challenge? I do not believe that the censorship of literature and the visual arts is the worst evil in our world, but it is a bad thing, and there is too much of it around. In these censoring times, liberals should strive to give to aesthetic expression an honored place in their theory of free speech.

    A New Politics, A New Economics

    The major political phenomenon of the past decade has been a popular revolt against the economic arrangements that took form at the end of the twentieth century. The revolt is global. It takes both left- and right-wing forms, and often presents itself as overtly anti-immigrant or otherwise ethnonationalist, but the undercurrent of deep economic dissatisfaction is always there. Inequality in the developed world has been rising steadily for forty years now. The aftermath of the financial crisis of 2008 activated the politics of economic populism: in the United States, the rise of Bernie Sanders, Elizabeth Warren, and other politicians on the economic left, plus the Tea Party movement and to some extent Donald Trump and his acolytes who rail against globalization, Wall Street, and the big technology companies. In Europe, there is Brexit, new nativist parties (even in Scandinavia), and the Five Star movement in Italy, among other examples. What all of these have in common is that they took the political establishment utterly by surprise. And all of them regard the establishment, and any consensus that it claims to represent, with contempt.

     The dynamic of this moment brings to mind the politics of the early twentieth century. During the nineteenth century, succeeding waves of the industrial revolution created (along with enormous and highly visible wealth) a great deal of displacement, exploitation, and want, which at first manifested itself in radical rebellions — in the United States they took the forms of agricultural populism and labor unrest. This was followed by a series of experiments in translating economic discontent into corrective government policy. Then as now, popular sentiment and electoral politics came first, and the details of governance came later. Most of the leading intellectuals of the Progressive Era were deeply uncomfortable with populism and socialism. The young Walter Lippman, in Drift and Mastery, called William Jennings Bryan, three-time presidential nominee of the Democratic Party, “the true Don Quixote of our politics.” But Lippmann and his colleagues shared the view that private and institutional wealth had become more powerful than the state and that the imbalance had to be righted, so they set about devising alternate solutions. We are now in the early stages of a similar period of forging a new political economy for this still young century. It is going to be a large, long-running, and not very orderly task, but those who don’t take it seriously are going to find themselves swept away.

    It shouldn’t be necessary, but it probably is, to stipulate that economies are organized by governments, not produced naturally through the operations of market forces. National economies do not fall into a simple binary of capitalist or not; each one is set up distinctively. Government rules determine how banks and financial markets are regulated, how powerful labor unions are, how international trade works, how corporations are governed, and how battles for advantage between industries are adjudicated. These arrangements have a profound effect on people’s lives. The current economic discontent is a revolt against a designed system that took shape with the general assent of elite liberal and conservative intellectuals, many of whom thought it sounded like a good idea but were more closely focused on other issues to pay close attention to the details. To begin the discussion about a new system requires first developing a clearer understanding of the origins of the current one.

    In an essay in 1964 called “What Happened to the Antitrust Movement?,” Richard Hofstadter noted that for half a century, roughly from 1890 to 1940, the organization of the economy was the primary preoccupation of liberal politics. Hofstadter meant antitrust to be understood as a synecdoche for a broader concern with the response to industrialism in general and the rise of the big corporation in particular. He was not mourning liberalism’s shift in focus; instead, he was typical of midcentury liberal intellectuals in thinking that the economic problems that had preoccupied the previous generation or two had been solved. And that view of the postwar decades still resonates even all these years later, in the economically dissatisfied political present. During last year’s presidential campaign, Donald Trump’s “Make American Great Again” and Joe Biden’s “Build Back Better,” both backward-looking slogans, share the embedded assumption that at some time in the past, roughly when Hofstadter was writing, the American economy worked for most people in a way that it doesn’t now. But was that really true? And if it was, what went wrong?

    Most people would probably say that the economy really was better back in the mid-1960s — that it had earned, through its stellar performance, the conventional view that it was working well — and that what changed was globalization: in particular the rise of the United States’ defeated opponents in the Second World War, Japan and Germany, and previously unimaginable advances in communications and data-processing technology,  and the empowerment of Saudi Arabia and other oil-producing Arab countries. But if that is what most people think, it highlights a problem we have now in addressing political economy, which is a belief that economic changes are produced by vast, irresistible, and inevitable historic forces, rather than by changes in political arrangements. That is a momentous mistake. A more specific account of the political origins of the mid-century economy, and of what blew it apart, is a necessary precondition for deciding what to do now.

    In the presidential election of 1912, Theodore Roosevelt ran on a program he called “The New Nationalism,” and Woodrow Wilson on “The New Freedom,” with the third major candidate, William Howard Taft, having a less defined position. This was the heart of the period when economic arrangements were the major topic of presidential politics. (The perennial Socialist candidate, Eugene Debs, got his highest-ever total, 6 per cent of the vote, in 1912.) Advised by Lippmann and other Progressive intellectuals, Roosevelt proposed a much bigger and more powerful federal government that would be able to tame the new corporations that seemed to have taken over the country. Wilson, advised by Louis Brandeis, called for a restoration of the economic primacy of smaller businesses, in part by breaking up big ones. It is clear that Hofstadter’s sympathies, as he looked back on this great debate, were on Roosevelt’s side; he considered Wilson’s position to be sentimental, impractical, and backward-looking, in much the way that Lippmann had thought of Bryan’s economic inclinations as quixotic. Wilson won the election, but Roosevelt probably won the argument, at least among intellectuals. (Politicians, because they represent geographical districts, have a build-in incentive to be suspicious of economic and political centralization.) The years immediately after the election of 1912 saw the advent of the Federal Reserve, the income tax, and the Federal Trade Commission — early manifestations of the idea that the national government should take responsibility for the conduct of the American economy.

    The argument between Roosevelt and Wilson never entirely went away. During the New Deal, when the economic role of the federal government grew beyond Theodore Roosevelt’s wildest dreams, there were constant intramural debates within economic liberalism, between centralizers such as Adolf Berle, the highly influential Brain Truster-with-out-portfolio, and de-centralizers such as Thurman Arnold, the head of the antitrust division of the Justice Department. Despite major defeats, notably the Supreme Court’s striking down of the National Industrial Recovery Act in 1935, the centralizers generally had the better of it, especially after the American entry into the Second World War, when the federal government essentially took over industrial production and also set wages and prices, with an evidently happy result.

    After the war, Berle and his younger allies, John Kenneth Galbraith among them, celebrated the taming of the once menacing industrial corporation, thanks to the forceful and long-running intervention of government. Big corporations remained economically dominant, but because they were now answerable to a higher authority, they no longer ran roughshod. It is important to note that these were not the benign, socially responsible corporations one hears touted today — they were forced to be socially responsible, by govern-ment legal and regulatory decree. The liberal debate about corporations in the postwar years was primarily sociological and cultural, over whether they had eroded the American character by engendering a pervasive “conformity” — not over whether they exploited workers or dominated government. The economy was growing in ways that — in sharp contrast to today’s economy — conferred benefits at all income levels. As Hofstadter put it, “The existence and the workings of the corporations are largely accepted, and in the main they are assumed to be fundamentally benign.” Only conservatives, he asserted, with their resistance to modernity, failed to accept the reality of corporate dominance.

    Partly because the main economic problems seemed at that point to have been solved, and partly because mainstream midcentury liberal thought was almost unimaginably unaware of national problems such as race, women’s rights, and the environment that demanded urgent attention, most liberals turned their energies toward those neglected non-eco-nomic topics. Hofstadter wrote that antitrust “has ceased to be an ideology and has become a technique, interesting chiefly to a small elite of lawyers and economists.” But that glosses over a crucial element in the development of economic liberalism.

    Keynesian economics, which was in its infancy during the heyday of the New Deal, had become so prestigious by the 1960s as to have become the conventional way of thinking about government’s role in addressing economic problems — not just among economists, but by anybody who had ever taken an undergraduate economics course. For Keynesians, the most potent economic tools at government’s disposal were adjusting the money supply, tax rates, and overall government spending — not directly controlling the economic activities of corporations, through antitrust, regulation, and other means. (Adolf Berle used to boast that half the industries in America were regulated by federal agencies, and it was inevitable that the other half would be soon.) So the kind of government economic role advocated by a long line of liberal intellectuals, even as they squabbled over the details, fell out of the conversation.

    It is always easy to see the vulnerabilities of a regime in retrospect. The mid-twentieth-century economic order depended on the corporation to provide a range of social benefits — good wages and salaries, employment security, pensions, health care, social services, and a measure of personal identity — that in most other developed nations would likely have come from government, or the church, or a stable local community. The American political system didn’t seem willing to expand the New Deal into a full-dress social democracy, and corporations were available to perform these quasi-state functions — but that meant they were bearing a lot of weight. They did not command the loyalty of those whom they did not enfold in their warm embrace, so they had a limited number of political allies.

    Even more important, the corporation-based social order rested on the assumption of their economic invulnerability. Corporations had to be able to afford the social burdens being imposed on them by government. What could cut into the economic resources that would require? Three possibilities come to mind: a demand by shareholders that they get a higher return; a weakening of customer loyalty; or competition from other businesses. Adolf Berle’s classic work (with Gardiner 

    Means) The Modern Corporation and Private Property, which appeared in 1932, declared that corporations’ shareholders, their supposed owners, had no power because they were so widely scattered: how could the hundreds of thousands of individual owners of stock in AT&T force management to do anything? After the Second World War, Berle only increased his estimate of the power and stability of the largest corporations, and of the irrelevance of their shareholders. So that was one potential threat assumed away. Galbraith agreed, and made the claim of corporate immortality even more capacious by observing that corporations were also invulnerable to fluctuations in consumer taste, because advertising had become so effective. There went another threat. And much of the rest of the world was still flat on its back after the Second World War, which took away the threat of competition, at least from abroad. Berle and others regular predicted the demise of Wall Street — heavily constrained by regulation since the advent of the New Deal — as a force in the American economy, because big corporations, ever larger and more powerful, would have so much capital of their own that they would no longer need access to the financial markets. Another common claim in that era was that innovation would, and could only, come from large corporations, because only they had the resources to operate substantial research divisions.

     

    The corporate social order, taken for granted by many millions of people who lived within it, and not particularly appreciated by political thinkers on the left or the right, began to come apart spectacularly in the 1980s — which was also, not coincidentally, when the rise in inequality began. The forcing mechanism for this was the “shareholder revolution” — a great reorienting of the corporation’s priorities toward increasing its asset value in the financial markets (and therefore its shareholders’ wealth), and away from the welfare of its employees or of society. Most people credit Milton Friedman with launching the shareholder revolution, specifically with an article in the New York Times in 1970 called “The Social Responsibility of Business Is to Increase Its Profits.” This suggested an ideal for corporations that was almost precisely opposite to Adolf Berle’s, but it didn’t propose specific techniques for achieving it. The true chief theoretician of the shareholder revolution was Michael C. Jensen, a University of Chicago-trained conservative economist, who neatly reversed Berle’s life’s work by making the re-empowerment of the shareholder his own life’s work. 

    Jensen proposed such mechanisms as putting a corporation under the control of a single purchaser, at least temporarily, instead of a widely dispersed body of small stockholders (that’s the private equity business), and paying chief executives primarily in stock options rather than salary, so that they would do whatever it took to increase their companies’ share prices. Such measures would permit the corporation to attend to its new sole purpose. Jensen ceaselessly promoted these and related ideas through the 1970s, 1980s, and 1990s, with highly influential publications (he is the co-author of one of the most cited academic papers of all time), his popular teaching at Harvard Business School (whose graduates shifted from being corporate employees to corporate dismantlers), and public appearances before Congressional committees and elsewhere. This coincided with a great wave of mergers, acquisitions, and buyouts that remade corporate America in ways that stripped out the social and political functions that had been imposed on it since the New Deal.

    Since his work had large political as well as economic implications, Jensen may stand as the most under-recognized public intellectual of the late twentieth century. But his influence, like that of anyone whose ideas have consequences, was substantially a matter of context. He arrived on the scene at a time when the kinds of institutional arrangements on which the midcentury political economy rested had fallen deeply out of fashion. The large economic disruptions of the final quarter of the twentieth century, when they are not attributed to inevitable market forces, are often laid at the feet of an organized corporate-conservative effort to remake the political economy, beginning, perhaps, with the future Supreme Court Justice Lewis Powell’s famous memo to the U.S. Chamber of Commerce in 1971 suggesting the building of a new conservative infrastructure of think tanks, publications, and campus leadership training institutes. But this misses a couple of important elements. One is the tension between corporations and finance — that is, between Main Street and Wall Street. When a company like IBM or General Electric dropped its de facto guarantee of lifetime employment and its company-paid defined benefit pensions, this was “corporate” only in the sense of corporations were now being run for Wall Street investors, not in the sense of benefiting Organization Man-style corporate employees.

    Also liberalism was changing, and many of these economic rearrangements happened with liberal (or at least elite liberal) assent. For one of many possible examples, consider that the crusade against the airline-regulating Civil Aeronautics Board, now of blessed memory, which had to approve every route and every fare (and one of whose creators was Adolf Berle), was led by Senator Ted Kennedy, with another future Supreme Court Justice, Stephen Breyer, as his chief advisor. It had the enthusiastic support of Alfred Kahn, the liberal economist who was Jimmy Carter’s appointee as the euthanasiast chairman of the CAB. (Ralph Nader, then probably the leading liberal activist in Washington, was another participant in this crusade.) There was little or no liberal opposition to the supersizing of Wall Street, which mirrored the downsizing of the industrial corporation; the shareholder revolution would not have been possible without dozens of regulatory changes that enabled it, which didn’t attract much notice because at that moment economic deregulation was seen as an uncontroversial good cause. Much of the newly emerging economic Brahmin class was populated by elite liberals: graduates of Ivy League univer-sities who worked at McKinsey or Goldman Sachs or Google, proudly and profitably “disrupting” the old economy for a living. People at such companies became an important part of the funding base of the Democratic Party, playing the role that political machines and unions had previously played. The old instinct that the way to solve problems is by making corporatist bargains among government, labor, and business had faded away. A fluid, fast, transaction-oriented society, which proposed instead to solve problems by dismantling institutional arrangements and putting more innovative, efficient ones in their place, was now the ideal.

    I don’t want to sound facilely dismissive of these ideas. I was entranced by them when I was young. In those days one still saw people who had served in the New Deal strolling through downtown Washington — Tommy Corcoran, Ben Cohen, Joe Rauh. They appeared to me not as honored participants in a supremely successful political and economic order, but as ghosts, men who had outlived their times. “Neoliberal” had not yet become a dirty word. Books proposing to save liberalism by jettisoning its traditional formations, such as Theodore Lowi’s The End of Liberalism and Mancur Olson’s The Rise and Decline of Nations, were mesmerizing. Liberal heterodoxy was in the air. Why couldn’t liberalism off-load all those clunky appurtenances of its past, the labor unions and the interest groups and the government agencies, and just solve problems? Why did we have to defend to the death vast, wasteful, expensive programs such as Social Security and Medicare? Why couldn’t we be less political, more efficient, smarter, more attuned to real needs and less to powerful constituencies? Didn’t the sluggish economy need the kind of jump-start that deregulation and a general embrace of markets could provide?

    Maybe the Civil Aeronautics Board had indeed outlived its usefulness. The problem was that this broad antinomian logic was applied everywhere. With hardly a peep except from self-interested industry groups, the United States ended broadcast regulation, ushering in the age of hot-blooded talk radio and cable news. It set up the Internet to be an unregulated information platform that enriched a handful of immensely wealthy and powerful companies and made no effort to distinguish between truth and falsity. It declined to regulate the derivatives markets that brought down the global economy in 2008. In all those cases, policies that sounded good by the standards of the newly dominant form of economic liberalism wound up having old-fashioned libertarian effects that should have been predictable: more inequality, greater concentration of wealth and power, more disruption of social and economic arrangements that had been comfortable and familiar for many millions of people. The flaws in the new system were not immediately evident to its designers, because they were prospering. But many of the less well educated, more provincially located, and less securely employed eventually made their vehement dissent known through their voting behavior. That is where we are now.

    People get to choose how to involve themselves in politics, as participants and as voters. It would be wildly unrealistic to demand that everyone’s politics be “about” some topic that seems preeminent to you, or that their politics align with an outsider’s balance-sheet determination of their interests. If you are reading this, it’s likely that Donald Trump cut your taxes. Did you vote for him? Or did you vote because of longstanding party loyalty, or your values, or the way the candidates struck you, or what you think the American government should stand for at home and abroad? It is especially foolhardy to imagine that politics can be about economics rather than, say, race, or gender, or religion, or culture — or that it can be rigorously empirical, based on meticulous scientific determinations of the truth. Still, because democratic politics is meant to deter-mine the activities of the state, and much of what the state does is allocate resources, in the end economics runs through just about everything in politics, including matters that do not present themselves as economic.

    Racism would not command the public attention it does if blacks and whites were economically indistinguishable, and most of the proposed remedies for racism entail big changes in how governments get and spend their money. Nativism may express itself as hatred of the other, but it takes root among people who see immigrants as competitors for jobs and government benefits. The bitter controversies over the pandemic have been powered by the highly different ways it has affected people’s health and employment depending on where they stand in the class system. So, even when politics is not obviously about economics, it is still about economics. To address the deep unfairness of the current economic order requires political solutions, but they have to be political solutions that meet people where they are — that do not seem distanced and abstract. That will be the only way to build popular support strong enough to enact them.

    The fundamental test of the American political economy ought to be whether it can offer ordinary people the plausible promise of a decent life, with a realistic hope of economic progress and their basic needs met: health care, a good education, protection from want, security in old age. The country has failed that test for a generation. Until it succeeds economically and socially, it will not function well politically. And to function well politically requires addressing an enormous economic problem, which can come across as dry and statistical, in ways that feel immediate and palpable enough to inspire passionate engagement.

    I am proposing a great remaking of the political economy as a primary task over the next generation. At this moment the most useful next step in that project is not to produce a specific policy agenda, but instead to outline an approach to politics that could create widespread popular support for the larger project. In recent years the gap between voters and technically oriented policymakers who are genuinely concerned about inequality has been very wide — wide enough for pure grievance to take up the political space that ought to be devoted to fixing the problem. I will suggest three guiding principles for how to proceed.

    Work through institutions. Consequential human activity takes place through institutions. It has been an especially self-destructive element of recent thought to exaggerate the disadvantages of “bureaucracy” and other aspects of institutional life and to overestimate how much can be accomplished without them. This turn has coincided with the severe deterioration of the traditional bulwark institutions of American liberalism, such as labor unions and churches. Media and messaging meant to influence public opinion, organizing campaigns conducted only on social media — these are the snack foods of politics, far less effective over the long term than building institutions that have more conventional functions like structured meetings, ongoing rituals, and planned campaigns aimed at specific government policy outcomes.

    It is a familiar irony that the opponents of an inclusive economy have often used anti-institutional rhetoric while building up powerful institutions of their own. During the twenty-first century, we have seen a great consolidation of one economic sector after another, always made possible by favorable political arrangements, which only become more favorable as the sector gains more economic, and therefore political, power. To curb the power of big tech, big finance, big pharma, and big agriculture will require countervailing institutions. Institutions (which are not the same thing as communities) are necessary to achieve change, and also to instantiate change. Awakening consciences and changing minds is noble and necessary, but such advances lack staying power unless they lead to the creation of consequential new laws and institutions. 

    Address inequality upstream, not downstream. It is deeply ingrained in our economic thinking that the solution to inequality is redistribution. That way, in theory, a society can have the best of both worlds: the efficiency, flexibility, and growth associated with unimpeded markets, plus the corrections to markets’ inequities that only the state can provide. The master tool for redistribution is a progressive income tax system, but there are plenty of more specific tools that address economic injustice in the same spirit: unemployment benefits for people who lost their jobs, food stamps for the hungry, retraining for people whose workplace moved abroad. All of these instruments have in common that they offer a remedy after something bad has happened to people, rather than trying to prevent something bad from happening to them in the first place.

    A decade ago the political scientist Jacob Hacker suggested “pre-distribution” instead of redistribution as a model. In this way of thinking, the aim is to throw some sand in the gears of pure market function, so that it cannot so easily disrupt people’s lives. Strong labor laws are a good example: they boost workers’ pay and benefits and make it more difficult to fire them, which is far more dignity-promoting than the Silicon Valley model of economic justice, with no unions, a gig economy, and the cold solace of a universal basic income for those who experience misfortune. Another is restrictions on absolute free trade and outsourcing of employment. Another is making it more difficult for private equity companies to load expenses onto the companies they acquire, which puts them under irresistible pressure to break whatever compact they had with their employees.

    Most working people are focused on the particular place where they live and the particular company where they work. A politician’s signal that she understands this and will try her best to keep those arrangements in place will be far more meaningful than a promise to pursue abatements after people’s lives have been pulled apart. Economic policymakers for years have regarded policies with this goal as the province of petty rent-seeking politicians, the kind who created the Smoot-Hawley tariff back in the 1920s: all they can accomplish is to create a static, declining society; real economic policy has to be redistributionist and Keynesian. It is a longstanding part of conservative lore that liberals scored a landmark and unfair victory when they torpedoed the Supreme Court nomination of Robert Bork in 1987 — but during the borking of Bork, his liberal opponents barely mentioned what was by far his most influential belief, which was that economic efficiency and consumer benefit were the only proper concerns for government as it regulated companies’ economic activities. They barely mentioned it because they had accepted it. That same 

    year, the New York Times published a lead editorial titled “The Right Minimum Wage: $0.00.” (On the day this essay is going to press, the Times’ lead editorial is titled “Let’s Talk About Higher Wages.”) The economic program on which Joe Biden successfully ran for President, heavily emphasizing saving jobs and keeping small businesses open, was by far the most pre-distributionist by a Democratic candidate in decades. The tide is only just beginning to turn, and the Democrats’ relatively new economic constituencies are not going to be pushing the Biden administration to reinvent the party’s notion of an ideal political economy.

    Decentralize power. In 1909, in The Promise of American Life, which is still as good a framing device for twentieth-century American liberalism as one can find, Herbert Croly proposed that the country tack away from the political tradition of Thomas Jefferson and toward the tradition of Alexander Hamilton. In the present, it is necessary to be reminded of what Croly meant by that: to his mind, Jefferson was not primarily a plantation slaveholder, but an advocate for farmers, artisans, and other smallholders, and for localized government, and Hamilton was not primarily an immigrant who took his shot, but an advocate for centralized and nationalized government, and the father of the American financial system. For Progressives such as Croly, it was axiomatic that the world had become far too complex for a Jeffersonian approach to work. Like Theodore Roosevelt a few years later, Croly believed that the national government had to become bigger and more powerful — and also to employ technical, depoliticized expertise that would be beyond the capabilities of local governments. This way of thinking about government has an irresistibly powerful face validity for members of the category of people who would staff its upper ranks. Think about the coronavirus: wouldn’t you want trained public health professionals to have been in charge nationally, rather than governors of highly variable quality?

    Yet Croly’s position is a temptation to be avoided, for a number of reasons. Expertise is not, pace the insistence of the social-media mob and Fox News, merely a pretext for the exercise of power. Experts have both knowledge in their domains, and an obligation to set aside their pure, unruly human instincts and attempt to approach the world more dispassionately. They marshal evidence. They answer, rather than insult or stereotype, people who do not agree with them. That they operate with some degree of honor doesn’t make them infallible or supra-human, of course. Like everybody else, experts live in their own enclosed worlds, and they often operate on distinctive, non-universal, and not fully conscious assumptions that nobody they encounter ever challenges. Technocracy is not a guarantee of truth or wisdom. No matter how smart and epistemologically sophisticated they are, experts miss things. Over the past few decades, the list has been long: the collapse of the Soviet Union; the 2008 financial crisis; the dramatic rise and political empowerment of evangelical religion; the rise of populism. The problem with centralized, elite expert rule is not only that it creates an inviting target, but that it also requires a check on its power, a system built to incorporate alternative views. To paraphrase James Madison, expertise must be made to counteract expertise; and, in a democracy, experts must be prepared to respect and honor what the great majority of citizens who aren’t experts think.

    It is impossible to separate economic and political power in the way that the Progressives envisioned, and their present-day heirs still do. Great economic power, of the kind that the major technology and financial companies have today, requires favorable political arrangements; in return,  it uses its economic power to enhance its political power. The gentle treatment that big finance and big tech have gotten from government, including from Democratic administrations, is closely related to their role as major political funders and employers of past and future high government officials. The federal government is no longer capable of functioning as a countervailing force to all elements of economic plutocracy at all times: a Democratic administration may be able to stand up to Koch Industries, but not to Google or Goldman Sachs.

    A far better vision for liberals should be of a pluralistic society that does not assume that one major element will be so automatically good that it should be super-empowered. Super-empowerment may be the ill that ails us the most. Over the past few decades, inequality has increased substantially not just for individuals, but for institutions. The top five banks control a higher percentage of assets than they ever have in American history. The gap between the richest universities and the struggling mass is greater. The great metropolitan newspapers of the late twentieth century — the Los Angeles Times and the Philadelphia Inquirer and the Chicago Tribune and so on — aren’t great anymore. Book publishing is in the hands of the “big four” houses. Five big companies dominate the technology business. If all these arrangements are working nicely for you personally, you should not take too much comfort from that. Think about what it would feel like if people you find abhorrent had control of these institutions — it is a much better guide than thinking about the system you would want when the good guys, by your lights, are in charge.

    Politics is the arena that allowed these inequalities to flourish, and politics will be how they can get corrected. You should think in particular about what kind of political system you would want, if the bad guys were winning. You would want checks on the power of the President and on the more politically insulated parts of the federal government, such as the Supreme Court and the Federal Reserve. You would want good state and local governments to have room to do what the national government can’t do or won’t do. You would want to prevent economic royalty, individual or corporate, from being able to control political outcomes. You would want Congress to have more power than the President, and the House of Representatives to have more power than the Senate. You would want minority groups to be organized enough to be able to impress their distinctive point of view on a majority that ignores it. In other words, squabbling, bargaining, self-interest, partisanship, and “gridlock” would be signs of political health, not dysfunction. Influence would come from the sustained effort it takes to be effective through democratic means, not from finding workarounds to open, participatory politics.

    That these are ways of structuring politics, not of assuring the victory of one side or of arriving at a policy, ought not detract from their urgency. Politics should make people feel heard and attended to. It should address pressing problems successfully. Politics manifestly is not doing those things now. If the way it is framed and conducted does not change fundamentally, democratic politics, which is to say, democratic society, will not be able to function properly. Tasks that are essential to powerful interests will get accomplished, but not tasks to which they are indifferent, even if they affect the welfare of vast numbers of people. Building a new politics will take a long time, because there is a lot to undo.

    On Playing Beethoven: Marginalia

    Interpretation? Some musicians have little patience for this word, while on the other side there is a recent surge of musicologists who strive to do it justice by elucidating its essence, its development, and its historical peculiarities. After a lengthy period of purely structural reasoning about musical works, topics such as psychology, character, and atmosphere are being considered again. Every tiny portamento or cercar la nota throughout the history of bel canto is being unearthed. Recapitulations are scrutinized with the help of the stopwatch in order to find out whether, why, and by how much they may exceed the scope of the exposition.

    The anti-interpreters consider all this to be a waste of time. All they ask for is a reliable edition of the score. The rest will be provided by their own genius. Here I would like to interpose and remind the reader of the fact that to decipher a score precisely and sympathetically is a much more demanding task than most musicians realize, and a more important one as well. Among the composers who had the skill to put on paper distinctly what they imagined, Beethoven is an outstanding example. Do not register his markings with one eye only: it will not provide you with the full picture. I am thinking of his dynamic indications in particular — Beethoven was well aware of where his crescendi and diminuendi should start or end. The metronome markings are another matter. The unhesitating adherence to Beethoven’s metronome figures even in the most dubious cases (Op. 106, Ninth Symphony) has resulted in performances that hardly leave any space for warmth, dolce, cantabile, for — in the words of the prescription in his Missa Solemnis — “from the heart — may it reach out to the heart” (von Herzen möge es wieder zu Herzen gehen). They also leave no room for Beethoven’s humor.

    While, in the past, it was the cliché of Beethoven the hero and the titan that was harmful to an appreciation of the variety of his music, the danger now comes from the predilection for breakneck speeds and virtuoso feats. Tempi are forced on the music instead of derived from it. My own experience has taught me to trust Beethoven’s markings — if not the metronome indications — almost completely, and to consider them important hints about tempo and atmosphere.

    The terms from largo to prestissimo that Beethoven uses to indicate tempo and character seem to me frequently more suggestive than metronome prescriptions. Listening to some contemporary performances, the majority of allegros sound to me like presto possibile. The diversity of the tempi gets lost. The third movement of the Hammerklavier Sonata, called Adagio sostenuto, turns into an andante con moto. While the speed of the fugue (crotchet = 144) is technically feasible, it prevents the listener from taking in the harmonic proceedings. (For many pianists, playing too fast may come easier than slightly reining in the tempo.)

    Another bone of contention is the metronome’s unshakeable steadiness. There are musicians who do not permit themselves or their pupils to use a metronome because it purportedly contradicts the natural flexibility of feeling. Obviously music should breathe, and it presupposes, not unlike our spine and pulse, a certain amount of elasticity. Yet this does not hold true for all music: not only jazz and pop, but also a considerable part of twentieth century music, would, without a rigorous tempo, be senseless. And there is another beneficial function of the metronome: it prevents progressive speeding up. Many young musicians are unaware of what they are doing to the tempo while practicing, and there are virtuosi who consider it their privilege to accelerate the pace while playing fast notes — a habit no orchestra or chamber ensemble could get away with.

    I cannot acquiesce in the widespread assumption that a soloist may indulge in all conceivable liberties, even the most outlandish ones, because he or she is neither a member of an ensemble nor the helpless prisoner of an orchestra. Quite a few soloists seem to adhere to the belief that only soloistic independence will issue in true music-making that emanates from their innermost interior, unfettered by the strait-jacket of ensemble playing. Any pianist who is about to play a Beethoven sonata should listen to a good performance of a Beethoven quartet — by, say, the Busch Quartet — in advance.

    And there is more to learn from the best conductors, singers, and orchestras than from all-too-soloistic soloists.

    Do you know the story of the eminent pianist who early on in his career was accused by a critic of playing semiquavers as if counting peas — with the result that, from then on, rhythmic steadfastness evaporated from his playing? Many years of appearing with orchestras and dealing with string quartets have confirmed my ideal of a rhythmic control that, in solo music, should never stray too far from ensemble playing. After all, the greatest piano composers — excepting Chopin and, in their young years, Schumann and Liszt — have all been ensemble composers as well, if not primarily. It seems highly unlikely that a composer should harbor two distinctly different concepts of rhythm and tempo, one for soloists, another for ensemble players. “Freedom” of playing should be confined to cadenzas, recitatives, and sections of an improvisatory nature. It goes without saying that Beethoven’s scores are neither entirely complete nor apt to be put into practice by a computer. To prepare the onset of a new idea, to give sufficient time to a transition, to underline the weight of an ending: these were self-evident matters that the performance of tonal music implied.

    Compared to the younger and short-lived Schubert, Beethoven had more time and opportunity to hear his own works performed, and to react to the performances. His hearing trouble was probably not so severe that it would have prevented him from perceiving certain tones and nuances. The Schuppanzigh Quartet, an institution that had already been associated with Haydn, accompanied his string quartet production to its very end. This was the first professional quartet in performance history, and it seems to have been available to Beethoven consistently. When Schuppanzigh stayed away from Vienna for a number of years, Beethoven halted his composition of string quartets, only to take it up again when Schuppanzigh returned. His quartet in E-flat Op. 127 was premiered within the series of “classical” chamber music concerts that Schuppanzigh inaugurated. This performance, however, turned out to be inadequate, and in due course several other performances with different players were organized to give connoisseurs the chance of getting better acquainted with such novel music. (The fact that this was feasible may have been due to the unparalleled triumph of Beethoven’s patriotic creations Wellington’s Victory and “Der glorreiche Augenblick,” or “The Glorious Moment,” which marked the peak of his popularity as well as the low point of his compositional output.)

    The profusion and the distinctiveness of Beethoven’s markings in the late string quartets did not result entirely from imagining them — it was connected to performance practice as well. Only in his fugues do we find a lack of detailed instructions. In these passages the players have to intervene and provide additional dynamic information, unless they are intent on drowning the listener of Beethoven’s “Grosse Fuge” in long stretches of fortissimo.

    Schuppanzigh’s concert series were mainly geared towards string quartets (regularly those of Haydn, Mozart and Beethoven), but they also included quintets, nonets and (“to divert the ladies”) piano trios. Solo piano works were hardly performed in public until Liszt invented the piano recital in London in 1840. Like Beethoven’s late quartets, his late piano sonatas became too difficult to be executed by domestic players. In order to tackle works such as the Sonata Op. 101 you had to be as proficient as Dorothea Ertmann, Beethoven’s much-admired pupil and friend to whom the sonata is dedicated. Works such as Op. 106 and Op.111 were deemed unplayable. Only in the second half of the nineteenth century did they start to seep into musical consciousness, thanks mainly to the advocacy of Hans von Bülow.

    In spite of the commitment of performers such as Bülow, Arthur Schnabel, Edwin Fischer, and Rudolf Serkin, the appreciation of the Diabelli Variations took considerably longer. Only recently has this magnum opus turned into a parade horse of many pianists as well as an endurance test for audiences that have now learned to sit through, and even relish, a work that is fifty-five minutes long and almost entirely in the key of C major. Among the reasons for this delay was the mythological misconception of the late Beethoven as “a loner with his God,” when in fact the profane was no less available to him than the sublime, the musical past no less than the musical present and future. In the Diabelli Variations, virtuosity and introspection, humor and gracefulness, cohabit under one roof.

    According to his assistant Schindler, Beethoven conceived these variations while “in a rosy mood,” and humor (“the sublime in reverse,” according to Jean Paul) reigns over wide stretches of the work. Wilhelm von Lenz, who took piano lessons from Liszt and became the author of the first detailed appreciation of all of Beethoven’s works, calls him “the most thoroughly initiated high priest of humor.” Conveying humor in music had been one of Haydn’s great achievements, and Beethoven linked up with it. Of course, the performer of humorous music should never appear to be forcing the comical. In the Diabelli Variations, the wit ought to become apparent, as it were, by itself, while the enraptured and enigmatic pieces provide the depth of perspective.

    Beethoven had a predilection for placing the ridiculous next to the sublime. The bottomless introspection of Variation XX is followed by a piece in which a maniac and a moaner alternate. After concluding his work on the Sonata Op. 111, his last piano sonata, Beethoven turned to finishing his Diabelli Variations, the theme of which is motivically related to the Sonata’s Arietta. Once more, the sublime and the “sublime in reverse” face one another.

    It has been claimed that Beethoven’s late style narrows down into the subjective and esoteric. What I find in it, however, is expansion and synthesis. Opposites are forced together, refinement meets bluntness, the public is paired with the private, roughness stands next to childlike lyricism. Does the inclusion of the Diabelli Variations into the wider repertory suggest that, these days, we have learned to listen to Beethoven’s late music with open ears? What we can take for granted is that no amount of familiarity with these pieces is going to erase their tinge of mystery.

    The George Floyd Uprising

    I

    Overnight mass conversions to the cause of African American rights are a rare phenomenon in America, and, even so, a recurrent phenomenon, and ultimately a world-changing phenomenon. The classic instance took place in 1854 in Boston. An escaped slave from Virginia named Anthony Burns was arrested and held by United States marshals, who prepared to send him back into bondage in Virginia, in accordance with the Fugitive Slave Act and the policies of the Franklin Pierce administration. And a good many white people in Boston and environs were surprised to discover themselves erupting in violent rage, as if in mass reversion to the hot-headed instincts of their ancestors at the glorious Tea Party of 1773. Respectable worthies with three names found themselves storming the courthouse. Amos Adams Lawrence, America’s wealthiest mill owner, famously remarked, “We went to bed one night old-fashioned, conservative, Compromise Whigs & waked up stark mad Abolitionists.” John Greenleaf Whittier experienced a physical revulsion:

    I felt a sense of bitter loss, —
    Shame, tearless grief, and stifling wrath,
    And loathing fear, as if my path
    A serpent stretched across.

    Henry David Thoreau delivered a lecture a few weeks later under the scathing title, “Slavery in Massachusetts,” in support of blowing up the law: “The law will never make men free; it is men who have got to make the law free.” And in upstate New York, the businessman John Brown, taking the fateful next step, declared that “Anthony Burns must be released, or I will die in the attempt,” which sounded the note of death. Burns was not released. John Brown went to Bleeding Kansas, where the note of death produced the Pottawatomie Massacre in 1856, and thence to Harper’s Ferry and everything that followed.  

    A second instance took place in March 1965, this time in response to a police attack on John Lewis and a voting-rights march in Alabama. The event was televised. Everyone saw it. And the furor it aroused was sufficiently intense to ensure that, in our own day, the photo image of young Lewis getting beaten, though it is somewhat blurry, has emerged as a representative image of the civil-rights revolution. It was Lyndon Johnson, and not any of the business moguls or the poets, who articulated the response. Johnson delivered a speech to Congress a few days later in which, apart from calling for the Voting Rights Act to be passed, he made it clear that he himself was not entirely the same man as before. “We shall overcome,” said the president, as if, having gone to bed a mere supporter of the civil rights cause, he had waked up marching in the street and singing the anthem. He went further yet. In a speech at Howard University, he defined the goal, too: “not just equality as a right and a theory, but equality as a fact, and equality as a result,” which inched his toe further into social democratic terrain than any American presidential toe has ever ventured.  

    And, a week after the Voting Rights Act duly passed, the violent note of the 1960s, already audible, began to resound a little more loudly in the Watts district of Los Angeles, prefiguring still more to come over the next years — violence in the ghettos, and among the police, and among the white supremacists, and eventually on the radical left as well. All of which ought to suggest that, in the late spring of 2020, we saw and perhaps participated in yet another version of the same rare and powerful phenomenon: an overnight conversion to the cause of African American rights, sparked by a single, shocking, and visible instance of dreadful oppression, with massive, complicated, and, on a smaller scale, sometimes violent consequences. 

    During the several months that followed the killing of George Floyd, which occurred on May 25, 2020, close to eight thousand Black Lives Matter demonstrations are reported to have taken place in the United States, in more than two thousand locales in every part of the country. Many of those demonstrations must have drawn just a handful of people. Then again, a protest parading under my own windows in Brooklyn in early June filled eight lanes and took half an hour to pass by, and, far from being unusual, was followed by similar marches from time to time, week after week, eventually dwindling in size, then swelling up again, and never disappearing, not for several months. It is reasonable to assume that, nationwide in America, several million people took part in those demonstrations. These were the largest anti-racist demonstrations in the history of the United States, and they were echoed by still other Black Lives Matter demonstrations in a variety of other countries, which made them the largest such event in the history of the world. The scale of the phenomenon makes clear that, whatever the precise size of the crowds, enormous numbers of participants had to be people who, like Amos Adams Lawrence, went to bed as quiet citizens and waked up transformed into militants of the cause, ready to paint their own placards (a disdain for printed placards or anything else bespeaking the dead hand of top-down obedience was a style of the movement) and carry them through the streets, chanting “Black lives matter!” and other, scrappier slogans (“Why are you in riot gear? / I don’t see no riot here!”) that, until yesterday, would never have been theirs. This has been, in short, a major event not just globally, but intimately and individually, one marcher at a time. The intimate and individual aspect has made itself visible, too, in the wave of professional groups and institutions of many sorts that have announced campaigns of their own to break up the segregated aspect (or worse) of institutional life in America — protests and campaigns in any number of business organizations and academic and cultural institutions, unto Kappa Alpha, the Robert E. Lee-revering college fraternity. And, in conformity with the historical pattern, the undertow of violence and destruction has likewise made itself visible, some of it a low-level political violence on the radical left, some of it in prolonged versions too (which is a fairly novel development); some of it a violence on the radical right, the ominous posturing with guns in public, the wave of right-wing car-rammings, the terrorist plots in Michigan, and some murders; and some of it outbreaks of looting, not on the urbicidal scale of the 1960s, but epidemically spread across the country, hotspot to hotspot.

    The furors of 1854, 1965, and 2020 arose in response to particular circumstances, and a glance at the circumstances makes it possible to identify more precisely the intimate and even invisible nature of the mass conversions. The circumstances in 1854 amounted to a political betrayal. The mainstream of the political class had managed for a quarter of a century to persuade the antislavery public in large parts of the North that it was possible to be antislavery and conciliatory to the slave states at the same time, in the expectation that somehow things were going to work out. Instead, the Kansas-Nebraska Act of 1854, by enabling further triumphs of the slave system, demonstrated that nothing was working out. People who thought of themselves as patient and moderate reformers concluded that they had been played. And, with the arrest of a fugitive slave in antislavery’s principal city, the patient and moderate reformers felt personally implicated, too. They erupted in wrath on behalf of Anthony Burns, who was in front of them, and on behalf of the American slaves as a whole, who were mostly far away. They erupted on behalf of America and the principles of the American Revolution, which they understood to be identical to the antislavery cause (as expressed by Walt Whitman, still another enragé, in his poem on the Burns affair, “A Boston Ballad”). But they erupted also on their own behalf, one person at a time. They were earnest Christians who discovered, to their horror, that they had allowed themselves to be duped by smooth-talking politicians into acceding for a quarter of a century, through association with the abomination of slavery, to their own moral degradation or damnation. 

    The “stifling wrath” (Whittier’s phrase) was different in 1965, but not entirely so. Opinion in large parts of the country had come around in favor of civil rights, timidly perhaps, but with a feeling of moral righteousness. The philosophical battle against segregation and invidious discrimination seemed to have been won, as shown by Johnson’s success, a year earlier, in pushing through the Civil Rights Act. Under those circumstances, to see on television the state troopers of the rejected Old South descend upon the demonstrators in Selma, quite as if the country had not, in fact, already made a national decision — to see the troopers assault young John Lewis and other people well-known and respected for their noble agitations — to see, in short, the unreconstructed bigots display yet again, unfazed, the same stupid, brutal arrogance that had just gone down to defeat — to see this was — well, it did not feel like a betrayal exactly, but neither did it feel like a simple political setback. It felt like a national insult. It was an outrage to everyone who had waked up singing “We Shall Overcome.” It was an outrage to the murdered President Kennedy. Then again, to some people the spectacle signified the futility of political action and self-restraint and, in that fashion, it opened the gates of limitless rage. 

    The political origins of the mass response to the killing of George Floyd are likewise identifiable, though I will confess that, if you had asked me a day before it started to predict the future of radical reform in America, I would have identified a different set of origins, and I would have extrapolated a different outcome. The origins that did lead to the uprising had everything to do with Black Lives Matter as an organization, and not just as a vague movement. Everyone will recall that, in 2013, a Florida vigilante named George Zimmerman was acquitted of the murder of a black teenager named Trayvon Martin, and the acquittal led to furious demonstrations in Florida, California, and New York. A politically savvy young black woman in San Francisco named Alicia Garza posted stirring responses to the incident on Facebook which included the phrase “black lives matter,” simply as a heartbroken thought and not as a slogan, and which was reposted by others using #blacklivesmatter. Garza and a couple of her Californian friends, Patrisse Cullors and Opal Tometi, converted their hashtag into a series of social media pages and thus into a committee of sorts. 

    Garza was a professional community organizer in San Francisco, and, as she makes plain in her account of these events, The Purpose of Power: How We Come Together When We Fall Apart, she and the little committee did know how to respond to unpredicted events. The next year, when the police in Ferguson, Missouri, shot to death Michael Brown, a spontaneous local uprising broke out, which was the unpredicted event. Garza and her group made their way to Ferguson, and, by scientifically applying their time-tested skills, helped convert the spontaneous uprising into an organized protest. Similar protests broke out in other cities. The Black Lives Matter movement was launched — a decentralized movement animated by a sharply defined outrage over state violence against blacks, with encouragement and assistance from Garza and her circle, “fanning the flames of discontent,” as the Wobblies used to say, and then from other people, too, who mounted rival and schismatic claims to have founded the movement. 

    In New York City, the marches, beginning in 2014, were large and feisty — marches of young people, sometimes mostly white, sometimes multihued, with flames fanned by the New York Police Department, whose uniformed members managed to choke to death Eric Garner, guilty of the peaceable crime of selling bootleg cigarettes. I did a little marching myself, whenever an attractive cohort was passing by. Some of these marches were, in fact, attractive. Then again, some of them seemed to be youth adventures, a little daffy in their anti-police fervor. I kept expecting to discover, at the rear of one march or another, a graduate-student delegation wheeling an antique caboose loaded with dogmas of the university left, barely updated from the identity politics of the 1970s and 1980s, or shrewdly refitted for the anti-Zionist cause. And, to be sure, Angela Davis, who spent the 1970s and 1980s trying to attach the black cause in America to the larger cause of the Soviet Union, came out with a book in 2016 called Freedom Is a Constant Struggle: Ferguson, Palestine, and the Foundations of a Movement, trying to merge, on intersectionalist grounds, Black Lives Matter in Missouri to the Palestinian struggle against Israel. 

    As it happens, the anti-Zionists had some success in commandeering an umbrella group of various organizations, the Movement for Black Lives, that arose in response to the upsurge of Black Lives Matter demonstrations. But the anti-Zionists had no success, or only fleeting successes, in commandeering Black Lives Matter itself. Nor did the partisans of any other cause or organization manage to commandeer the movement. Alicia Garza makes clear in The Purpose of Power that, in regard to the maneuverings and ideological extravagances of sundry factions of the radical left, she is not a naïf, and she and her friends have known how to preserve the integrity of their cause. Still, she is not without occasional extravagances of her own. In her picture of African American history, she deems the “iconic trio” of freedom fighters to be Martin Luther King, Malcolm X, and, of all people, Huey Newton, the leader of the Black Panther Party in the 1960s and 1970s, “the Supreme Servant of the People” — though Garza’s San Francisco Bay Area is filled with any number of older people who surely remember the Supreme Servant more sourly. 

    An occasional ideological extravagance need not get in the way, however, of a well-run organizing project. In San Francisco, a black neighborhood found itself suddenly deprived of school busses, and, as Garza describes, she and her colleagues efficiently mobilized the community, even if that involved the followers of Louis Farrakhan, of whom she appears to be not too fond. And lo, bus service resumed. Mobilizing a few neighborhoods around police violence is not any different. Still, the ideological impulses are sometimes hard to repress. From Garza’s standpoint, the overriding necessity during the presidential campaign of 2016 was to denounce the Democratic Party for its evident failings. Militants of Black Lives Matter duly made dramatic interventions in the campaign — at one of Bernie Sanders’ events, in order to denounce Bernie for failing to give black issues a proper consideration; and at an event of Hillary Clinton’s, in order to denounce Hillary for her own related inadequacies. But those were less than useful interventions. They seemed likely only to dampen popular black enthusiasm for the Democratic Party, precisely at a moment when the cause of anti-Trumpism depended on black enthusiasm — which led me to suppose, back in 2016, that Black Lives Matter was bound to remain a marginal movement, brilliantly capable of promoting its single issue, but incapable of maneuvering successfully on the larger landscape. 

    The leftwing upsurges that, in my too fanciful imagination, seemed better attuned to the age were Occupy Wall Street, which got underway in 2011, and Sanders’ 2016 and 2020 presidential campaigns. Occupy mostly evaded the dismal fate that skeptical observers predicted for it (namely, a degeneration into mayhem, Portland-style); and the Sanders campaigns only partly indulged, and mostly evaded, its own most dismal possibility (namely, a degeneration into full-tilt Jeremy Corbynism). Instead, the two movements gathered up large portions of the American radical left and led them out of the political wilderness into the social mainstream — in the case of Occupy, by transforming the anti-Main Street hippie counterculture into a species of hippie populism, 1890s-style, with a Main-Street slogan about “the ninety-nine per cent”; and, in the case of Bernie’s campaigns, by convincing large portions of the protest left to lighten up on identity politics, to return to an almost forgotten working-class orientation of long ago, and to go into electoral politics. Those were historic developments, and, in my calculation, they were bound to encourage the more practical Democrats to make their own slide leftward into a renewed appreciation for the equality-of-results idea that Lyndon Johnson had tried to get at. And then, with the pandemic, a leftward slide began to look like common sense, without any need to call itself any kind of slide at all. In the early spring of 2020, that was the radical development I expected to see — a dramatic renewal of the unnamed social-democratic cause. Not an insurrection in the streets, but something larger.

    Instead, there was an insurrection in the streets. The insurrection owed nothing at all to nostalgias for the 1890s or Eugene V. Debs or LBJ. It was an antiracist uprising. What can explain this?

    The video of George Floyd explains it. Six or seven years of skillful agitations by the Black Lives Matter movement had made everyone aware of the general problem of police killings of black men, one killing after another, not in massacres, but in a grisly series. The agitations had made everyone aware of the furious resentment this was arousing in black communities everywhere. But Black Lives Matter had also tried to make the argument that police killings represent a larger underlying cruelty in American life, something built into the foundations of society. And, until that moment, the agitations had not been able to overcome a couple of widely shared objections to that last and most radical of contentions.

    There was the objection that, however ghastly the series of killings had proved to be, the series did not constitute a unified wave, and nothing in particular was responsible for it. Ijeoma Oluo is a journalist in Seattle, whose book So You Want to Talk About Race is one of several new popular tracts on these themes. And she puts it this way: 

    In this individualist nation we like to believe that systemic racism doesn’t exist. We like to believe that if there are racist cops, they are individual bad eggs acting on their own. And with this belief, we are forced to prove that each individual encounter with the police is definitively racist or it is tossed out completely as mere coincidence. And so, instead of a system imbued with the racism and oppression of greater society, instead of a system plagued by unchecked implicit bias, inadequate training, lack of accountability, racist quotas, cultural insensitivity, lack of diversity, and lack of transparency — we are told we have a collection of individuals doing their best to serve and protect outside of a few bad apples acting completely on their own, and there’s nothing we can do about it other than address those bad apples once it’s been thoroughly proven that the officer in question is indeed a bad apple.

    The second objection was the opposite of the first. It conceded Ijeoma Oluo’s points about police departments. But it went on to argue that, contrary to her contention, the failings of policework are, in fact, widely understood, and a campaign to address the failings is well underway. Perhaps the campaign has not advanced very far in the retrograde America that still flies the Confederate flag, but in other parts of the country, in the enlightened zones, where cities are liberal, and mayors likewise, and police chiefs are reform-minded, the campaign to modernize the police has been sincere, or mostly, and it has been social-scientifically sophisticated, and it has taken aim at racial biases. And if problems persist, these may amount to a failure of communication — the failure to conduct the kind of face-to-face conversations among reasonable people that President Obama promoted at the White House by having a beer with Professor Henry Louis Gates, Jr., and the police officer who had treated Gates as a burglar on his own doorstep. Minor problems, then — problems calling for articulate presentations of up-to-date civic values from liberal politicians and reform leaders.

    But the video was devastating to the first objection. And it was devastating to the second. The video shows a peaceful day on the sidewalks of enlightened Minneapolis. George Floyd is on the ground, restrained, surrounded by police officers, and Officer Derek Chauvin plants a confident knee on his neck. The officer looks calm, self-assured, and professional. Three other cops hover behind him, and they, too, seem reasonably calm, the group of them maintaining what appears to be the military discipline of a well-ordered police unit. Apart from Chauvin’s knee, nothing alarming appears to be taking place. No gunshots ring in the distance, no commotion rises from the street, no shouts against the police or anyone else — nothing that might panic the cops or enrage them or throw them into confusion. And, in that setting, the video shows the outcome. Floyd moans that he cannot breathe. Someone on the sidewalk tries to tell the oblivious Officer Chauvin that something is wrong. And, for the many millions of people who watched the video, the shocking quality was double or triple. 

    If even a firecracker had gone off in the distance, the viewers could have concluded that Officer Chauvin was overcome with fear, and his actions might be understandable, though a more skillful cop would have known how to keep his cool. Or, if only Officer Chauvin had looked wild-eyed and upset, the viewers could have concluded that here was a madman. But, no. Chauvin and the other cops, maintaining their unit discipline, plainly show that all was well, from their standpoint. The four of them make no effort to prevent the people on the sidewalk from observing the event. No one seems embarrassed. These are cops who appear to believe themselves to be operating by the book. 

    And yet, how can they believe such a thing? Everyone who watched that video was obliged to come up with an explanation. The obvious one was that, in Minneapolis, the four police officers do not look like rule-breaking rogues because they are not, in fact, breaking rules — not in their own minds, anyway. Yes, they may be going against the advice proffered by their reform-minded department chief and their hapless mayor, the bloodless liberal. But they are conforming to the real-life professional standards of their fellow officers, which are the standards upheld by the police unions everywhere, which are, in turn, the standards upheld by large parts of the country, unto the most national of politicians. “Please don’t be too nice,” said the president of the United States to the police officers of Long Island, New York, in July 2017, with specific advice to take people under arrest and bang their heads as they are shoved into police vehicles. Why, then, should the four cops in Minneapolis have considered themselves rogues? That was the revelation in the video of George Floyd’s death. 

    And a large public drew large conclusions. To draw momentous conclusions from a single video shot on the sidewalks of Minneapolis might seem excessive. Yet that is how it is with the historic moments of overnight political conversion. There were four million slaves in 1854, but the arrest of a single one proved to be the incendiary event. In the case of George Floyd, the single video sufficed for a substantial public to conclude that, over the years, the public had been lied to about the complexities of policing; had been lied to about bad apples in uniform; had been lied to about the need for patience and the slow workings of the law. The public had been lied to by conservatives, who had denied the existence of a systemic racism; and had been lied to by liberals, who had insisted that systemic racism was being systematically addressed. Or worse, a large public concluded that it had been lied to about the state of social progress generally in America, in regard to race — not just in regard to policing, but in regard to practically everything, one institution after another. Still worse, a great many people concluded, in the American style, or perhaps the Protestant style, that, upon consideration, they themselves had been terribly complicit, and, in allowing themselves to be deceived by the police and the conservatives and the liberals, they had abandoned the black protesters, and they had allowed the police violence and the larger pattern of racial oppression to persist. Those were solemn conclusions, and they were arrived at in the most solemn of fashions, by gazing at a man as he passes from life to death. 

    So masses of people marched in the streets to rectify the social wrong. But they marched also to rectify the wrong nature of their own relation to society. This of course raises the question of what would be the right nature — which happens to be the topic of the new and extraordinarily popular literature of American antiracism. 

    II

    The literary work that shaped the mass conversion to anti-racism in 1854 was Uncle Tom’s Cabin, by Harriet Beecher Stowe, from 1852 — which was much despised by James Baldwin a century later for its demeaning portrait of the very people it was meant to support. The book that, more than any other, shaped the mass conversion in 1965 was Dark Ghetto, a sociological study from that same year, by Kenneth B. Clark — which was much despised at the time by Albert Murray, the author of The Omni-Americans, for what he, too, took to be a demeaning portrait of the very people it was meant to support. The book that, more than any other, has shaped the mass conversion of our own moment is Between the World and Me, by Ta-Nehisi Coates, from 2015 — which was written in homage to Baldwin, and yet is bound to make us wonder what Murray would have thought, if he had lived another few years. 

    Between the World and Me has shaped events because, in a stroke of genius, Coates came up with the three main and heartrending tropes of the modern crisis behind the antiracist uprising — to wit, “the talk;” the killing by the police of a young black man; and the young man’s inconsolable mother. The form of the book is a frank and emotional letter from Coates to his young son, which amounts to “the talk,” advising the son on the realities of black life in a hostile white America. The killing that takes place is of an admirable young black man from Coates’ social circle at college. The inconsolable mother is the young man’s mother, whom Coates goes to visit. In laying out these elements, Coates has supplied a vocabulary for speaking about the realities of modern police violence against blacks, which is a language of family life: an intimate language, Baldwinesque and not sociological, a language of family grit and grief. 

    Then again, he speaks insistently and emotionally but also somewhat abstractly about the black body and its vulnerability — not the beauty of the black body, but, instead, its mortifications, considered historically. These are the physical horrors of slavery long ago, conceived as horrors of an ever-present era, as experienced by himself as a young boy growing up in the rough neighborhoods of Baltimore, or as a child subjected to what appear to have been his father’s disciplinary beatings. This aspect of the book, the contemplation of the body and its mortifications, amounts, in effect, to a theory of America. Or rather, it amounts to a counter-theory, offered in opposition to the doctrine that he describes as the capital-D “Dream.” The Dream, as he lays it out, is the American idea that is celebrated by white people at Memorial Day barbecues. Coates never specifies the fundamentals of the idea, but plainly he means the notion that, in its simple-minded version, regards America as an already perfect expression of the democratic ideal, a few marginal failings aside. Or he means the notion that, in a more sophisticated way, regards 1776 as the American origin, and regards America’s history as the never-ending struggle, ever-progressive and ever-victorious, a few setbacks aside, to bring 1776 to full fruition. A theory of history, in short.

    His counter-theory, by contrast, postulates that, from the very start, America has been built on the plundering of the black body, and the plundering has never come to an end. This is an expressive idea. It scatters the dark shadow of the past over every terrible thing that happens in the present, which is never wrong to do, if the proportions are guarded. Yet Coates adopts an odd posture toward his own idea, such that, in one way or another, he ends up miniaturizing certain parts of his story. When he conjures the Dream, the precise scene that he brings to life is of little blond boys playing with toy trucks and baseball cards at the Memorial Day barbecue, as if this were the spectacle that arouses his resentment. When he conjures his own adult experience with the historic mortifications, he describes a disagreeable altercation on an escalator on the Upper West Side of Manhattan, where a white lady treats him and his toddler son in a tone of haughty disdain, and is seconded by a white man, and the temperature rises — as if this were the legacy of the horrors of long ago.

    The incident on the escalator comprises a climax of sorts in Between the World and Me — the moment when Coates himself, together with his toddler, has to confront the reality of American racism. And yet the incident is inherently ambiguous. He gives us no precise reason to share his assumption that the woman and the man are angry at him on a racist basis — an observation made by Thomas Chatterton Williams in his discussion of the scene in his own book, Self-Portrait in Black and White. Williams wonders even if Coates’ anger at the lady’s haughtiness might not have alarmed the lady and the man, with misunderstandings of every kind likely to have resulted — an easy thing to imagine in a town like New York, where sidewalk incidents happen all the time, and whites presume their own liberal innocence, and blacks do not, and correct interpretations are not always obvious. The ambiguity of the scene amounts to yet another miniaturization. The miniaturized portraits are, of course, deliberate. They allow Coates to express the contained anger of a man who, in other circumstances, would be reliably sweet-tempered. 

    He does present himself as a loving man — as a father, of course (which confers a genuine tenderness on the book), but also in regard to African American life as a whole. And yet something about this, too, his love for black America, ends up miniaturized. His principal narrative of African America is a portrait of Howard University from his own school-days, presented as an idyllic place, intellectually stimulating, pleasant, socially marvelous, affection-inspiring and filled with family meaning, too, given that his father, the Black Panther, had worked there as a research librarian — an ideal school, in sum, designed to generate graduates such as himself, therefore a splendid achievement of black America. But the argument that he makes about the ever-present universe of American slavery and the eternal vulnerability of the black body makes it seem as if, over the centuries, black America has achieved nothing at all, outside of music, perhaps, to which he devotes a handful of words. It is a picture of the black helplessness that racist whites like to imagine, supine and eternally defeated. This was Albert Murray’s objection to the black protest literature of the 1960s, with its emphasis on victimhood — the literature that was unable to see or acknowledge that, in the face of everything, black America has contributed from the very start to what Coates disparages as the Dream, or what Murray extolls as the Omni-America, which is the mulatto civilization that, in spite of every racial mythology, has always been white, black, and American Indian all at once.  

    I do not mean to suggest that Coates’ bitterness is inauthentic. Frank B. Wilderson III is twenty years older than Coates and, with his degrees from Dartmouth, Columbia, and Berkeley, is today the chair of the African-American Studies department at the University of California Irvine. His recent book, Afropessimism, conjures a similar landscape of anger and bitterness, as if in confirmation of Coates, except in a version that is far more volcanic, or perhaps hysterical. Coates during his college years in the 1990s was, as he explains, an adept of Malcolm X, but then outgrew the exotic trappings of Malcolm’s doctrine, without rejecting the influence entirely. Wilderson, during his own youth in the 1970s, was a “revolutionary communist,” in an acutely intellectual, Third Worldist fashion. He was an admirer of the Black Liberation Army, which was the guerrilla tendency that emerged from Eldridge Cleaver’s faction of the Black Panthers on the West Coast (and from City College in New York). The great inspiring global example of revolutionary resistance, in Wilderson’s eyes, was the Popular Front for the Liberation of Palestine, given its uncompromising struggle against the Zionist state — which, being a man of ideologies, he imagined (and evidently still imagines) to be a white European settler colony. And the Black Liberation Army, in his view, was the PFLP’s American counterpart. 

    Revolutionary communism left him feeling betrayed, however, or perhaps singed — damaged and enraged not by his black comrades in the United States, but by everyone else: by the whites of the revolutionary communist movement (namely, the Weather Underground, who gave up the struggle and returned to their lives of white privilege), and even more so by the non-blacks “of color.” He felt especially betrayed by the Palestinians. He was horrified to discover that a Palestinian friend in his hometown of Minneapolis, who despised Israelis, reserved a particular contempt for Israel’s Ethiopian Jews. And, in despair at the notion that even Palestinians, the vanguard of the worldwide vanguard, might be racist against blacks, Wilderson turned away from revolutionary Marxism, and he distilled his objections and complaints into a doctrine of his own — it is a doctrine, though a very peculiar one — which he calls Afropessimism. 

    The doctrine is a racialized species of post-Marxism. Wilderson thinks that, instead of the world being riven by Marx’s economic class conflict, or by the imperialist versus anti-imperialist conflict of Marxism in its Third Worldist version, it is riven by the conflict between the non-blacks and the blacks. The non-blacks regard themselves as the capital-H Human race, and they do so by seeing in the blacks a sub-human race of slaves. And the non-blacks cannot give up this belief because, if they did so, they would lose their concept of themselves as the Human race. Nor is there any solution to this problem, apart from the “end of the world,” or an apocalypse. The idea is fundamentally a variant of certain twentieth-century theories about the Jews — e.g., Freud’s notion that hatred of the Jews supplies the necessary, though unstated, foundation for the Christian concept of universal love. Freud’s theory is not especially expressive, though. Wilderson’s theory expresses. It vents. But the venting is not meant to serve a constructive purpose. Wilderson tells us that he studied under Edward Said at Columbia University, and he was greatly influenced. He admired Said’s resolute refusal to accept the existence of a Jewish state in any form. But Said’s revolutionary aspiration, in conformity with the Popular Front for the Liberation of Palestine, was to replace the Jewish state with something else. Wilderson’s Afropessimism entertains no such aspirations. It is “a looter’s creed,” in his candid phrase — meaning, a lashing out, intellectually violent, without any sort of positive application. Positive applications are inconceivable because the non-black hatred of blacks is unreformable.

    Still, he does intend Afropessimism to be a demystifier, and in this regard his doctrine seems to me distinctly useful. The doctrine beams a clarifying light on the reigning dogma on the American left just now, which is intersectionalism — a dogma that is invoked by one author after another in the antiracist literature, with expressions of gratitude for how illuminating it is, and how comforting it is. Intersectionalism is a version of the belief, rooted in Marx, that a single all-encompassing oppression underlies the sufferings of the world. Marx considered the all-encompassing oppression to be capitalism. But intersectionalism considers the all-encompassing oppression to be bigotry and its consequences — the bigotry that takes a hundred forms, which are racism, misogyny, homophobia, and so forth, splintering into ever smaller subsets. Intersectionalism considers that various subsets of the all-encompassing oppression, being aspects of the larger thing, can be usefully measured and weighed in relation to one another. And the measuring and weighing should allow the victims of the many different oppressions to recognize one another, to identify with one another, and to establish the universal solidarity of the oppressed that can bring about a better world.  

    But Wilderson’s Afropessismism argues that, on the contrary, the oppression of blacks is not, in fact, a variation of some larger terrible thing. And it is not comparable to other oppressions. The oppression of blacks has special qualities of its own, different from all other oppressions. He puts this hyperbolically, as is his wont, by describing the bigotry against blacks as the “essential” oppression, not just in the United States — though it ought to be obvious that, whether it is put hyperbolically or not, the oppression of blacks throughout American history does have, in fact, special qualities. On this point he is right. He is committed to his hyperbole, however, and it leads to an added turn in his argument. He contemplates, as an exercise in abstract analysis, the situation of a black man who rapes a white woman. In his view, the black man ought to be regarded as more oppressed than his own victim. The man may have more force, but he has less power. He is the victim of the “essential” oppression, and she is not, which makes his victimhood deeper. Wilderson’s purpose in laying out this argument is to shock us into recognizing how profound black oppression is. 

    Only, the argument leads me to a different recognition. I would think that, if black oppression cannot be likened  to other oppressions — if a special quality renders the black oppression unique — the whole logic of intersectionalism collapses. For if the black oppression is sui generis, why shouldn’t other oppressions likewise be regarded as sui generis? The oppression experienced by the victims of rape, for instance — why shouldn’t that, too, be regarded as sui generis? Why not say that many kinds of oppression are genuinely terrible, and there is no point in trying to establish a system for comparing and ranking the horrible things that people undergo? There might even be a virtue in declining to compare and rank one oppression with another. A main result of comparing and ranking the various oppressions is, after all, to flatten the individual experience of each, which softens the terribleness of the oppression — an especially misguided thing to do in regard to the racial history of the United States. 

    It may be a mistake to argue with Frank Wilderson III too much. He is a brilliant man with a literary gift that is only somewhat undone by a graduate-school enthusiasm for critical theory. But, at the same time, a cloud of mental instability or imbalance drifts across his book. He explains in his opening pages that his shock at discovering a casual anti-black racism among Palestinians induced in him a serious nervous breakdown, and he appears never to have fully recovered. He describes the sinister persecution that he believes he and his lover underwent at the hands of the FBI, and his account hints of paranoia. Then, too, it is striking how insistently he goes about miniaturizing his own picture of the racism against blacks that he believes to be inherent in the whole of civilization. The great traumatic experience of Wilderson’s childhood appears to have been the moment when the mother of a white friend persisted in asking him, “How does it feel to be a Negro?” 

    He is traumatized by the poor reception of his incendiary ideas at an academic conference in Berlin, not just among the straight white males whose essence it is to be oppressive, but among the women and non-whites whose intersectional essences ought to have impelled in them a solidarity with his oppressed-of-the-oppressed outlook. Especially traumatic for him is a Chinese woman at the scholarly conference, who, in spite of being multi-intersectionally oppressed, fails to see the persuasive force of his ideas. Then, too, a fight that turns nasty with a white woman in the upstairs apartment back in Minneapolis seems to him a recursion to the social relations of slavery times. The man has no skin. Every slight is a return to the Middle Passage. His book resembles Ta-Nehisi Coates’ in this respect yet again, except with a pop-eyed excess. The shadow of slavery times darkens even his private domestic satisfactions. He appears to regard his white wife as, in some manner, his slave master, though he seems not to hold this against her. It is positively a relief to learn from his book that, during his career as communist revolutionary, he went to South Africa to participate in the revolution (by smuggling weapons, while working as a human-rights activist for Amnesty International and Human Rights Watch), but had to flee the country because he was put on a list of “ultra-left-ists” to be “neutralized” by the circle around Nelson Mandela himself — a level-headed person, at last!

    But it is dismaying also to notice that, for all his efforts to identify anti-black racism and to rail against it, the whole effect of Wilderson’s Afropessimism is to achieve something disagreeably paradoxical. He means to make a forward leap beyond Marx, and he ends up making a backward leap to the era, a generation before Marx, when Hegel felt entitled to write the black race out of capital-H History. Hegel believed that black Africa, where slavery was practiced, existed outside of the workings of historical development that functioned everywhere else — outside of the human struggles that make for civilization and progress. Hegel was, of course, hopelessly ignorant of black life. Wilderson is not, and, even so, he has talked himself into reproducing the error. Wilderson, too, believes that blacks live outside of History. It is because blacks have never ceased to be the slaves that Hegel imagined them permanently to be. Wilderson explains: “for the Slave, historical ‘time’ is not possible.” Here is the meaning of the bitterness that Wilderson expresses wildly, and that Coates expresses not wildly. It is more than a denial of the black achievement in America, along the lines that exasperated Murray half a century ago. It is a denial, in effect, of tragedy, which exists only where there is choice, which is to say, where there is history. It is an embrace of the merely pitiful, where there is no choice, but only suffering — an embrace of the pitiful in, at least, the realm of rhetoric, where it is poignant (these are literary men), but lifeless.  

    Ibram X. Kendi appears, at first glance, to offer a more satisfactory way of thinking in his two books on American racism, Stamped from the Beginning: The Definitive History of Racist Ideas in America, which runs almost six hundred pages, as befits its topic, and the much shorter How To Be an Antiracist, which distills his argument (and does so in the autobiographical vein that characterizes all of the current books on American racism). Kendi does believe in history. He thinks of the history of racism as a dialectical development instead of a single despairing story of non-progress, as in Wilderson’s despairing rejection of historical time, or a single story of ever-victorious progress, as in the naive celebration of the sunny American “Dream.” He observes that racist ideas have a history, and so do antiracist ideas, and the two sets of ideas have been in complicated conflict for centuries. He also observes that black people can be racist and white people can be antiracist. He cites the example of the antislavery American white Quakers of the eighteenth century. He is the anti-Wilderson: he knows that the history of ideas about race and the history of races are not the same. 

    His fundamental approach is, in short, admirably subtle. Still, he feels the allure of simplifying definitions. Thus: “A racist idea is any idea that suggests one racial group is inferior or superior to another racial group in any way.” And, with this formula established, he sets up a structure of possible ideas about blacks in America, which turn out to be three. These are: (a) the “segregationist” idea, which holds that blacks are hopelessly inferior; (b) the “assimilationist” idea, which holds that blacks do exhibit an inferiority in some regard, but, by assimilating to white culture, can overcome it; and (c) the “antiracist” idea, which holds that no racial group is either superior or inferior to any other “in any way.” His definitions establish what he calls the “duality of racist and antiracist.” And with his definitions, three-part divisions, and dualities in hand, he goes roaming across the American centuries, seeking to label each new person or doctrine either as a species of racist, whether “segregationist” or “assimilationist,” or else as a forthright “antiracist.”

    In How to Be an Antiracist, he recalls a high school speech-contest oration that he delivered to a mostly black audience in Virginia twenty years ago, criticizing in a spirit of uplift various aspects of African-American life — which, at the time, seemed to him a great triumph of his young life. In retrospect, though, sharpened by his analytic duality of racist and antiracist, he reflects that, in criticizing African Americans, his high-school self had fallen into the “assimilationist” trap. He had ended up fortifying the white belief in black inferiority — which is to say he had therefore delivered a racist speech! Is he fair to himself in arriving at such a harsh and humiliating judgment? In those days he attended Stonewall Jackson High School in Manassas, and, though he does not dwell over how horrible is such a name, it is easy to concede that, under the shadow of the old Confederacy, a speech criticizing any aspect whatsoever of black life might, in fact, seem humiliating to recall. On the other hand, if every commentary on racial themes is going to be summoned to a high-school tribunal of racist-versus-antiracist, the spirit of nuance, which is inseparable from the spirit of truth, might have a hard time surviving. 

    Kendi turns from his own mortifying student oration to the writings of W.E.B. Du Bois. He recalls Du Bois’ famous 

    “double consciousness” in The Souls of Black Folk, which reflected a desire “to be both a Negro and an American.” In Kendi’s reasoning, an “American” must be white. But this can only mean, as per his definitions, that W.E. B. Du Bois was — the conclusion is unavoidable — a racist, in the “assimilationist“ version. Du Bois was a black man who wished no longer to be entirely black. Or worse, Du Bois wanted to rescue the African Americans as a whole from their “relic of barbarism” — a racist phrase, in Kendi’s estimation — by having the African-Americans assimilate into the white majority culture. Du Bois’ intention, in short, was to inflict his own racism on everyone else. Such is the ruling of the high-school tribunal. 

    It is an analytical disaster. The real Du Bois was, to the contrary, a master of complexity, who understood that complexity was the black fate in America. Du Bois did not want to become white, nor did he want to usher the black population as a whole into whiteness. He wanted black Americans to claim what was theirs, which was the reality of being black and, at the same time, the reality of being American, a very great thing, which was likewise theirs. He knew that personal identity is not a stable or biological fact: it is a fluidity, created by struggle and amalgamation, which is the meaning, rooted in Hegel’s Phenomenology of Mind, of “double consciousness.” A man compromised by “assimilationist” impulses? No, one of the most eloquent and profound enemies of racism that America has ever produced. 

    Kendi is confident of his dualities and definitions. He is profligate with them, in dialectical pairings: “Cultural racist: one who is creating a cultural standard and imposing a cultural hierarchy among racial groups.” Versus: “Cultural antiracist: One who is rejecting cultural standards and equalizing cultural differences among racial groups.” And, with his motor running, one distinguished head after another falls beneath his blade. He recalls Jesse Jackson’s condemnation, back in the 1990s, of the campaign to teach what was called Ebonics, or black dialect, to black students. “It’s teaching down to our children,” said Jackson, which strikes Kendi as another example of “assimilationist” error.  But Kendi does not seem to recognize who Jesse Jackson is. In his prime, Jesse Jackson was arguably the greatest political orator in America — the greatest not necessarily in what he said, which ran the gamut over the years, but in the magnificent way he said it. And the grandeurs of Jackson’s oratorical technique rested on the grandeurs of the black church ministry, which rest on, in turn, the heritage of the English language at its most majestic, which means the seventeenth century and the King James Bible. In condemning the promotion of Ebonics, Jackson was not attacking black culture. He was seeking to protect black culture at its loftiest, as represented by his own virtuosity at the pulpit and the podium — or so it seems to me. 

    But then, Kendi does not like the hierarchical implications of a word like “loftiest.” Naturally he disapproves of the critics of hip hop. He singles out John McWhorter, who has seen in hip-hop “the stereotypes that long hindered blacks,” but he must also have in mind critics like the late Stanley Crouch, who condemned hip hop on a larger basis, in order to defend the musical apotheosis that Crouch identified with Duke Ellington — condemned hip hop, that is, in order to defend the loftiness of black culture in yet another realm. In this fashion, Kendi’s dualities of racist and antiracist turn full circle, and Ibram X. Kendi, the scourge of racism, ends up, on one page or another, the scourge of entire zones — philosophy, oratory, jazz — of black America’s greatest achievements. 

    His ostensible purpose is to help good-hearted people rectify their thinking. It is a self-improvement project, addressed to earnest readers who wish to purge their imaginations of racist thoughts, in favor of antiracist thoughts. This sort of self-improvement is, of course, a fad of the moment. An early example was Race Talk and the Conspiracy of Silence: Understanding and Facilitating Difficult Dialogues on Race, by the psychologist Derald Wing Sue, from 2015, a serious book with its share of genuine insights into microaggressions and other features of the awkward conversations that Americans do have on topics of race. White Fragility: Why It’s So Hard for White People to Talk About Racism, by Robin DiAngelo, a diversity coach, is perhaps the best-known of these books — a slightly alarming book because its reliance on identity-politics analyses has the look of the right-wing race theoreticians of a century ago, except in a well-intentioned version. Ijeoma Oluo’s So You Want to Talk About Race, with its breezy air, is the most charming of the new books, though perhaps not on every page. But Kendi’s version is the most ambitious, and the most curious. 

    He does not actually believe in the possibilities of personal rectification — not, at least, as a product of education or moral suasion. In Stamped from the Beginning, he observes that “sacrifice, uplift, persuasion and education have not eradicated and will not eradicate racist ideas, let alone racist policies.” The battle of ideas does not mean a thing, and racists will not give up their racism. The people in power in the United States have an interest in maintaining racism, and they will not give it up. “Power will never self-sacrifice away from its self-interest. Power cannot be persuaded away from its self-interest. Power cannot be educated away from its self-interest.” Instead, the antiracists must force the people in power to take the right steps. But mostly the antiracists must find their own way, in his phrase, of “seizing power.” The phrase pleases Kendi. “Protesting against racist power and succeeding can never be mistaken for seizing power,” he says. “Any effective solution to eradicating American racism” — he means any effective method for eradicating it — “must involve Americans committed to antiracist policies seizing and maintaining power over institutions, neighborhoods, countries, states, nations — the world.” And then, having seized power, the antiracists will be able to impose their ideas on the powerless.

    This attitude toward the seizure of power is known, in the old-fashioned leftwing vocabulary, as putschism. But as everyone has lately been able to see, there is nothing old-fashioned about it. The manifesto that was signed not long ago by hundreds of scholars at Princeton University, calling for the university administration to ferret out racist ideas among the professors, was accepted, and the university announced its intention to set up an official mechanism for investigating and suppressing professorial error. Can this really be so? It is so, and not just at Princeton. The controversies over “cancel culture” are controversies, ultimately, over the putschist instinct of crowds who regard themselves as antiracist (or as progressive in some other way) and wish to dispense with the inconveniences of argument and persuasion, in favor of getting some disfavored person fired or otherwise shut up. And the controversies have spread from the universities to the arts organizations and the press. I would think that anyone who admires Kendi’s argument for seizing power could only be delighted by the successful staffers’ campaign at the New York Times to fire its eminently liberal op-ed editor, whose error was to adhere to the Times tradition of publishing contrarian right-wing op-eds from time to time — though other people may suppose that putsches in the newsroom and in the universities amount to one more destructive undertow in the larger constructive antiracist wave.  

    A difficulty with putschism, in any case, has always been that putsch begets putsch, and the hard-liners will eventually set out to overthrow their wimpier comrades, and the reaction-aries will set out to overthrow the lot of them; and truth will not be advanced. But apart from the disagreeable impracticality of the putschist proposal, what strikes me is the inadequacy of Kendi’s rhetoric to express the immensity and the depth of the American racial situation. It is a dialectical rhetoric, but not an expressive one. It amounts to a college Bolshevism, when what is required is — well, I don’t know what is required, except to remark that, when you read Du Bois, you do get a sense of the immensity and the tragedy, and the inner nature of the struggle, and the depth of the yearnings.

    Isabel Wilkerson’s alternative to this kind of thinking, presented in Caste: The Origins of Our Discontents, manages to be lucid and poetic at the same time, perhaps not in every passage, but often enough over the course of her few hundred pages. She wishes to speak principally about social structures, and not as much about ideas. Only, instead of looking at economic classes, which is what people typically think of when they think about social structures, she speaks about social castes, as in India. The caste system in traditional Indian society is a rigid and ancient social structure, which divided and still divides the population into inherited classes, whose members work at certain occupations and not others, and perhaps dress in certain ways, or are physically distinct, or have distinctive names, and are forever stuck in the eternity of their caste status. 

    There was a vogue in the 1930s and 1940s for social scientists to venture into the scary old American Deep South and, by applying surreptitiously the techniques of anthropology, to look for social structures of that kind in Jim Crow America. Isabel Wilkerson is fascinated by those people — by the anthropologist Allison Davis especially, a pioneering black scholar, to whom she devotes a few enthusiastic pages in her book. She is taken with Davis’ insights and those of his colleagues. She sets out to update the insights to our own era. And, in doing so, she comes up with a marvelous insight, though it takes her until her fourth chapter to lay it out. A caste system, as she describes it, is defined by its antiquity. It resembles a theater play that has been running for a long time, with actors who have inherited their roles and wear the costumes of their predecessors. “The people in these roles,” she explains, “are not the characters they play, but they have played the roles long enough to incorporate the roles into their very being.” They have grown accustomed to the distribution of parts in their play––accustomed to seeing who plays the lead, who plays the hero, who are the supporting actors, who plays the comic sidekick, and who constitute the “undifferentiated chorus.” The play and the roles are matters of habit, but they take them to be matters of reality.

    In a social system of that sort, custom and conformity are ultimately the animating forces. But then, in the American instance, if custom and conformity are the animating forces, there might not be much point in analyzing too deeply the ideas that people entertain, or think they entertain. And it might not be necessary to go rifling through a philosopher’s papers, looking for unsuspected error. Nor should it be necessary to set up language committees to promote new vocabularies and ban the old ones, in the belief that language-engineering will solve the social problems of past and present. That is Isabel Wilkerson’s major insight. She prefers to make social observations.

    She glances at India in search of perspective into caste structures and customs, and, although Indian civilization differs in every possible way from American civilization, she is struck by the American parallels — by the visible similarities between the African-American caste status in the United States, at the disdained or reviled bottom of American society, and the status of the lowest caste in India, the Dalits, or untouchables, at the disdained or reviled bottom of Indian society. She does seem to be onto something, too. She tells us that, in India, Dalit leaders and intellectuals have been struck by the same parallels, and they have recognized the far-away African-Americans as their own counterparts, and have felt an instinctive and sympathetic curiosity. And then, seeking to deepen her perspective, Wilkerson examines a third instance of what she believes to be a caste structure, which was the situation of the Jews under Nazis in Germany. 

    This seems to me only partly a good idea. There is no question that, in traditional Christian Europe, as well as in the traditional Muslim world, the Jews occupied the position of a marginalized or subordinate caste, with mandated clothing, sundry restrictions, humiliations, and worse. Traditionalism, however, was not the Nazi idea. Still, it is true that, on their way to achieving their non-traditional goal, the Nazis did establish a caste system of sorts, if only as a transitional state, with the Jews subjected to the old ghetto oppressions in an exaggerated form. And some of those measures drew overtly on the Jim Crow precedent in America. Wilkerson reminds us that, in preparation for establishing the Nuremburg Laws for Jews in Germany in 1935, the Nazi leaders undertook a study of American racial laws, the laws against miscegenation, the laws on blood purity, and so forth. And with the American example before them, the Nazis established their Law for the Protection of German Blood and German Honor and their larger code. She tells us that, in regard to blood purity, the Nazis even felt that America, with its “one drop” mania, had gone too far! — which is not news, but is bound to horrify us, even so.  

    But she also draws another benefit from making the Nazi comparison, which has to do with the tenor and the intensity of her exposition. The Nazi comparison introduces a note from abroad, and the foreign note allows her to speak a little more freely than do some of the other commentators on the American scene. The foreign note, in this instance, is an uncontested symbol of political evil, and, having invoked it, she feels no need to miniaturize her American conclusions, and no need to introduce into them an aspect of childhood traumas. She does not draw a veil of critical theory over her presentation. Michel Foucault’s focus on the body appears to enter into her thinking not at all. Nor does she feel it necessary to toy with mental imbalances and nihilist gestures. Nor does she look for ways to shock anyone, beyond what is inherent to her topic.

    She points at the Nazis, and at the American champions of Jim Crow — points at the medical doctors in Germany, and at their medical counterparts in America, who, in the grip of their respective doctrines, felt free to conduct monstrous scientific experiments on victims from the designated inferior race. And any impulse that she may have felt to inhibit her expression or resort to euphemism or indirection disappears at once. In short chapters, one after another, she paints scenes — American scenes, not German ones — of mobs murdering and disfiguring their victims, of policemen coolly executing men accused of hardly anything, of a young boy murdered because of a love-note sent to a girl from the higher caste. She paints tiny quotidian scenes of minor cruelty as well — the black Little Leaguer who is prevented from joining his white teammates in a joyous festivity, or, then again, the Negro League career of Satchel Paige, perhaps baseball’s greatest pitcher, who watched his prime years go by without being able to display his skill in the Major Leagues. She does not twist her anger at these things into something understated, or into something crazy. Nor does she redirect her anger at secondary targets — at the white American resistance to discussing these things, or the lack of communication, or the lack of sympathy. Silence and the unspoken are not her principal themes. 

    Her theme is horror, the thing itself — the murdered victims dangling from the trees. Still, she does get around to addressing the phenomenon of denial and complacency and complicity, and, when she does so, her analytical framework allows her to be quietly ferocious. She reminds us that, apart from leading the Confederate troops in their war against the American republic, Robert E. Lee was a man who personally ordered the torture of his own slaves. He was a grotesque. She tells us that, even so, there were, as of 2017, some two hundred thirty memorials to Robert E. Lee in the United States. To underscore her point, she describes in a flat reportorial tone a public hearing in New Orleans on the matter of what to do about a statue of Lee, at which a retired Marine Corps officer spoke: “He stood up and said that Erwin Rommel was a great general, but there are no statues of Rommel in Germany. ‘They are ashamed,’ he said. ‘The question is, why aren’t we?’” — which is Isabel Wilkerson’s manner of staring her readers in the eye.  

    It would be possible to go through Caste and pick it apart, from the standpoint of social theory. But social theory is not really her theme, even if the anthropologists of the 1930s are her heroes and their concept of social caste drives her book forward. Mostly the work is an artful scrapbook of various perspectives on the black oppression in America, divided into short sections —  on the idea of caste, on the Indian social system, on Indian scholars she has met, on her visits to Germany, on Nazi legal codes, on the horrors of lynching, and still more horrors of lynching, on the severity of Jim Crow laws, on the pattern of police murders of blacks, and, then again, on her own experiences. She recounts any number of vexing or infuriating encounters that she has undergone with people at airports or restaurants, the DEA agents who decide that she is suspicious, the waiter who manages not to serve her table, together with vexing experiences that other black people have had — a distinguished black man mistaken for a bicycle messenger in his own apartment building, a student from Nigeria, whose language is English, praised for being able to speak it. 

    Certain of these incidents may seem ambiguous, and yet they do add up, such that, even if one or two of the incidents might be viewed in a kinder light by someone else, the pattern is hard to deny. The meaning of the pattern becomes identifiable, too, given the historical scenes that she has described. And yet, although she has every desire to register and express her own fury, and no desire to tamp it down, she has also no desire to drown in it. She looks for reassuring signs of a liberating potential, and she finds them here and there —  in the moral progress of the Germans and their reckoning with civic monuments. Barack Obama’s presidency strikes her as a not insignificant step forward. As for what came after Obama — well, she concludes the main text of her book with a sentimental anecdote about a surly MAGA-hatted white plumber, unhappy at having to work for a black lady in her leaky basement, who softens up after a while, which suggests the possibility of progress, in spite of everything. 

    I suppose that hard-bitten readers will figure that Wilkerson goes too far in clinging to some kind of optimism for poor old America. But then, I figure that I have some acquaintance with the potential readership for her book and the several other books that I have just discussed, if only because the readership spent several months in the spring and summer of 2020 marching around my own neighborhood. I can imagine that each of those books is bound to appeal to some of those militant readers, and to disappoint the others. Ta-Nehisi Coates will always be a popular favorite, if only because of his intimate voice, which has an attractive tone regardless of what he happens to be saying. Then again, in the course of the uprising, a carload of gangsters profited from the mayhem to break into a liquor store around the corner from my building and to carry away what they could. And those particular people, if they happen to be book readers, which is entirely possible, may look on Coates with a cold eye, given how lachrymose and virtuous he insists on being. They also won’t care for Alicia Garza’s California life-story and organizers’ tips in The Purpose of Power, and they are certainly not going to see anything of interest in the cheerful suggestions to white people in Ijeoma Oluo’s So You Want to Talk About Race. The gangsters might like Frank Wilderson III’s Afropessimism, though. Heartily I recommend it to them. Still other people, large numbers of them, will prefer the scholarly dialectics and historical research of Ibram X. Kendi. 

    And yet, I suspect that among the book-reading protesters, the largest number will prefer, as I do, Isabel Wilkerson and her Caste  prefer it because of her emotional honesty and directness, and because of her anger, which somehow ends up angrier than everyone else’s among the writers, and, then again, because it is refreshing to find someone with a greater interest in the shape of society than in the marks of interior belief, and still again, because of her streak of optimism. I cannot prove it, but, in my own perception, directness, anger, and a streak of optimism were main qualities that marched in the streets during those months —  even if some people were adrift in academic leftism, and other people were looters, and still others rejoiced in singing, “Jesus is the answer / for all the world today.” The protesters chanted only a handful of slogans, which testified to the discipline that mostly dominated those enormous marches. Sometimes — not often — they chanted “George! Floyd!” — which was the most moving chant of all: the note of death, which underlay the vast national event. But mostly the protesters chanted “black lives matter” — which was and is a formidable slogan: an angry slogan, plaintive, unanswerable. And somehow “black lives matter” is a slogan flecked with a reform spirit of democratic hopefulness, not exactly as in 1854, and not exactly as in 1965, and yet, given the different circumstances, pretty much as in those other eras, in conformity with the invisible geological structures of the American civilization.

    Without

    It is a warm winter mid-afternoon.
    We must understand what happened is
    happening. The colossus stands before us with its signature
    pre-emptivity. It glints. It illustrates.
    At my feet the shadow of the winter-dead bushes wave
    their windburnt stalks. Their leaves
    cast gem-cut ex-
    foliations on the patio-stone—bushfulls of shadow
    blossoming—& different-sized
    heads—& in them leaves, flowers, shoots, burgeonings—
    though when I look up again from their grey chop & slip
    what is this winterdead bush
    to me. This is how something happens but what.
    Inside, the toddlers bend over and tap. They cannot yet
    walk or talk. They sit on the floor one in the high chair. They
    wait. They tap but make no sound. The screen they peer
    down into waiting is
    too slow. The trick
    won’t ever happen
    fast enough. They are waiting for their faces to
    dissolve, to be replaced by the
    quick game.
    If you speak to them, they don’t look up.
    The story doesn’t happen fast enough.
    The winterdead heads move in a sudden breeze.
    The wilderness grows almost giddy with alternatives
    on the cold patio. I stand barefoot in it.
    I always do this as it
    always does this.
    It lies on me. Scribbles a summer-scrawl. I watch my
    naked feet take on the shadow-blossoming without a trace
    of feeling. It feels
    good. As long as I see it it feels
    like years, invasions, legends—a thing with something at its heart—
    it moves the way the living move absent of will—
    the wind will define what is happening here—I call
    a name out—just to check—
    at the one wearing the purple jumpsuit
    with the small blue elephant
    stitched into
    it. The young
    of the elephant starve because the matriarch
    is killed before it can be passed on—where water is, where safe passage,
    how
    to forage, how remember, how mourn. But I
    was talking about the logo.
    If you try to rebuild the world you will go crazy.
    Come outside,
    come out take off your shoes.
    What did you do when the world was ending.
    Before the collapse.
    In the lull.
    They look down into the screen. I can hear
    a towee make two notes then stop. Can hear, further off,
    a woodpecker search the hollow. Tap tap. A silence
    which goes in way too deep
    filling this valley
    I think.
    I had not heard it till
    a minute ago.
    Tap tap. Seeking the emptiness. What breeds in it. The festering.
    The nourishment.
    The whole valley echoes. Tap.
    And a single-engine plane now, like a blender.
    When it goes by the sky is much smoother.
    And the brook running through when wind dies down. There it is.

    We Refused

    amputation. Above the
    knee. You
    r so cold. Winter
    light moves up

    your neck to yr
    lips. For the duration of
    this song to u
    mother the cold

    light moves from yr
    lips to yr new
    permanently
    shut eyes. You

    can’t rave any
    more, slapping
    fury over the countdown of
    minutes, u can’t force yr

    quip in. The hills
    where the sun’s heading
    maintain their dead
    rest. No wind. No rain. The new

    wrong temps in-
    filtrate the too-dry
    grove, each stiffly curling silvery
    leaf—all up

    the slopes. All gleams
    momentarily.
    Each weed at
    the foot adds its

    quick rill of
    shimmering. Then off
    it goes. The in-
    candescent touches it, then

    off it goes.
    All afternoon day will do
    this. Touching,
    taking each thing up—no

    acceleration.
    Dry. Cold. Here
    mother is when it reaches
    yr eyes, the instant when it

    covers yr
    lids, curved to catch all
    brilliance, nothing
    wasted, carved, firm,

    while whatever

    is behind them,

    mind-light, goes.

    Maybe it will
    rain again
    the glittering says,
    but until then I

    will imitate the
    sheen of
    nourishment, of plenty, it says, I
    will be yr water,

    yr rivulet of

    likewater—while I, I, out here,

    bless you with
    this gorgeous
    uselessness
    mother, this turning

    of the planet onto
    yr eyes that refuse
    the visible now & ever
    again….

    We kept u
    as long as we
    cld whole.
    I have no idea

    what this realm is

    but it is ours,

    and as long as u
    are stuck in
    appearance I
    wish for the

    wind-glitter
    to come each day once
    to where you lie
    and wash you

    clean. Losing
    information yr gleaming
    shut lids light
    the end of the whole

    of this day

    again. Let it

    happen again.

    The Story of Dalal

    When the mighty men came back from faraway places, they were strangers in their own homes. They were catered to and kept in the dark. At some point the fathers had to be brought in, implicated if you will, in the deeds of their sons and their daughters, but until that day dawned, until a daughter’s transgressions became too public a matter to be ignored, or a son’s ways could no longer be indulged, the men were pampered and left ignorant. In the dark hours, when a reckoning could no longer be avoided, when the code of the place had been stretched to the breaking point, the women had to do things of great cruelty. It was their burden, their task.

    “She is the sister of men” was the highest compliment paid a woman who had to keep the world intact. To the women fell the task of smuggling diamonds from Sierra Leone because the skilled man of affairs who insisted that the high officials of the customs office were in his back pocket had gotten himself deported out of the country. The women were the ones who kept the constituents of a member of Parliament from finally having it out with him. They were the ones who prepared their sons for the duel and who stiffened their backs, reminded them of the hidden defects and capricious ways of their fathers. And it was their responsibility, of course, to keep the daughters in line. It was but a short distance from the daughter’s conduct, after all, to the mother herself. Better grieve for a daughter than play havoc with the order of things. This is the way things were understood here.

    It happened among us that a woman of radiant strength had to “do something” about one of our daughters. The daughter’s indiscretions had become too much to bear.  The pompous and dangerous head of the household had signaled that his patience was running out. The sturdy woman would do the task that was hers to do. Dalal was taken to her father’s village for burial. The young woman, it was announced, had committed suicide. But it was commonly known that her mother had struck. It had about it an air of inevitability. Dalal had rejected all offers of help and punctured all the pretenses of her people’s code. She had taken a step into a world she could not understand, and she had not known where to draw the line. The evasions and the consolations of the old world, the world of her mother and her aunts, were denied her, but the new ways were not yet internalized by the young woman, who had just begun to see the world on the other side of the prohibitions.

    Dalal had been given the best of what a generation on the make thought their children should be given. Parents who toiled in Africa made possible boarding schools, a new prosperity, a new freedom, less encumbered and burdened by inherited ways of seeing and encountering things. The fears of the old world, the need to “walk by the wall” and to “kiss the hand that you cannot confront,” the fear of the unknown and of the alien, the need to placate and to conceal — from all this the young woman seemed released. The limits that had defined the world of her mother and her aunts had irretrievably collapsed, and with their collapse it was hard to distinguish the permissible from the impermissible.

    Dalal had ventured into the world on the other side of the divide; she was the first of her kin to venture beyond the line of the familiar sounds and customs. She developed a sudden and total disdain for the ways of her elders, for their tales, for their dire warnings. They, in turn, were unable to explain how the young woman should juggle the two worlds on the margins of which she had been placed. There came a time when she began to complain about the women from the village, the grandmothers and great-aunts who came visiting and who stayed at her home. She complained about their tattoos, about their wrinkled and toothless faces, about their prayers and the ablutions that preceded them. Above all, she complained of the smell that clung to the old women: she believed that they came with a special smell. And so she recoiled when they approached her and wanted to kiss her and wish her a life of honor and rectitude in the home of a decent God-fearing man. Yes, Dalal, if you go about doing what is asked of you, if you follow the straight path, if you remain untarnished and your reputation remains unblemished, happiness will come your way, and you will go from the home of your father to the home of your husband, an honored woman in whose reputa-tion and whose conduct your father and brothers can take pride. No other man could humble your family by having his way with you. No ill-wisher could point to you whenever men and women sought to devour the reputations of others.

    A relative of Dalal prided herself on the fact that she  had been the first to detect early signs of trouble. The world here came in very small ways and expressions. The unwashed relatives from the village noted that Dalal did not invite relatives and friends to join a meal in the way that such invita-tions should be extended. Dalal would only offer a single invitation. And when the guest insisted that he or she had just eaten, she always took them at their word and left them to eye the food. In the protocol of the villagers you had to extent endless invitations and drag the guest to the table. Then you watched the guests who had “just eaten” stuff themselves with abandon. But the sophisticated young woman who had broken with her world would not play the game.

    Nor would she willingly join, it was noted in retrospect, her mother and her mother’s friends and guests when she was called to do so. In those sessions, young women learned the ways of their elders and the ways of the world. When she  was forced to participate, Dalal was never fully there. She would not engage in the sonorous language and its clichés, she would not play along. When a visiting friend of her mother told her that Dalal and her son Shawki would make an ideal couple, Dalal had no qualms about saying that Shawki was a buffoon, that she had no interest in him whatsoever, that she would not be traded over coffee between two women from an obsolete generation.

    A strange kind of honesty made Dalal see the hypocrisies of her elders’ world. She began to view their deeds with new eyes, and gradually she began to judge. And because she did, she made her elders self-conscious. In her presence, her tough mother and aunts would at times squirm, and animated discus-sions would often come to an end whenever she walked in.

    But Dalal knew many things that they thought had eluded her. She tired of hearing pieties that were betrayed in daily practice. She had seen through the falsities of her elders. A few years before the trouble began, while still a young girl, Dalal had been used as an alibi for many indiscretions by the older women in her life. She recalled the record of each of the virtuous women who later came to lecture her about her own behavior. She laughed at the pretensions of the cuckolded husbands who knew perfectly well what was going on but preferred to look the other way.

    Dalal had seen her pretentious paternal uncle Abu Hassan pass himself off as a man of the world, proudly displaying his women, letting the word out that he had finally seduced the voluptuous Leila and beaten out the competition. She then set this alongside what she knew of Abu Hassan’s wife. Fair-skinned and vain, sure of her beauty and more sure of the prerogatives of her new money, Abu Hassan’s wife exercised her own options as well. Two or three young men were in the wings, and it was rumored that they were being kept and provided for by the lady herself. Abu Hassan, Dalal knew, was both a rooster and a cuckold. In his own code, of course, he was a hunter and victorious. And in the pronouncements of his wife, the lady was queen in her house, a virtuous woman, cleaner than the ways of the cynical city.

    Dalal’s angle of vision enabled her to see the whole thing. Thus, when the virtuous woman said that she had spotted Dalal coming out of one of the furnished apartments on Hamra Street, Dalal recited what she knew of the other woman’s comings and goings. When given a chance to deny what she had been charged with, Dalal refused. She declined to participate in the charade and the theater that was Lebanese honor. Early marriage suggested itself as a remedy. A man, it was believed, could rein in this kind of passion. Dalal would have her own home, shoulder new responsibilities, and the storm would blow over. She could then begin to make her own discreet trips to the tailor and offer the excuses and the evasions of other women of honor and responsibility. A smug official of her father’s generation was the man recruited to cap the volcano. Dalal’s mother insisted that the man was Dalal’s own choice, that it was an affair of the heart.

    A respectable dowry was given to the unlikely couple. That was what money made in Africa was supposed to do — schools for the boys, dowries for the girls. All prayed that the young woman’s story was over. The determined mother had pulled it off. Dalal had walked from the home of her father to the home of her husband.

    But the hopes turned out to be short-lived. As the young woman explained it, surely she deserved something other than what she got. The man in her life was a man of reasonable distinction. He had studied on his own and risen in the bureau-cracy. But like her parents, Ali was a squatter in Beirut. He had about him the kind of clumsiness that Dalal’s generation was so fond of deriding and so quick to see in a man’s speech, in the kind of tie he wore, in the way he shook hands. Ali  was doomed in the young woman’s eyes: he spoke the Shia dialect of the south. His French was not refined enough. His pronunciation amused the young woman who had learned French properly. That mighty badge of distinction, the French “r,” never tripped off his tongue the way it should have.

    This was a world of mimic men. A dominant culture from afar, its acquisition and its display, its word and its jokes, were what set people apart from one another, what gave some of them a claim to power and self-worth. French pronunciation gave away the origin of men and women, the “age” of money in a particular household: new money spoke French in one way, old money in quite another way. Boys who learned it under the husk tree — or was it the oak tree? — as Ali proudly proclaimed to have done, had no chance of passing themselves off as sophisticated men of a very demanding place.

    The young Tolstoy, who grew up in a culture that borrowed the trappings and the language of France for its court and its gentry and its salons, divided the social world into two principal categories: comme il faut and comme il ne faut pas. Tolstoy’s comme il faut consisted “first and foremost in having an excellent knowledge of the French tongue, especially pronunciation. Anyone who spoke French with a bad accent at once aroused my dislike. ‘Why do you try to talk like us when you do not know how?’ I mentally inquired with biting ironies.”

    Dalal’s husband was definitely comme il ne faut pas. He knew nothing of the ups and downs of the relationship between Jacques Charrier and Brigitte Bardot. He was not familiar with the songs of Charles Aznavour and Sasha Distel. He told what for his wife and her companions were dreadfully boring stories about his triumphs in the bureaucracy, how this or that political boss needed his help and his patronage, how he had clashed with the minister and how the cabinet member had backed down because of his own superior knowledge and judgment. And he endlessly recited the familiar tale of how he had come into Beirut a quarter-century ago, how he had studied by the light of a kerosene lamp, how he had been one of the very first Shia boys from his world to graduate from the Lebanese University, how vain city boys taunted him about his village and his past, about the idiom and the twang of the countryside.

    The man of position had achieved all he could have hoped to achieve. But none of it mattered to the irreverent young woman by his side. That kind of tale would have filled the heart of a woman a generation older than Dalal with great pride. A different woman — denied, or spared, the world that Dalal had now seen — would have viewed his triumph as hers, and that of her kin. But this was not the kind of man to cut an accept-able figure in the mind of a young woman who had grown up on a diet of French novels and films, who was courted by young men who had nothing to do other than sharpen their skills for the hunt: those effeminate young men with shirts unbuttoned to their navels, those dandies with their gold chains, with their melodramatic and insinuating puffs on their Gitanes, with new cars purchased by fathers who tackled hell in remote places, were surely no match for the sturdy qualities of Ali, with his yellow socks and bad French.

    A real man, the sober official insisted, should not be compared to such flimsy material. But this flimsy material was the new world, the world to which his treasured young wife belonged. Ali could not take the chic young woman back to where he and her father had come from, to the village where women still dried and saved cow-dung for fuel, where children used the bones of dead animals for toys. How was he to communicate his world, and its wounds and its limits, to someone who had not known it? How was he to tell Dalal of his cruel and terrifying father, who humiliated him at every turn, and of the schemes of his stepmother, and of the distance he had to cover, forever on the run, unable to take anything for granted or to believe that he had anything to fall back upon? His family had thrown him into a mighty storm, and he had been denied even the possibility of a graceful, quiet failure.

    As the young woman picked on the filet mignon that was delivered to her doorstep, he very much wanted to tell her, while knowing full well how much of a bore he would be, of the white bundle that used to come to him while away at school, of the few scrawny potatoes in it, of the endless diet of lentils, of the few thin loaves of peasant bread. Child, Ali wanted to scream, and he often did, where have you been and what have you seen? You were spared such terrors and such needs. Ali’s generation had ploughed and had sown, and Dalal was the harvest. Ali’s generation, the generation of Dalal’s father, had never bothered to inquire as to the ends of such striving and such toil. With a hellish world to their backs, they had kept on the run. And now the journey had culminated in signé shirts and blouses, in spoiled daughters and sons, in endless trips to reputable tailors, in dining rooms whose décor was declared obsolete soon after it had been lavishly purchased and proudly displayed.

    The net that entangled women older than Dalal failed to entan-gle her. She was too far gone to submit and to accept. Hard as her husband and her mother would try to keep her within the boundaries, the young woman had become brazenly independent. She put very little if any effort and time into covering her tracks. The furious beatings administered by her mother and her husband were to no avail. On the morning after, she would plunge into it again, and ill-wishers would report her latest escapades. She was seen going into and coming out of this or that building, she had succumbed to the blandishments of yet another dandy who would proudly report his latest conquest. In the carefree city that outsiders loved so much for its freedom and its joie de vivre, the men and the women who lived there were suffocated and hemmed in by so many curious, watchful eyes. Even the trees had eyes here, wrote the sensitive novelist Hanan As-Shaykh.

    The gossips had seen it coming. The coroner’s and police reports about the terrifying day were met with the usual derision: the verdict of suicide, it was said, was secured by the payment of a large bribe. An ivory tusk, an expensive one of which Dalal’s family was proud, had exchanged hands and now adorned the coroner’s living room. The officials were men of this society, after all: they knew their world and what it drove men and women to do.

    When Dalal’s body was taken to her father’s village, her father and her husband were on hand to receive the condolences of those willing to treat it as a case of suicide. But the day belonged to her mother, the tower of strength, the victim and the killer, sure in her grief that she had done what she did for the sake of her other daughters, of her sons, of her home. The mother wailed, disheveled her hair, tore at her own clothes. She lined up all of Dalal’s shoes, all those elegant shoes that the young woman had bought with the new money, and she spoke to them, it was said, about the young woman who had departed at so tender an age. She wanted Dalal, her Dalal, back. The fancy shoes and the primitive code of honor: this country played them side by side.

    A new and intense piety overtook Dalal’s mother after the deed was done. A few years younger than my own mother, more exposed to the ways of the modern world, she would from then on accompany my mother to the holy shrine of Zaynab, the daughter of Imam Ali, in Damascus. When unable to do so, she would give my mother money and food to give to the poor who gather around the shrine, and to the keepers of the shrine. The “secret” was shared between the two women on one of those journeys to Damascus. My mother was of two minds. She abhorred the deed, but she respected the mighty woman and she knew what pressures and expectations had led her to do what she had done. Dalal, my mother said in defense of the woman, was a “piece of her mother’s liver”: nothing could be more precious than one’s own child. But for some time Dalal’s mother had been walking on eggshells. Dalal’s father, now a prosperous man, had become restless, and there was a danger that he would go beyond the common indiscretions, that one day a clever young huntress would lure him away from his family. A fallen daughter would serve as a convincing pretext and the honorable man would be released in his own eyes from a home that had disgraced him. Sadness and grief, my mother believed, were better than disgrace. Dalal’s mother had done a terrible duty, but decency required that those quick to judge should hold their tongues. Love, even maternal love, was a luxury here. It was given when it could be afforded, when men and women were not up against the wall, when others were not busy clawing away at their reputations, threatening them with exposure and shame, leading them into ditches where even “pieces of their liver” had to be inexorably removed.

    After the deed was done, Dalal’s mother was never as commanding as she was before, her face never quite as bright. She no longer sounded sure of herself. The tough woman who had survived hellish years in Africa, who had single-handedly built a fortune after her husband was deported out of Ghana, who had put aside enough money to aid her father and a pretentious brother who could never make ends meet, who was generous to the multitude of relatives and of stray men and women who walked to her door with a hard luck story, was transformed overnight.

    The letters that I wrote for her to friends and relatives in Africa, which previously had to be read back to her over and over again and repeatedly corrected before they met with her approval, became perfunctory. She trusted the writing, she said, there was no need to read them back. The tales she told in the letters to relatives and friends were no longer crisp and chatty. They had about them a matter-of-fact quality. One letter that she drafted to the overbearing husband, who was always in and out of the country, reported that all was well in the family, that she would see to it that all was well. This letter, and this section in particular, was read to her over and over again at her request. She wanted some hidden meaning to be transmitted, some knife perhaps to jump out of the pages, some sense of the cataclysmic deed that she had done — a reminder to the honorable man that it was she who had to keep the world intact, that he would never quite understand her sacrifice and her anguish.

    But the lines penned by the letter-writer fell short of what she wanted. Arabic, the language of cruel innuendo and hidden meanings and intricate alleyways, failed Dalal’s mother on that day. And with uncharacteristic sharpness, she told the attentive scribe that his style had deserted him, that he should be sure to plan a future that excluded a writing career. Yet she wanted the young man drafting the letters to stick around that day. She could bear no solitude. More than that: the drafter of the letters had been a friend of Dalal. The two of them had exchanged jibes and put-downs, they had tested one another about the latest fads, about books and movies. Dalal had insisted that the Arabic letters at which the young man excelled, which had brought him not only spending money but also access to the secrets of so many families here, gave him away as a product of the old culture, that the formal structure of the letters, the frequent invocation of Allah’s name and blessing and praise, confirmed the old mentality.

    Dalal and her friend who was good at Arabic letters had shared what they had shared. It was enough for Dalal’s mother that the young man stuck around that day. They both knew when they were speaking of the dead. They both knew the hidden language of lament and yearning. The mother very much wanted her daughter’s friend to know, without uttering a word about the entire matter, that it had all been a tragic act of last resort, that nothing else could have been done, that a mother’s grief exceeds the imagination of the closest, the kindest, the most outraged of friends.

    My family’s home was in the village of Arnoun, in the district of Nabatiyya. I was the son of Ali Ajami of Arnoun and Bahija Abdullah of Khiam whose marriage soon ended in divorce. My mother had come to this ill-starred village when she married my father. She had come from a large clan, the Abdallahs, from Khiam, a town in the valley of Marju’un. Khiam was not far away. The distance could not have been more than fifteen kilometers. But that was far enough to make it seem like a distant land. Khiam was a place where children played next to running streams and women had time to tell exquisite and drawn-out tales. The men working Khiam’s fields retired to places in the shade; the exuberant women passing by gave more taunting and playful remarks than they received.

    Arnoun, at the foot of Beaufort, the Crusader castle, was a different kind of place, harsh and forbidding, surrounded by granite cliffs. There was to the place the feel of living in a quarry. Here the banter was less kind, and the men more sullen and brittle. The women struggling uphill to the wells, with jars on their heads, had little time or energy for chatter. There was a pond in Arnoun at the entrance of the village, near the grey mausoleum where my grandmother’s parents were buried, but the pond that drew in the rain always dried up in no time. It was by its cracked, wrinkled surface that I knew the pond.

    Hyenas stalked the place. But as they said in Arnoun, the sons of Adam were more frightening than the hyenas. At the edge of the village, beyond its scattered patches of tobacco, its few fig trees, was the wa’ar, the wilderness — rocky, thorny land without vegetation. The wa’ar was more than a place beyond the village. It was a point beyond censure. It was from 

    the wa’ar, the wild heath beyond the village, that the hyenas turned up. The dreaded creature, it was said, could cast a spell on its victims. Stories were told of infants taken to the wa’ar who were never brought back. Daughters who dishonored their families were taken to the wa’ar. In the legend of the wa’ar, there was a rock where a shepherd had killed his sister who had gone astray. He had taken her there, slit her throat, and left her to die. For many years afterward Arnounis still swore they could identify the rock where the shepherd had done horror’s work.

    My beloved mother, I know of the hellish years that you spent in my father’s village, of the backbreaking toil. It hurts me to know what it was like, to think of how much you endured. I know that you spent a good deal of your life without a man’s protection and a man’s labor and a man’s support. I remember that I am a stepson, that my mother is not there to defend me against a heartless father. I know the tales of hurt you want me to remember. I live amid the tales. But all I want is for the tales to release me from their grip. If this is infidelity, so be it. I want to be your son, I shall always be so. But I do not wish to appropriate your sorrow and your defeat and make them mine. Surely in your galaxy of imams and their sayings, in your endless supply of parables and proverbs, there must exist the possibility of a life lived without man being hunter or prey.

    The Conservatives and The Court

    Earl Warren’s retirement in June 1969 ended his run as Chief Justice of the most progressive Supreme Court in American history. Richard Nixon appointed Warren Burger to replace Warren, and Republican presidents selected the next five Justices over the seventeen years that Burger presided as Chief Justice. And yet the Burger Court, while tacking a bit to the right, continued to embrace activist interpretive method-ologies and to issue progressive decisions. The most famous example, but a typical one, was its decision in Roe v. Wade in 1973. There the Court discerned in the Fourteenth Amendment’s due process clause a “right to privacy” — a right that appears nowhere in that clause — that gave a pregnant woman the prerogative to abort a fetus until viability. The opinion was written by Harry Blackmun, a Nixon appointee, and joined by Burger and another Nixon appointee, Lewis Powell. In 1983 the title of a book by Vincent Blasi, a professor at Columbia Law School, summed up the state of affairs at the time: The Burger Court: The Counter-Revolution That Wasnt. 

    When I entered Yale Law School in the fall of 1986, the conservative legal movement born in reaction to the Warren and Burger Courts’ makeover of American life was in its infancy. In mid-September, the Senate confirmed William Rehnquist, a hard-conservative voice on the Court since 1972, to replace Burger as Chief Justice. That same day it voted 98-0 for Antonin Scalia to replace Rehnquist as an Associate Justice. Scalia was little known outside conservative circles, but he was famous in them for his attacks on jurists who departed from the text of statutes and the Constitution when interpreting them. The Federalist Society, the now-dominant conservative legal organization, had been founded a few years earlier but was still a fledgling force. Conservative ideas were not taken seriously in law schools or the legal culture at the time. Robert Bork, who had left Yale five years earlier, observed that his colleagues found his conservative text-based approach to constitutional interpretation “so passé that it would be intellectually stultifying to debate it.” 

    After Reagan nominated Scalia, Republican presidents chose seven of the next eleven Justices on the Court that is now headed by a George W. Bush nominee, Chief Justice John Roberts. Three of those Justices, Neil Gorsuch, Brett Kavanaugh, and Amy Coney Barrett, were chosen by Donald Trump. And yet despite the fact that Republican presidents have appointed fifteen of nineteen Justices since Warren, and despite undoubted successes, many conservatives are still waiting for the counterrevolution. Roe has not been overruled. The Court has recently recognized new constitutional protections for gay rights, including a right to gay marriage. Affirmative action, another constitutional solecism for conservatives, still lives. And in June 2020, in a case called Bostock v. Clayton County, the Court, in an opinion by Gorsuch, ruled that the ban on “sex” discrimination in employment in the Civil Rights Act of 1964 made it unlawful to fire an individual merely for being homosexual or transgender. 

    Gorsuch reached this conclusion in reliance on “textualism” — the method of statutory interpretation championed by Scalia, and for decades a rallying cry of the legal right alongside originalism. Many conservatives were shocked that a Trump appointee invoked Scalia’s method to recognize categories of discrimination that conservatives have long sought to deny legal recognition. It was especially shocking since textualism seemed to serve the very judicial activism in the recognition of novel rights that it was designed 

    to foreclose. Bostock represents “the end of the conservative legal movement, or the conservative legal project, as we know it,” said Senator Josh Hawley, a Yale-trained lawyer and former Supreme Court litigator for conservative social causes, in a fiery speech on the floor of the Senate. 

    Hawley was exaggerating for political effect. On issues other than the social conservative ones such as abortion and gay rights that he cares most about, the movement has been hugely successful in changing the legal culture and the composition of the federal judiciary, and in moving public law sharply to the right. And that was before Trump replaced the very liberal Ruth Bader Ginsburg with the youthful and very conservative Barrett, four months after Hawley spoke. The Court’s conservative majority is now larger, younger, and more conservative than it has been in a century, and maybe ever. And yet it remains unclear whether the Court will transform American life as the conservative legal movement hopes, and as progressives dread. 

    The conservative legal movement developed two methodological responses to the perceived excesses of the Warren and Burger Courts. Both purported to be value-neutral mecha-nisms that were designed to restrain judges. 

    The main target of conservative legal jurisprudence was progressive interpretations of the Constitution. The Warren Court (1953-1969) recognized a right to marital privacy, including the right to use contraceptives, in the “penumbras” of the Bill of Rights; up-ended the settled understandings of the Fourth, Fifth, and Sixth Amendments to foster a defendant-friendly revolution in criminal procedure; issued many progressive rulings on race, most notably Brown v. Board of Education; practically eliminated prayer in school; and dramatically reorganized redistricting and apportionment rules governing elections under the guise, mainly, of equal protection of the law. The Burger Court (1969-1986) continued the progressive trend. It decided Roe, temporarily invalidated the death penalty, blessed affirmative action in education, and practically eliminated structural constitutional limits on congressional power. 

    Laurence Tribe of Harvard Law School, a progressive icon, captured conventional wisdom in the academy when he justified these and similar decisions on the ground that the Court’s job in constitutional interpretation is to discern “the contemporary content of freedom, fairness, and fraternity.” As Justice William Brennan, an intellectual leader of the Warren Court, explained, “The genius of the Constitution rests not in any static meaning it might have had in a world that is dead and gone, but in the adaptability of its great principles to cope with current problems and current needs.” The problem with these views, conservatives maintained, was that they had “almost nothing to do with the Constitution and [were] simply a cover for the Supreme Court’s enactment of the political agenda of the American left,” as Lino Graglia of the University of Texas put it. 

    Originalism was the right’s response. It maintained that Justices should aim to discern the original meaning of provisions of the Constitution (including the amendments) at the time they were adopted. Ideas akin to originalism had informed judicial theory and practice since the founding of the nation, but “originalism” became the organizing term and principle of conservative constitutional interpretation in the 1980s — due primarily to a series of speeches by Attorney General Edwin Meese that drew national news coverage and responses from two sitting Supreme Court Justices; to Scalia’s powerful writings on and off the Court; and to the left’s disparagement of originalism during Bork’s failed confirmation for a slot on the Supreme Court in 1987. 

    The basic argument for originalism was that the Constitution is a form of law that should be interpreted consistent with its fixed meaning when ratified. Any departure from that fixed meaning is an illegitimate and unconstitutional arrogation of power by the unelected judiciary. “The truth is that the judge who looks outside the Constitution always looks inside himself and nowhere else,” Bork maintained. Originalism, conservatives argued, promoted democratic decision-making by giving priority to the decisions of the polity that ratified the Constitution rather than the preferences of unelected judges. The theory also purported to ensure decisions “would not be tainted by ideological predilection,” as Meese put it, by restraining judges to application of neutral principles traceable to the Constitution itself. Originalism thus rested on two types of argument: a positivist claim about what counted as constitutional law, and a pragmatic institutional claim about securing judicial restraint. 

    The political and academic left subjected originalism to withering criticism because of its supposedly retrograde implications (which contributed to the sinking of the Bork nomination), and because originalism in its early guise was analytically deficient in a number of ways. Even Scalia acknowledged that originalism is “not without warts,” and he justified it partly on pragmatic grounds as a “lesser evil” to progressive constitutional interpretation. 

    But originalist judges and scholars developed more sophisticated and defensible accounts in response to the critics. And over the succeeding decades, as the number of conservative judges and scholars committed to the method grew, it became influential in constitutional interpretation. The method has many important variations, and it is not universally applied even by conservative judges. Yet there is no doubt that constitutional interpretation across the run of cases now focuses more on constitutional text and original meaning than it did during the Warren and Burger courts. And in political debate, confirmation hearings, and the legal culture generally, originalism has had an even bigger impact. 

    Originalism rose to legitimacy for many reasons. It appealed to ordinary intuitions about what lawyers are supposed to do. The widespread academic attacks on it gave it an implicit legitimation. Progressive scholars failed to generate an equally compelling and accessible justification for their preferred constitutional method, which is often called “living constitutionalism.” Scalia’s brilliantly crafted and forceful originalist opinions often won the argument even when he was in dissent. And a massive conservative juggernaut (about which more in a moment) successfully promoted the doctrine. 

    Perhaps the best evidence of originalism’s influence is its imitation by progressive scholars. Akhil Amar of Yale Law School deploys ingenious readings of Constitutional text and structure, deeply informed by history, to reach a range of contrarian progressive conclusions about the Constitution, especially the Bill of Rights. Jack Balkin, also of Yale, is even closer to conservative originalism in relying on the original meaning, but he does so at a much higher level of abstraction that allows him to generate progressive interpretations. More generally, courts and scholars across the board now take constitutional history, and especially the history of the adoption of the Constitution and its subsequent amendments, much more seriously than before originalism’s ascendance. Originalism has not won over the courts in all constitutional cases — no legal or interpretative methodology has done that. But today it is a legitimate, widely practiced, and growing form of legal argumentation, a remarkable accomplishment since the 1980s.

    The second conservative focus was the Warren and Burger Courts’ progressive approach to interpreting statutes. This approach tended to de-emphasize the text of the statutes and to be guided instead by Congress’ aims in enacting the statute, as discerned, for example, in legislative reports, hearings or floor statements, and other forms of “legislative history.” The departures from statutory text almost always served progressive ends. 

    A classic instance came in 1979 in a case called United Steelworkers of America v. Weber, which ruled that affirmative action to favor black employees did not violate the Civil Rights Act’s ban on employment discrimination based on “race.” The Court rejected a “literal construction” of the statute because a ban on affirmative action was “not within its spirit, nor within the intention of its makers,” which was to promote employment among blacks. 

    Textualism, a cousin of originalism, was a response to cases such as Weber. Conservatives — most notably Scalia — argued that the singular “spirit” of a statute was practically impossible to discern, and that often-tendentious legislative reports written by staffers and speeches by individual members of Congress were not reliable guides to such intention. The role of the judge is to interpret the text of the statute — the only words subject to the constitutionally prescribed lawmaking process of bicameral approval and presentment to the president. Except in rare instances, judges who went beyond the text were usurping legislative authority. 

    This approach sought to ensure judicial restraint and promote democratic decision-making for reasons akin to originalism: by constricting the legitimate sources of interpretive meaning, it curtailed judges’ discretion to import their own values into the statute that Congress enacted, and helped to ensure that the people’s representatives, not unelected judges, made the law. And like originalism, this theory purported to be neutral about ends. The stated aim was not for judges to achieve particular conservative outcomes, but rather to follow the dictates of Congress in whatever direction that led. 

    Textualism, like originalism, has been subject to a fierce academic debate during the past few decades. In courts, it has proven even more consequential than originalism. “Scalia’s textualist campaign was tremendously influential,” noted Jonathan Siegel of George Washington University Law School. “He changed the way courts interpret statutes,” and his influence “is visible in virtually every Supreme Court opinion interpreting statutes today.” The Bostock decision about sexual orientation and transgender rights was basically a fight over the meaning of Scalia’s undoubtedly victorious textualist legacy. Not every jot and tittle of Scalia’s textualism governs in every Supreme Court statutory decision, but the Court’s approach to statutes now always begins and often ends with statutory text. Few if any methodological victories in the Court have ever been so complete.

    As this sketch makes plain, no one is more responsible for the rise of conservative legal thought than Antonin Scalia. His “interpretive theories, communicated in that distinctive, vivid prose, have transformed this country’s legal culture, the very ground of our legal debate,” as Justice Elena Kagan noted in an introductory essay in a volume about Scalia’s legal thought. “They have changed the way all of us (even those who part ways with him at one point or another) think and talk about the law.” And yet the Scalia revolution, as the modern conservative legal movement could aptly be called, did not take place in a vacuum. It was the fruit of a larger political movement that began meekly in the Nixon administration and then caught fire in the Reagan administration. The movement and its associated network had many nodes, but at its center was the Federalist Society. 

    The Federalist Society began as a response to the ideologically one-sidedness of American law schools like the one I encountered at Yale in the 1980s. (The University of Chicago Law School was an exception to this one-sidedness; it had numerous prominent conservatives on its faculty in the 1980s, including Scalia, who helped the Federalist Society get off the ground.) In 1982, law students at Yale and Chicago convened a conference at Yale as a one-off counterpoint to “law schools and the legal profession [that] are currently strongly dominated by a form of orthodox liberal ideology.” 

    The conference was a wild success, and demonstrated the appeal of a forum for conservatives to discuss their legal ideas. The students quickly organized, got funding from conserva-tive donors, and began to open chapters in law schools and (for practicing lawyers) in cities around the nation. “Conservative law students alienated in their home institutions, desperate for a collective identity, and eager for collective activity provided a ripe opportunity for organizational entrepreneurship,” the political scientist Steven Teles remarks in his important study of the movement. Almost by accident, they tapped into and helped organize a larger conservative political demand for changes to the federal judiciary. 

    The Federalist Society was and remains, at heart, a debating club. (I was briefly a member in the 1990s, and I informally supervise the local chapter at Harvard Law School.) Its founders believed that the best way to develop and spread conservative ideas was to host intellectual exchanges between conservatives and progressives. The emphasis on argument exemplified the intellectual seriousness of the group, and its confidence that the best way to legitimate its ideas was to see how they stood up to the ones that prevailed in the classroom and the bar. It also, as Teles aptly describes it, “made the organization open and attractive to outsiders, moderated factional conflict and insularity, and had a tendency to prevent the members’ ideas from becoming stale from a lack of challenge.” The main factional conflict then and now — and one that has flared up in recent years — is between the deregulatory libertarian wing that was most interested in judicial efforts to reduce the size of government and the social conservative wing that abhorred (and sought to stop and to reverse) judicial recognition of progressive rights such as abortion. 

    Yet the Federalist Society evolved into much more than a debating society. It quickly became a focal point for conservative networking for political appointments in the federal government and for clerkships in the federal judiciary. Conservative students thronged to its popular annual convention in Washington, D.C. to watch marquee debates and rub elbows with icons in the movement that the Federalist Society helped to form — Supreme Court Justices, prominent lower court judges, Attorneys General and other Cabinet Secretaries, Senators, and other famous lawyers. It is hard to think of a more important annual conservative gathering, except perhaps the Conservative Political Action Conference meeting. 

    Through these and related mechanisms the Federalist Society flourished in its influence — especially as its student members grew up and began to populate the federal bench through appointments in the George W. Bush administration and especially the Trump administration. It also grew in its attractiveness to young conservatives, especially as a mechanism to advance one’s career. There is no formal pipeline between membership in the Federalist Society and law clerk jobs or executive branch appointments. But membership signals a commitment to conservative legal principles to potential conservative employers and opens many informal channels to them. 

    Despite its prodigious impact on conservative networking, the Federalist Society has sought to maintain neutrality on legal issues and judicial politics. It accurately claims that it does “not lobby  for legislation, take policy positions, or sponsor or endorse nominees and candidates for public service.” Its only formal principles are the ones it announces at the outset of every gathering: “that the state exists to preserve freedom, that the separation of governmental powers is central to our Constitution, and that it is emphatically the province and duty of the judiciary to say what the law is, not what it should be.” 

    And yet its careful efforts at broad-mindedness and political detachment have not stopped the Federalist Society from growing more political over the years. At its annual conventions the organization has increasingly showed off its connections to, and influence over, the legal decisions of Republican administrations. And while it has always had senior Republican officials speak at its conferences, these speeches have grown to be less about judicial politics and more about just politics. In a self-consciously partisan speech at the annual convention in 2019, for example, Attorney General William Barr was interrupted with extended applause after he claimed that “the Left” is “engaged in a systematic shredding of norms and undermining the rule of law.” He added that “so-called progressives treat politics as their religion,” are on a “holy mission,” and are “willing to use any means necessary to gain momentary advantage in achieving their end, regardless of collateral consequences and the systemic implications.” 

    The Federalist Society has also grown intellectually narrower and more homogenous. When I began teaching a quarter of a century ago, many conservative legal theories competed for supremacy among Federalist Society members. But in the last decade especially, originalism and textualism have risen to become the society’s (and the larger movement’s) orthodoxy. “Tonight I can report, a person can be both a committed originalist and textualist and be confirmed to the Supreme Court of the United States,” said Justice Gorsuch, seven months after he joined the Court, at the Federalist Society’s annual convention. Gorsuch received wild applause for this statement, which everyone in the room understood to be the core of what the Federalist Society is about. He also mocked the Federalist Society’s critics, thanked the crowd for its “support and prayers through that process,” and vowed to 

    maintain its principles on the Court. Politico described the surprisingly political speech as a “victory lap at the Federalist Society dinner.” 

    Gorsuch’s pledge of fealty underscored the Federalist Society’s astounding impact on the federal bench during the Trump presidency. “We’re going to have great judges, conservative, all picked by the Federalist Society,” said Trump in 2016. He followed through on that promise by turning over judicial selection to White House Counsel Donald McGahn, a committed Federalist Society member, and Leonard Leo, who for decades served in senior positions in the Society and who remains on its board. Leo took a leave of absence during the George W. Bush administration to help with judges (and was influential in the selection of John Roberts and Samuel Alito), and then did the same during the Trump administration, where he has had an even bigger impact. 

    The Federalist Society accurately maintains that Leo did this work in his personal capacity. But he was the public face of the Society even if he was formally disconnected from it when he working for the White House, and he drew on his deep relationship to its members in that process. After Leo introduced Vice President Pence as “one of us” at a Federalist Society event in 2019, Pence at the outset of his speech stated that the Trump administration and the nation owe Leo — whom Pence identified as “the Vice-President of the Federalist Society” — a “debt of gratitude” for his “tireless work,” a reference to Leo’s judge-picking. 

    Leo is merely exemplary of the deep and multifarious conduits between the Federalist Society and the Trump White House. The organization is so constitutive of the conserva-tive legal movement, and has such a strenuous grip on its imagination, that it would have been enormously influential in Trump’s judicial selection even if Leo had not been there. And its influence has been historic. In one of the defining accomplishments of his presidency, Trump placed Gorsuch, Kavanaugh, and Barrett on the Supreme Court, and over two hundred judges on the lower courts. The vast majority of these judges are proud long-time members of the Federalist Society who had been nurtured by it and absorbed its values over the course of their careers. These judges are on the whole immensely well-credentialed and qualified — a tribute (among other things) to decades of Federalist Society-facilitated clerkships on the increasingly conservative Federalist Society-influenced Supreme Court. 

    This success has invited controversy and pushback consonant with the high-stakes battle for control of an unelected judiciary that has steadily expanded its policy-making writ for a century. The Federalist Society that then-Harvard Law School Dean Elena Kagan said she “love[d]” in 2005 for its commitment to debate and its contributions to intellectual diversity is now widely despised on law school campuses and on the political left more generally. Federalist Society members at many law schools are today often shunned or put down in strident personal terms, inside and especially outside the classroom. They have gotten the message and speak up less often in class than a decade ago on issues such as affirmative action, gay and transgender rights, immigration, and criminal justice. With rare exceptions, top law schools have throughout my lifetime lacked intellectual diversity on a left-right axis in public law, but the attacks there on disfavored conservative positions have never been more open or vicious. The main impact of these attacks is to make law schools even less interesting intellectually, and to drive conservative students deeper into the Federalist Society cocoon.

    Outside of law school, the Federalist Society is often subject to stinging political reproach. Typical is a report in May 2020 by three Democratic Senators that described the Federalist Society as “the nerve center for a complex and massively funded GOP apparatus designed to rewrite the law to suit the narrow-minded political orthodoxy of the Federalist Society’s backers.” The Federalist Society is no more narrow-minded or political than the dominant legal establishment institutions it was created to challenge. If anything, it is less so, since it continues to operate more thoroughly in the world of ideas and argumentation than its rivals. But it is a political organization, and not just the debating society it holds itself out to be. This is so by default if not by design, since it is the intellectual nerve center of the enormously consequential fight for judicial dominance.

    In January 2020, the Judicial Conference of the United States’ Codes of Conduct Committee circulated a proposal to ban federal judges from being members of the Federalist Society or the American Constitution Society (ACS), the progressive organization founded in 2000 as “an explicit counterpart, and counterweight” to the Federalist Society. ACS never achieved nearly the influence of the Federalist Society, and the proposal clearly sought to hurt the latter. The ostensible reason for the proposed ban was that membership in these groups raises questions about judges’ impartiality. The Committee’s true aim was revealed when it declined to propose a ban on membership in the American Bar Association, a group that, unlike the Federalist Society, is heavily involved in legal advocacy — primarily for progressive causes. The proposal was dropped a few months later. But it, as well as the Senators’ report, are signs of the Federalist Society’s enormous political success. 

    The conservative legal movement’s original aim was to separate legal interpretation from personal values in the hope of quell-ing judicial activism. The rising influence of originalism and textualism, many on the right believe, accomplishes this. On this view, Gorsuch’s deployment of textualism to reach a progressive result in Bostock is evidence of success, not failure, since it shows that the methodology is value-neutral enough to produce outcomes contrary to a judge’s personal wishes. The same is true, for example, of Justice Scalia’s occasional originalist opinions that expand criminal defendant rights, and of Justice Thomas’ attacks on qualified immunity — a bête noire in progressive circles for shielding bad cops from liability — as lacking any basis in Congress’ textual commands. To many conservatives these examples illustrate the integrity of their principles. One rarely sees progressive Justices deploying their favored methodology to reach politically conservative results — especially since most lack constraining methodological commitments.

    But despite the packaging, conservative methodologies are not value neutral, and they have not always been deployed consistently or in value-neutral ways. Originalism as understood by most conservatives is oriented toward constitutional meaning in 1789 and the post-Civil War period (when the Reconstruction Amendments passed), and away from the progressive gloss put on constitutional provisions from the 1930s through the 1970s. The politically liberal results produced by originalism are the exception, not the rule. Bostock is also an exceptional instance of textualism, which on the whole leads to politically conservative results. One of many examples is the Court’s reversal of its prior tolerance of plaintiff’s suing for relief under federal law absent explicit congressional authorization — a change that has dramatically curbed the scope of federal rights.

    The rise of originalism and textualism is one reason why the recognition of new constitutional and statutory rights has slowed in recent decades (the Court’s recognition of a robust Second Amendment right to bear arms is an exception), and why American public law generally has moved sharply to the right. On issues ranging from voting rights to structural federalism to free speech and religion to many issues of court access, the Court has curtailed or reversed Warren and Burger Court precedents, and not always through close adherence to originalism or textualism. The Court has also grown aggressively pro-business across a wide range of issues in ways that are often disconnected from judicial philosophy. 

    As conservatives’ power on the Court has grown, judicial restraint — the original justification for originalism and textualism — has diminished. Many conservatives now abjure the deference to democratic enactments that was once the hallmark of conservative legal philosophy, and argue for a more assertive stance to strike down modern state and federal laws based on distant understandings of constitutional meaning. They are also more inclined to reject progressive precedents that conflict with the originalist Constitution. Justice Thomas is a leading proponent of this view on the Supreme Court. As he explained in 2019 in Gamble v. United States: “When faced with a demonstrably erroneous precedent, my rule is simple: We should not follow it.” 

    In many contexts, however, conservative disrespect for precedent is not based on a return to original meaning. A good example is the conservative turn on the First Amendment. In 1971, Bork stated the traditional conservative position in a famous article that argued that the First Amendment should be narrowly construed to protect only political speech. When the Court, in 1976, recognized First Amendment protections for “commercial speech,” Rehnquist was the lone dissent. Yet in recent decades conservatives have embraced the view that Bork and Rehnquist rejected. They have repurposed the First Amendment as a libertarian sword to strike down all manner of disfavored laws, ranging from business regulations to campaign finance restrictions. 

    An extraordinary decision in this vein came in 2018, when the conservative majority overruled a four-decade precedent to rule that the First Amendment prohibited the state from forcing public sector workers to pay for union activity when they did not join the union — a long-standard labor practice. The majority, in an opinion by Justice Samuel Alito, barely glanced at the original understanding of the First Amendment. Justice Kagan in dissent charged it with “weaponizing the First Amendment, in a way that unleashes judges, now and in the future, to intervene in economic and regulatory policy.” It was a fair critique.

    But the main targets of conservative libertarian activism are the federal agencies that, with little concrete guidance from Congress, control policymaking in the United States. “The greatest threat to the rule of law in our modern society is the ever-expanding regulatory state, and the most effective bulwark against that threat is a strong judiciary,” Donald McGahn, the Trump White House judge-picker, told the Federalist Society in 2017. Conservative scholars and judges have in the last decade developed new arguments for achieving this end, including imaginative uses of the First Amendment. But none is more remarkable, or revealing, than their flip on an obscure but consequential doctrine about judicial deference to agency rulemaking. 

    At the dawn of the movement, in the 1980s, the then-very-progressive District of Columbia Circuit — the federal appellate court charged with reviewing most agency decisions — regularly invalidated Ronald Reagan’s deregulatory efforts. As a law professor, Scalia had criticized the D.C. Circuit for imposing its values on agencies in defiance of what Congress had prescribed. During his tenure on the D.C. Circuit from 1982 to 1986, Scalia witnessed this trend up close, viewed it as illegitimate, and deployed several tools to fight it. 

    The main one he settled on was the Chevron doctrine, which took its name from a Supreme Court case in 1984 about the scope of the Environmental Protection Agency’s regulatory power over air pollution. Scalia was not on the Court when that case was decided, and the case was not a big deal when it was announced. But when Scalia joined the Court in 1986, he became its main intellectual champion and began to develop and deploy the Chevron doctrine aggressively. 

    The Chevron doctrine requires courts to accept reason-able agency interpretations of statutes that they are charged with administering. It makes it harder to second-guess agency rules — progressive or conservative — except in cases where they defy clear statutory directives. Scalia argued that this deference comported with Congress’ wishes, acknowledged agency expertise, constrained judges, and promoted account-able decision-making, since agencies were part of an executive branch headed by an elected official, the president, while courts were unelected. The doctrine also dovetailed with conservatives’ infatuation with executive power in the 1980s. (Before then conservatives for six decades had been skeptics of broad executive power, but that is another story.) During Scalia’s time on the Court, the Chevron  doctrine became “a central pillar of the modern administrative state,” as Michael McConnell of Stanford Law School has observed. 

    But then something unexpected happened. About a decade ago, the conservative legal movement started to flip on Chevron and related doctrines of administrative deference. Several factors led to the flip. The conservative view of Chevron had, remarkably, discounted a statutory requirement that courts reviewing agency decisions “decide all relevant questions of law [and] interpret constitutional and statutory provisions,” which some argued — the point remains contested — rules out deference to agencies on many legal questions. Administrative agencies began to use the cover of Chevron deference to make administrative rules that to conservatives seemed to depart more and more from the authorizing statutes for agencies. 

    It was no accident that the conservative turn picked up steam during the Obama administration, which promulgated legally super-aggressive regulations such as net neutrality, the Clean Power Plan (an ambitious environmental initiative), university sexual assault rules, and the implementation rules for Obamacare and Dodd-Frank. For conservatives encountering such rules that seemed to rest on doubtful congressional premises, agency deference seemed lawless. And so they reversed course. Scalia appeared to be backing away from the doctrine at the end of his life. And most younger conservative jurists — including Gorsuch, Kavanaugh, and many conservative legal scholars — are deeply skeptical of Chevron. Court watchers predict that the Supreme Court will overturn or weaken Chevron in the next few years.

    For many religious conservatives, the conservative legal movement’s extraordinary accomplishments are belied by the movement’s failure to reverse Roe, to prevent the rise of constitutional and statutory gay and transgender rights, and to give sure protection to religious freedom in the face of these judicially developed rights. This was the thrust of Senator Hawley’s complaint after Bostock. Social conservatives, he argued, had for decades gone along with the Republican Party’s neo-liberal agenda on trade and taxes in exchange for the promise of “pro-Constitution, religious liberty judges” — a shorthand for judges who will vote the right way on religious social issues. 

    And yet since the Reagan administration, religious conservatives have watched as Republican appointees refused to embrace the social conservative agenda. Two Reagan appointees, Sandra Day O’Connor and Anthony Kennedy, and one George H.W. Bush appointee, David Souter, refused to overturn Roe when that issue was teed up in 1992, on the grounds of “institutional integrity” and respect for precedent. Kennedy — Reagan’s appointee after the Bork nomination failed — was also the architect of the Court’s gay rights jurisprudence, which culminated in his opinion in 2015, joined by the Court’s four liberals, to recognize a constitutional right to gay marriage. More recent conservative appointees seemed to continue this trend. Gorsuch wrote Bostock and Roberts joined it. A few weeks after Bostock, Roberts shocked conservatives when he joined the Court’s four liberal justices to invalidate a Louisiana abortion restriction. Roberts also voted with the liberal wing in the summer of 2020 to deny churches exemptions from state restrictions on worship during the pandemic. 

    Religious conservatives are embittered that, despite the other successes in the conservative legal movement, and despite Republicans appointing over 79% of the Justices since Warren retired, they cannot find five Justices to embrace their agenda. Hawley attributed the failure to originalism and textualism which, he claimed, produce results that are “the opposite of what we thought we were fighting for.” (In 2014, one of the founders of the Federalist Society, Steven Calabresi, argued that the original meaning of the Fourteenth Amendment guarantees a right to same-sex marriage.) Others, such as Adrian Vermeule of Harvard Law School, argue that ostensibly conservative Justices are “educated urban professionals” whose commitments to liberalism dominate their conservative sentiments. Another argument is that the elite press, controlled by progressives, draws conservative Justices leftward through manipulated news coverage. Ed Whelan, a former Scalia law clerk and the president of the Ethics and Public Policy Center, speculates that the type of judicial candidates who have the best chances of being nominated and confirmed — ones good at “charming senators, trotting out a list of liberal friends and admirers, and neutralizing a leftist media” — are ones that are least likely to overrule Roe.

    Ruth Marcus’ book on the Brett Kavanaugh confirmation hearings, Supreme Ambition, contains a different explanation that has infuriated religious conservatives, and that was at the base of Hawley’s critique of the bad bargain they made with the Republican Party. At the first White House meeting on who should replace Scalia after he died — a deliberation 

    that ended in the selection of Gorsuch, who wrote Bostock — White House Chief of Staff Reince Priebus noted that major Republican donors cared little about abortion and same-sex marriage but a lot about chopping down the regulatory state. White House Counsel McGahn, in Marcus’ paraphrase, added that conservatives’ “emphasis on social conservatism and its associated hot-button issues ended with Scalia,” and that now judge-selection is “all about regulatory relief.” McGahn stated that on that criterion, Scalia himself “wouldn’t make the cut.” 

    Episodes such as these — which confirm religious conservatives’ suspicions about the priorities of the Republican elite — have led to a growing split within the conservative legal movement. One intellectual leader on the social conservative side is Vermeule, who argues that “originalism has now outlived its utility, and has become an obstacle to the development of a robust, substantively conservative approach to constitutional law and interpretation.” He believes that reversing the progressive moral agenda in the Court cannot be achieved by faux-value-neutral methodologies, but rather requires an overtly “moral reading” of the Constitution and laws to advance a conservative social vision that he calls “Common Good constitutionalism.” Vermeule also points out that originalism is, ironically, untrue to the Founding since it ignores the classical legal tradition (including natural law) that the Founders’ embraced in creating the Constitution and understanding its terms. Many of my most conservative students and advisees, at law schools around the country, are increasingly disillusioned with originalism and are energized by Vermeule’s critique of it, and his approach to constitutional interpretation. And yet originalism remains dominant. 

    This brings us, finally, to the confirmation of Amy Coney Barrett to replace Ruth Bader Ginsburg. Senate Republicans pushed Barrett through on a short fuse in an election year just four years after they delayed Barack Obama’s election-year selection of Merrick Garland to replace Scalia, and then confirmed Gorsuch after Trump won. These hardball tactics to gain control of the Court enraged Democrats, but they were perfectly legitimate from a constitutional perspective and not terribly surprising. Since the stakes have grown so large, the judicial confirmation process has suffered a three-de-cade downward spiral of diminishing restraint by both sides: Democrats’ unprecedented attacks on Bork, which killed his nomination, followed by their unprecedented filibuster of many of George W. Bush’s appellate court nominees and their elimination of the filibuster for Barack Obama’s appellate court nominees—actions that Republicans reciprocated by eliminating the filibuster for Supreme Court nominees beginning with Gorsuch, before their maneuvers to put Kavanaugh and Barrett on the Court. Norms have been rendered ineffective in this context because the exercise of hard constitutional power promises huge short-term victories.

    It is unclear how Barrett will impact the Court. She is a brilliant jurist who clerked for Justice Scalia and she acknowledges that Scalia’s “judicial philosophy is mine, too.” Social conservatives are hopeful that regardless of judicial philosophy, Barrett is one of their own and will vote their way. They have had this hope before, of course, and have been disappointed. But Barrett’s elevation gives the conservative legal movement a 6-3 majority on the Court for the first time, which means that in every case it can absorb a defection and still win.

    This historical conservative dominance on the Supreme Court has led many progressives to propose dramatic reforms to regain control of the judiciary, including stripping the Court of jurisdiction over cases that might lead to conservative rulings, or “packing” the Court with Justices to give liberals a majority. Conservative charges that these lawful tactics would violate norms ring hollow in light of the tit-for-tat pattern of events related to judicial politics since the 1980s. But for the foreseeable future, conservatives need not worry. Joe Biden has held his cards closely on the judicial makeover project. And the project is dead on arrival in the Senate in light of the Republicans’ strong performance in the recent Senato-rial elections, and of the opposition of Senator Joe Manchin of West Virginia, a moderate Democrat, to court-packing and to the elimination of the Senate’s 60-vote threshold to break a filibuster. For at least two years, and almost certainly longer, Democrats lack the votes to diminish conservative judicial power through structural reform.

    Still, it would be premature for social conservatives to celebrate revolutionary judicial victories on the issues that they care about most. The recognition of gay and transgender rights is practically complete and—unlike abortion rights—is not really legally contested. The most that social conservatives can hope for is that the Court will recognize religious accommodations to the enforcement of these rights. Affirmative action may be on the chopping block, but the practice is deeply entrenched socially, and colleges and other recipients of public funding have developed imaginative ways to use facially neutral identity proxies to achieve preferred outcomes. And Roe will be much harder to kill than many conservatives believe. Roberts has noticeably shied away from overruling the nearly five-decade-old decision. And whatever her first-order views on abortion rights may be, Barrett has staked out what the Princeton political scientist Keith Whittington calls a “moderate” position on overruling decisions and “has urged giving precedents more weight than some originalists would prefer.” The likely course on Roe is a narrowing of the abortion right but not an elimination of it.

    Whatever happens, the Court is destined to become a more politicized and controversial institution. When all is said and done, the Court has only itself to blame. Beginning in the 1960s it reached far beyond its proper jurisdiction to grab enormous control over public policy away from democratic institutions, which sparked a conservative counterrevolution in the 1980s that has now won power and on many issues is doing the same thing in the other direction. It is a sign of advanced constitutional decay that so many important decisions in our democracy are made by five or six unelected Justices, and that confirmation battles have become the most consequential political episodes in the nation after presidential elections.

    The Trouble with China

    In the summer of 2020, otherwise a time of maximum disunity in the United States amid intersectional upris-ings, rioting, and widespread institutional deliquescence, a rock-like national consensus emerged from the political waves: Americans from Nancy Pelosi and Joe Biden to Donald Trump, who vehemently disagreed on everything else, fully agreed that it was urgent to confront the People’s Republic of China, technologically as well as politically, within the United States, in Europe, and strategically across Asia and beyond. Within that consensus there were only stylistic differences, from Pelosi’s quiet assertion of the incompatibility of the regime with human rights anywhere on the planet to Trump’s truculent trade demands. 

    The break with the past is very sharp: from Nixon in 1972 to quite late in Obama’s presidency, the United States did much that accelerated China’s rise to wealth and power from the miserable poverty I saw everywhere in that country in 1976, while doing very little to oppose China, aside from resisting its claim to rule Taiwan. By August 2020, by contrast, the Administration and the Congress were competing in finding new ways of limiting Chinese power, from human rights’ legislation specifically related to Tibet, Xinjiang, and Hong Kong, to the compulsory sale of a China-based social media platform excessively popular with the young and exception-ally intrusive in its tracking. 

    With the Chinese navy engaged in threatening exercises off the coast of Taiwan even as the United States reiterated its promise of defending the island, all is set for rancor to explode in an armed clash. It is therefore urgent to try to understand what has happened, and why. 

    But to proceed one must first toss out any American-centered explanation of what has happened to US-China relations — of which there are many, from America’s hegemonic jealousy complete with ancient parallels (alas, no Thucydides Trust protects the brand) or American-white racial jealousy at the rise of the Han, or an American switch to geo-eco-nomics (the logic of conflict in the grammar of commerce) in response to the loss of plain economic primacy. The usual suspects blame the arms merchants and Pentagonal lobbies. The problem with all these accounts is that they monocausally attribute the new cold war, if that is what it is, to us. The reason why all American-centered explanations must be wrong as a matter of elementary logic is that relations between China and every other country remotely in its league (except Russia) have undergone exactly the same inversion, from amity to weary suspicion to increasingly vigorous defensive reactions, and it mostly happened on the same timetable or near enough. What we should be studying is not American behavior, but Chinese behavior.

    I will give four cases.

    I

    I was once engulfed in a Chinese wedding party in a vast Melbourne hotel whose inebriated celebrants noisily spilled out onto the main casino floor, handing out little boxes of assorted delicacies such as chicken feet to all and sundry, along 

    with cute little bottles filled with wolf-head kaoliang far more alcoholic than vodka. Suburban housewives turned from their slot machines to grimace comically at the chicken feet and 

    laughingly try the kaoliang, and everyone I saw at the hotel was just as indulgent with the invasion of tipsy Chinese that blocked the waiters and interrupted conversations at every table. My local friend, unbidden, explained the bonhomie: “They flew 5000 miles to hold their party in Australia and the least we can do is to be nice about it.” 

    In those days there was a lot of good feeling between Australia and China, as Australian exports to China rose every year to reach 30% of Australia’s total — and that 30% was also some 90% of the growth in total Australian exports. Not only were wedding parties warmly welcomed but also Chinese purchases of Australian firms, some in high-tech, as well as of Australian housing and land mostly unwanted by other foreign investors. Chinese tourists were also uniquely valuable, and not only because they accounted for much of the total growth in tourism but also because most other tourists were headed for the Great Barrier Reef, which was already under excessive pressure from tourist vessels, while the Chinese came for harmless sightseeing, lucrative shopping, and gambling. Crucially, the Australian welcome extended to the Hanban, China’ premier soft propaganda agency, which operates the “Confucius Institutes” of Chinese language and culture. It opened branches in most Australian univers-ties, operated by Chinese personnel who not only provided Chinese language teaching but also helped university administrators to handle the ever-increasing inflow of students from China. In the meantime Australian travel to China was facilitated by the opening of consular offices in six Australian cities (the United States has four), which also provided services for the increasing number of Chinese immigrants — numerous enough to sustain their own newspaper.

    In Australia’s ascending curve of advancement as well as prosperity, China and the Chinese played an ever increasing role, and there was substance as well as symbolism in the elevation of Kevin Rudd to the premiership in December 2007, the first and still only head of a Western government who spoke Mandarin easily and well. It was in Mandarin that he used to explain to Chinese interviewers that the “slight” political differences between the two countries — he quantified the differences at 15% — should not impede ever broadening cooperation. 

    Everything is different now. If Chinese gamblers still travel they will still be welcomed, and China can still import all the Australian raw materials it wants, but government scrutiny of Chinese investments is now much stricter than in the United States. All the Confucius Institute programs in New South Wales, Australia’s most populous state, have been closed outright, while others persist under very tight scrutiny, in the wake of ample evidence that they were operated as a coordinated propaganda arm of Chinese diplomacy, while their staff compelled Chinese students to function as their operatives, individually to spy on fellow students and together to harass any speaker critical of China or supportive of Taiwan or Tibet. As for the leaders of the Chinese immigrant community, they too are under close observation after some were exposed as Beijing’s agents in lobbying Australian politicians. 

    Most dramatic is the changed strategic attitude to China, from Kevin Rudd’s confidence in its leaders’ willingness “to make a strong contribution to strengthening the regional security environment and the global rules-based order” to the rising sense of insecurity that in 2011 persuaded the Austra-lian government to invite American combat troops to train in Australia, not once but on a prolonged basis with increasingly permanent base facilities. Off-duty Marines are now to be seen every day in tropical Darwin, that most movie-typical and of course wildly untypical of Australian cities, with leather-hatted Crocodile Dundee look-alikes in their high-riding jeeps, and seriously dangerous crocodiles lurking just outside town, which do worry the Marines practicing amphibious landings among them.

    That is the most visible evidence that Australia now views China as an outright threat, but the least visible is very likely the most important: Australia’s “strategic dialogue” with Vietnam, China’s favorite bullying target (Vietnamese fishing boats are regularly sunk by Chinese coast guard vessels) but also the most resilient of all its neighbors. Yes, it is true: the Vietnamese are highly confident that they can again defeat the Chinese, just as the French and the Americans were defeated. The most recent of the Chinese invasions — they started some two thousand years ago — occurred in 1979, a full-scale affair intended to force the Vietnamese to withdraw from Cambodia before they could defeat China’s ally, the mass-murdering Khmer Rouge. The Chinese failed: they withdrew after taking heavy casualties and the Vietnamese finished off the Khmer Rouge. 

    So what is the Australia-Vietnam dialogue about? Historical reminiscences of Australia’s part in the Vietnam war, with 61,000 troops and advisors serving over ten years? Hardly. The clue is that in this case “strategic” is a euphemism for intelligence. Australia is one of the “Five Eyes” countries, along with Canada, the United Kingdom, New Zealand, and the United States, which share deciphered signals and electronic intelligence — the only part of Winston Churchill’s dream of a permanent, all-encompassing Anglo-Saxon alliance that was fully realized. Vietnam’s long and porous border with China’s Yunnan province and its daily observation of the Chinese navy (including its Hainan submarine base) mean that it needs no ground intelligence or marine surveillance, but insofar as its Five Eyes partners allow it, Australia can supply electronic intelligence, crucial information about Chinese radars, communications and whatever signals can be deciphered. 

    That is how things now are between the Australians and the Chinese: instead of the optimism exemplified by Kevin Rudd, there are weary preparations to protect Australia by strengthening China’s Asian antagonists. In other words, without either Obama or Trump, and regardless of the posture of the United States toward China, Australian relations with China devolved on the same descending path, from hopeful and even enthusiastic amity to intense suspicion and active security measures.

    II

    In Japan, the reversal was far more abrupt. 

    On March 20, 2009, Japan’s Minister of Defense Hamada Yasukazu was in Beijing at the invitation of his Chinese counterpart Liang Guanglie. Footage shows the relaxed body language of both — of course everything had been agreed beforehand, and there was so much of it, all good, starting with a return visit to Tokyo by Liang within the year. The information-sharing arrangements they set up were remark-ably extensive and much beyond anything routine: the two sides agreed to coordinate anti-piracy operations off the Somali coast, while an overall “maritime contact mechanism” was to function between the defense ministries of China and Japan. There were to be mutual naval visits in the respective ports with shore activities to broaden their effect on the public: warships would advance China-Japan amity instead of being symbols of hostility. The uniformed military were to broaden and deepen the dialogue of the two ministers with an annual defense exchange plan that might progress to regular inter-service staff officer dialogues involving all services and the Joint Staff of Japan. In addition, the military area commands of the Chinese People’s Liberation Army (PLA) and armies of the Japanese Ground Self-Defense Force were to maintain a dialogue, to add another dimension. And to top it all off, China’s National Defense University and its Academy of Military Science would conduct joint programs with Japan’s National Institute for Defense Studies, while PLA University of Science and Technology and Dalian Naval Academy would cooperate with Japan’s National Defense Academy

    I was startled to read all this in the next day’s Japan Times in the metro. What had happened to the US-Japan alliance ? Why were the Japanese suddenly going to share all that military information with the Chinese? I was in Japan for other reasons, but a friend arranged a meeting with the leading opposition politician Ichiro Ozawa of the Democratic Party, who seemed very pleased at the government’s convergence with China. “I do not like Americans,’ He said. “They are too simple — everything is black and white.” The time had come for Japan to disengage from the military alliance, to become more neutral. 

    At the American embassy the foreign-service officer  I talked with said that Japan’s Liberal Democratic Party, long the country’s “ruling party” and until recently the firm upholder of its alliance with the United States, was declining. This political change had thrown everything into turmoil, he explained, and if Ozawa’s Democratic Party came to power anything was possible, including the expulsion of the United States Marines from their favorite base in Okinawa, the closure of the small mainland facilities, and even perhaps the departure of the US Navy from Yokosuka, the home port of the Seventh Fleet. Obama, in their view, was turning to the Chinese to help out in the American financial crisis, and he did not seem much interested in military alliances anyway. 

    And so it seemed that a neutral Japan might indeed emerge, especially if the American market for Japanese exports declined irremediably because of the financial crisis, forcing the country to increase its reliance on China. In September 2009, as the American diplomat had feared, Ozawa’s Democratic Party did come to power, and while Ozawa did not become Prime Minister he was the real power behind the government headed by Yukio Hatoyama, who would be followed by two more Democratic politicians who lasted about a year each, including the unfortunate Naoto Kan, who resigned on September 2, 2011 after a disastrous premiership that spanned the catastrophic March earthquake and tsunami. Ozawa’s serious interest in revising Japan’s national strategy was not shared by Hatoyama, but still it seemed that the United States was on its way to losing perhaps its most important ally in the world, with China gaining at least an economic partner that might become a strategic auxiliary over time.

    This prospect was welcomed by significant Japanese figures, including former Prime Minister Nakasone, once Reagan’s happy counterpart. He argued that Japan did well in the past by sending poor presents to Chinese emperors who chose to view them as humble tribute, and who would send much richer presents in return to his imaginary Japanese vassals. With this historical analogy Nakasone was implying that Japan could switch from its American horse to a Chinese horse to keep riding for free. For other Japanese, the shift was simply a matter of business: the United States was plunged in a deep financial crisis that was cutting American demand for Japanese cars and everything else, while Chinese demand for Japanese goods kept increasing. Even in the Gaimusho, Japan’s Foreign Ministry, the official keeper of the alliance, there was a growing number of converts to neutrality, with some even leaning towards China, so much so that those who resisted the drift became known as the “the Okazaki boys” (though some were women), a reference to the enlightened semi-hard-liner Hisahiko Okazaki, a charismatic rarity among Japanese diplomats who believed in a more vigorous foreign policy.

    That was what the future looked like, but what ensued was the very opposite of the China-Japan convergence that would end the American alliance. And the reversal happened entirely because of a unilateral Chinese decision to revive long dormant maritime claims all around China, which in many cases extended very far from China proper. There can only be theories about why these provocations started, because the Communist Party decides everything in the strictest secrecy. (This opacity has become even thicker now that Xi Jinping decides everything and Politburo meetings are reduced to a formality). But on the question of how it happened, there is no uncertainty: very quickly and very sharply. 

    Coincidentally, I was in Beijing in September 2009 as the guest of a strategic forum run by China’s most elevated military officers at the so-called Academy of Military Science, which is nothing like West Point and more like a military-corporate headquarters (with hotel-sized guest quarters of extraordinary luxury). My hosts were friends of long standing in some cases, including the charming and notoriously hawkish retired Admiral Luo Yuan, but I was also looking forward to the participation of the elegant Vice Foreign Minister Fu Ying. No sooner did she arrive than I noticed that she had changed: her tone had become peremptory and her gestures angular, in the brusque manner of a drill sergeant. America down! China up! It was only later that an explanation occurred to me: since the Obama Administration had urgently asked for China’s help earlier in the year — it sought, and obtained, massive public expenditures to help relaunch global demand in the usual Keynesian manner (I saw the road-building myself in Yunnan) — the significance of the financial crisis was grossly over-estimated in Beijing. Some must have viewed it as the start of the long-forecast “general crisis of capitalism” that Soviet leaders had awaited with growing impatience since 1945. 

    When I was startled by Fu Ying’s abrupt change (she is still around, in an even higher if largely honorific position), I did not know that some months earlier, on May 7, 2009, China had sent a map to the United Nations that marked its enormous maritime claims — most of the South China Sea’s three and a half million square kilometers — with nine dashes in lieu of an actual perimeter, thereby allowing room to extend the claim. But this completely outlandish map did not make the news, and neither did the joint protest of the Philippines, Indonesia, and Malaysia (Vietnam did not bother) of claims to waters within sight of their coasts and very far away from China. That is how the leaders of the Communist Party of China abandoned Deng Xiaoping’s famous injunction to “keep a low profile and bide your time” and suddenly challenged the entire world order, because they mistook the tumble in American finances for the downfall of the United States. As of this writing, the crisis thus opened continues, only it is worse.

    But back in 2009 nobody paid much attention when China advanced a maritime claim against Japan as well, in part because everybody ritualistically expected more amity in Beijing, and in part because China had revived an especially feeble claim to an exceptionally trivial territory: the uninhabited Senkaku islets and rocks, whose combined dry surfaces amount to some four square miles. Of course even the smallest islands can bring vast exclusive economic zones with them, but in this case any fishing value was irrelevant because Chinese fishermen were already allowed free access, while vague rumors of oil and gas under the seabed were ridiculed by the industry. The Japanese government did not respond to the sudden turn in Chinese policy. With the new Democratic Party in power for the first time, there was no eagerness to take on a new problem, which moreover seemed at most a minor irritant. As compared to Beijing’s claims to the three and a half million square kilo- meters of the South China Sea, outlined in hand-drawn dashes on a map from 1947 with about as much legal value as a child’s drawing, the Senkakus drawn to scale would amount to a dot. 

    Then, on September 7, 2010, the Chinese trawler Minjinyu 5179, one of many fishing vessels in Senkaku’s waters, collided with not one but two Japanese Coast Guard patrol vessels. The Japanese boarded the trawler and immediately discovered the cause of the incident: the skipper was drunk. He was detained along with his boat. That same day Japan’s ambassador in Beijing was summoned to the Foreign Ministry to be told that Japan should stop operating in the Senkaku archipelago. Two days later, the foreign minister announced that China was asserting its jurisdiction over the area, and Japan’s ambassador was again summoned to the Foreign Ministry to be told that Japan had to release the trawler and crew immediately. In Japan a routine investigation was underway, for which the skipper of the Chinese fishing vessel was remanded on September 10. Two days later, Japan’s ambassador in Beijing was again summoned, but this time by Dai Bingguo of the Council of State, a figure far above the foreign minister, to urge the Japanese government to be wise, and release the fishermen and the trawler immediately. Concurrently, a slew of China-Japan meetings designed to advance the new era of cooperation were delayed, even though Japan announced that the trawler and its crew members were about to be released, with only the skipper detained for the judicial process already underway. The local court, following normal procedure extended his detention till September 29.

    That is when the fishing incident stopped being an incident about fishing. A nation-wide campaign of incitement lead by the Chinese Foreign Ministry itself via its daily press briefings started in a matter of hours after the incident, so that already on the next day there was a major protest outside the Japanese embassy with flag-waving and loudspeaker demands for Japan’s withdrawal from the islands. More protests followed on a much larger scale, with many demonstrators wearing brand-new “Oppose Japan” shirts, and this time the mob became so menacing that police arrived in great force to block the entire area. Attacks on individual Japanese were reported in several cities, and after an attack on a Japanese school in Tianjin all Japanese schools in China were closed, as mobs formed in front of any Japanese office — while Foreign Ministry spokesmen continued to add to the incitement as incidents spread through China’s cities. For good measure, four Japanese corporate employees were arrested and accused of filming military targets, while a rumor was circulated that China would strangle Japan’s high-tech manufacturing by stopping the supply of rare earths — cerium, dysprosium, erbium, europium, gadolinium, holmium, lanthanum, lutetium, neodymium, praseodymium, promethium, samarium, terbium, thulium, ytterbium, and yittrium — both obscure and indispensable for high-tech, and at the time produced only in China. 

    In Japan, there was no clear response by its prime minister, its foreign minister, or indeed anyone in government, except for the duty official at the very small branch office of the Okinawa prosecutor in the remote island of Ishigaki. Finally, on September 22, Chinese Prime Minister Wen Jiabao issued a formal threat: “If Japan persists willfully and arbitrarily, China will take further actions…with dire consequences.”

    The threat worked: instead of being tried for the damage he inflicted, the captain of the Japanese fishing vessel was released two days later. But the Foreign Ministry spokesman in Beijing who had led the incitement campaign against Japan (even some Toyota drivers were harassed ) did not relent, and gleefully demanded in triumphalist tones an apology from Japan and compensation for holding the skipper, ruling out any compensation for the damage that he had inflicted on the Japanese patrol vessels. 

    In Japan, most people concluded that the country had been humiliated by a weak government, but the resulting crisis of confidence was still unresolved on March 11, 2011, when a powerful earthquake and a uniquely severe tsunami inflicted enormous damage in the northeast of the country, released radiation from a damaged reactor at Fukushima nearer to Tokyo, and traumatized much of the population. Prime Minister Naoto Kan and his government were conspicuously outmatched by events. A little over a month later, the Prime Minister of Australia, Julia Gillard, came to Japan on a long-scheduled visit that she refused to cancel, at a time when nobody else would travel to Japan because of radiation dangers from the Fukushima reactor, wildly exaggerated as usual. In a joint press conference with Japan’s prime minister, she replied to a question about China: “We do have a longstanding defense cooperation between our two countries and a trilateral defense cooperation between our two countries and the United States. We’ve taken the opportunity of our discussions today to talk about furthering the bilateral defense cooperation between us and of course we will be working on a trilateral basis as the United States works its way through its Global Force Posture Review.” That technicality was a nice touch, for it underlined what China meant for Julia Gillard in the wake of the Senkaku boat incident, when the exuberant amity of the defense minister’s encounter was suddenly replaced by outright hostility. China had made itself into a defense-planning problem, a potential threat to be confronted, and not just an economic partner, no matter how much coal, gas, iron ore, and beef it was importing from Australia. In retrospect, Gillard’s visit to Tokyo in the aftermath of Fukushima can be recognized as the foundational act of the “maritime alliance” that now connects and cross-connects Australia, Japan, Vietnam, and India with the United States, an alliance in which Singapore is a tacit member, and of which Taiwan is at least a beneficiary.

    All was set for change in Japan, but it was not until the follow-ing year that the electoral calendar allowed the Japanese public to express its views of the Democratic Party, and of China in effect. In December 2012, Shinzo Abe’s Liberal Democratic Party won 294 seats out of 480 in the Lower House of parliament, with additional seats controlled by allied parties much more than enough to become the “ruling party” once again, with the slogan  “take back Japan” and clear promises of a strong line on the territorial dispute with China, as well as of monetary easing and even higher public spending. The grand-son of one of Japan’s most important prime ministers and the son of a top political leader who died before he could follow in his father’s footsteps, Abe did not double defense spending or issue strident declarations but nevertheless he changed Japan’s entire stance on the world scene. He enacted a sharp attitudinal change in the government, and also a reorganization, both very small in scale and very important. Within the Foreign Minis-try, the “Okazaki boys” became decisively stronger without any need to purge the shrinking number of “panda-huggers,” and within the armed forces there was an upsurge of morale as the protection of Japan’s national territory would no longer be impeded by political timidity.

    But it was a seemingly minor reorganization completed within a year that really set the new course: some diplomats, some military officers, and some intelligence officials were re-assigned to a new National Security Secretariat. That obscure bit of bureaucratic engineering was actually a large break from the past. Until then, Japanese diplomats had coordinated important matters with their American counterparts, and the Japanese military of the different services had coordinated with their uniformed American counterparts, but there was no need for inter-Japanese coordination because it was the Americans who decided strategic matters and managed any crisis. Yet as soon as the new National Security Secretariat started operating, it became clear that Japan had become its own crisis manager and could forge its own foreign policy as an active ally of the United States instead of just a passive follower. 

    The Chinese had issued a demand for negotiations over the Senkakus but did not even obtain a denial — it was simply ignored, because the islands were Japanese and there was nothing to discuss. And there matters stand until today, as Japan also completed its trajectory from optimistic amity towards China to weary suspicion, accompanied by both self-strengthening and a reaching out for allies. That meant the United States, of course, and Australia, whose government had taken the initiative, but it also meant India, with which Shinzo Abe had an unexpectedly strong connection. It had started as an inheritance from his grandfather Kishi’s visit to India in 1957, which achieved almost nothing but was nonetheless important because no Japanese political leader had shown his face outside Japan since 1945, and none would have been welcomed in a long list of countries, especially those that had suffered from Japan’s wartime conduct. India, too, was invaded by Japan, but it was then British India, and Prime Minister Jawaharlal Nehru told Kishi that Japan had been the great inspiration for himself and his colleagues in the struggle for independence, because its self-made modernization and its defeat of Russia in 1905 gave them confidence that they, too, could be independent of imperialist tutelage. So in one country at least Japan was held in high esteem; and from that bit of family history Abe developed a serious interest in India, which developed into a personal connection with his natural political counter-part, Narendra Modi, the leader of the center-right Bharatiya Janata Party and Chief Minister of Gujarat. When Modi became Prime Minister of India in 2014, all was set for a rapid intensification of India-Japan cooperation, in everything from intelligence sharing to road-building. Multiple encounters between Abe and Modi, marked by genuine cordiality, were followed by action on the ground, none of it explicitly aimed at China but all of it driven by China’s new posture, and all of it bound to increase India’s ability to withstand China’s power and to cooperate strategically with Japan — for example, in support of Vietnam. The maritime alliance launched by Australia and taken up with enthusiasm by Japan now embraced India as well. With Abe now gone owing to poor health, his hand-picked successor Yoshihide Suga is set to continue the same policies, including prioritizing India in Japanese economic aid. 

    III

    It was not supposed to be that way. 

    For India’s post-independence elite, exemplified by the elegant Jawaharlal Nehru, China was a fellow Asian country that had also emerged from foreign domination; there was little contact with it, but even less conflict. Then very soon, in the winter of 1950, China became the major Asian protagonist in the Korean War, earning much respect as it stood up to the Americans, undeterred by their immense power.

    India-China relations were codified through the negotiation of an unusually elaborate friendship treaty in 1954 in which much was made of “The Five Principles of Peaceful Coexistence,” which included “respect for each other’s territorial unity integrity and sovereignty” and an agreement on trade and pilgrimages between the “Tibet Region of China” and India, which was signed on April 28, 1954. With that settled, Prime Minister Nehru visited Beijing in October 1954, with Mao at his most friendly: “The United States does not recognize our two countries as great powers.” he said “Let us propose that they hand over their big-power status to us, all right?” In the Nehru entourage there was an overflow of enthusiasm, now remembered by the slogan Hindi Chini bhai bhai, “Indian, Chinese, brother, brother” — the motto of a new era of solidarity between the two most populous nations on earth. The potential for collaboration seemed immense, especially because India’s economy was supposed to be centrally planned like China’s, so joint projects would not have to depend on the whims of short-sighted businessmen out for quick profits. 

    The era of good feelings lasted almost five years, even though the two governments did not actually collaborate on anything much, while some of India’s many communist parties were either “pro-Chinese” or Maoist, and also dabbled in terrorism. But it was over Tibet that India said bye-bye to bhai bhai. On March 30, 1959, with Tibet having exploded in a widespread uprising after Chinese troops entered the country in great numbers to impose Beijing’s rule in earnest, the Dalai Lama and his retinue fled through precarious high mountain tracks across India’s border into remote Tawang, the seat of a vast Lamaist monastery and the terminus of an interminable track down to the lowlands with their passable roads.

    Nehru and his government were not sentimental about the Dalai Lama, though they could not drive him back across the border, not with waves of refugees testifying to the brutal repression underway, and so they were forced to host him, provoking Chinese protests. Yet it was something much more fundamental that changed Nehru’s and India’s attitude to China: so long as Tibet retained its autonomy, it remained a buffer that kept Chinese troops a long way from India, so securely that there was no particular reason to patrol the very long and scarcely accessible Tibetan border segments from the Kashmir cease-fire lines to Nepal, in Sikkim, and then east of Bhutan to the Burmese border.

    When oblivion gave way to scouting, patrols, and ground surveys, the Indians made a startling discovery that started a border quarrel which has been dormant for long periods but is still unresolved, and periodically explodes in acts of violence: the Chinese had seized the northern edge of Kashmir’s Indian side, the vast 15,000-square-mile Aksai Chin plateau, and built a Xinjiang-Tibet highway across it. They had also intruded in the high-altitude vastness of Ladakh nearby, and also at the opposite end of the Tibet-India frontier in what was then the North East Frontier Agency and is now the state of Arunachal — except that these were not intrusions for the Chinese, who claimed not merely those extremities as their own but almost all of Arunachal till the edges of the Brahmaputra river valley. 

    Having belatedly decided to monitor the northernmost segments of their British inheritance, the Indians started running into Chinese patrols that disputed their maps, with numerous incidents and some shooting, until — in October, 1962 — the Chinese launched major offensives with tens of thousands of soldiers both in the west against Ladakh and in the east against Arunachal, advancing fast and deep after surprising and overrunning the thinly spread defenders, with thousands of Indian troops killed and captured. Having demonstrated their vast military superiority, the Chinese withdrew from their new conquests within the month, but not from their prior gains in the Aksai Chin. Nehru was utterly humiliated, and his closest associate, the “progressive” firebrand V. K. Krishna Menon, who had served as a peculiarly anti-military defense minister since 1957 (he favored officers who had eschewed combat in World War Two), was driven from office amid public opprobrium that lasted until his death. Mao Zedong would later tell people that his aim in attacking India was not to start a wider war but to end the border incidents and to persuade the Indians to negotiate seriously over what China needed, which oddly enough is still the Chinese position today, because in Beijing they truly, honestly, cannot understand why “poor and dirty” India wishes to defy China. 

    Notwithstanding all this, India’s ruling Congress Party retained an anti-Western core and wanted good relations with China no matter what, all the more so when China’s great economic advance seemed to offer opportunities for India  as well. With the humiliation of 1962 receding ever more into the past, and with some Congress leaders and officials openly indifferent about exact borders in the trackless and useless high Himalayas, relations gradually improved to the point that by 2011 the new slogan “Chindustan” emerged, amid mutual congratulations, to replace the old bhai bhai. There were again heady promises of vast cooperative projects, and also hard-headed calculations that good relations with India would persuade the Chinese to stop giving all their support, and weapons, to Pakistan. Very serious people in India were respectfully heard as they argued that India had to wean itself from American temptations and finally throw its lot in with China, first of all by inviting its vast “Road and Belt“ infrastructure projects instead of spurning them. 

    But that is not how things turned out. Just like Japan before it, India was forced into an anti-Chinese stance by China’s irrepressible territorial expansionism, which Xi Jinping only intensified when he came to power in November 2012, posturing in uniform whenever possible. Instead of the renewed hopes of amity of 2011, by the time the BJP won the elections and Modi became Prime Minister in 2014 India was already committed to a pan-democratic alignment with the United States, Japan, and their more operational allies, including Israel in the West and Vietnam in the East (with both of which Indian military relations were intense and important). And this is how matters stand in the wake of the fighting last year in the Galwan Valley and on the edge of Aksai Chin, as India completed its trajectory from hopeful friendship towards China to weary suspicion, ready for outright hostility. 

    IV

    In spite of the clear meaning of all that has happened elsewhere, even now many in Washington provincially take it for granted that American relations with China have been shaped, and will be shaped, by Americans, by the plans of the Biden presi-dency, by the doings and undoings of Donald Trump, by the Obama Administration before him (whose NSC advisor Susan Rice once declared that she could “shape” China), and indeed by their predecessors going all the way back to Nixon. 

    It is now a commonplace to assert that American policy-makers have been culpably naïve in believing that China’s increasing wealth, and the rising standard of living of the vast majority of the population, would necessarily compel the regime to liberalize, eventually leading to insurmountable demands for political self-expression, leading to decentraliza-tion and even democracy. At some level the complaint is valid, but it overlooks the vast reality that the regime did liberalize, and to an extent unimaginable when I first visited in 1976, when Mao was still alive, and then again in the aftermath of the violent repression in Tiananmen Square in 1989, until the wholly unexpected reversals that followed the long-expected rise of Xi Jinping in November 2012. 

    In 1976, Chinese men and women in the countryside could freely wear whatever rags they possessed, but in the cities almost everyone I saw was in blue Mao suits, men and women alike, with no trace of make-up allowed. Ordinary people scrambled along looking neither right nor left, as if on their way to urgent missions. (The most urgent of all was to secure some cabbages to dry on balconies for the winter, without which teeth would fall out on a diet of rice, millet, and sorghum.) Day after day I would wander around Beijing without seeing one person smiling, not even parents with children, and this was true of the other cities I visited, including almost tropical Chengdu and breezy Shanghai, not to speak of Lhasa, where the Tibetans freezing in cotton uniforms walked silently among the Chinese troops who were watching over them. I had been warned that I would have trouble breathing in Lhasa because of its altitude, but the real problem was in Beijing: in Maoist economics, “the night soil” of human excrement was a precious resource collected in buckets all over Beijing and then hand-carted across it on the way to the surrounding farmed fields, so the entire city smelled like a toilet. 

    By traveling in China I was already exercising a freedom unimaginable for the officials I was meeting: no travel whatever was allowed for them or indeed anyone else, unless under orders, and that was a real hardship for educated couples because the Communist Party preferred to assign husbands and wives to different cities. It also meant that there was no such thing as tourism, no recreational trips to the Great Wall not far from Beijing or the Ming tombs even closer. When I visited those places, they were deserted. As for entertainment, there were occasional Beijing Opera performances and there were color television broadcasts, but in the former the traditional hyper-colorful historical melodramas had been replaced by the grim class-struggle operas imposed by Jiang Qing, Mao’s ex-actress wife and one of the Gang of Four then ruling China for the moribund Great Leader. As for television, it offered political tirades against Party enemies (mostly the “capitalist roader” Deng Xiaoping, then under house arrest), more Jiang Qing operas, and brief looks at world news unlike any other version thereof, including Soviet television, which seemed almost normal by comparison. In fact there was no television for most Chinese: color sets were very few and even black and white sets were unimaginable luxuries for single families — they were communal if they were present at all. 

    In 1989, by contrast, on the eve of the Tiananmen Square demonstrations and massacre, China was a festival of freedom as compared to 1976. In a mere thirteen years, along with the opening of all parts of China to travel and of large parts of the economy to foreign business (even the American defense industry was engaged in joint ventures), there had been liberalization across the board. People could dress as they liked, couples went around holding hands, and there was the beginning of foreign travel, with business types already on jets to London, New York, and Tokyo and Cantonese more modestly riding trains to Hong Kong. Academics invited by foreign universities could and did visit them, and then return and talk of their experiences of academic and political freedom, in some cases lecturing to that effect in universities across China. The opening to China by Nixon and Kissinger in 1972 had been a strictly geopolitical move, and was much needed at a time when the Soviet Union was rising and the United States was sinking into the Vietnam war, but if any of the protagonists had entertained fantastic hopes that liberalization would also follow, they would have been vindicated by 1989.

    What happened next, however, was that Beijing’s students started demonstrating for democracy and freedom — even as many Sinologists in Western universities were insisting that there was no “Chinese” concept of freedom. To leave no doubts, the students famously built the ten-meter-tall white statue of the Goddess of Democracy and Freedom, whose features were unambiguously European, and placed it in Tiananmen to face the Mao photo on the outer wall of the forbidden city. It was destroyed on June 4, 1989 by the Army troops sent by Den Xiaoping and his Politburo subordinates to drive off the students, with some thousands shot dead, so as to regain control of Tiananmen Square, of Beijing itself, and of China at large, because by then there were student uprisings in many places around the country. In the grim aftermath of the regime’s nation-wide intimidation, some things ended that were never resumed, notably American and European arms sales to China; but after the most prominent student leaders were caught or escaped to the West, most aspects of liberalization resumed, notably foreign travel for the ever-increasing number that could afford it — the substantive achievement  of a freedom that had been absolutely denied to the citizens of the USSR.

    While there was widespread repression after the Tiananmen uprising, there were also limits to the crackdown that were previously unknown. Deng Xiaoping, who had himself been kept under house arrest, and whose son was crippled for life after he was thrown from a third-story window onto the street, was determined to have supreme power in the Party and to keep the Party under control, but he did not murder his rivals as Mao had done, and there were limits even to the punishment of dissidents. Ding Zilin, for example, the Beijing philosophy professor who started the “Mothers of Tiananmen” group together with her professor husband after their son was killed by troops on the square, eventually lost her job (as did her husband), was held under house arrest at times and imprisoned briefly after holding one more protest, and was forced to take a holiday away from Beijing during the 2008 Olympics, but she was not stripped of her pension or thrown out of her university-allocated apartment, and it was not until the ascendancy of Xi Jinping that she was prevented from speaking with foreign journalists. 

    More broadly, after the regression in 1989, progress in all directions resumed with increasing energy, starting with the economy of course but also culturally, with a rising interest in the Western classics, as testified by the appearance of successive translations of the Iliad and the Odyssey, both literal and poetical, by commercial publishers out for a profit, who evidently found enough buyers for such books. Hebrew was the other classical language of increasing interest, and this spilled over into Yiddish literature (I saw multiple translations of Sholem Aleichem’s tales in the Wangfujin bookstore!) to the extent that there are courses in Yiddish in more than one Chinese university, alongside many more in Hebrew for evangelicals and techies alike.

    By 2004 the liberalization of Chinese life had spilled over into foreign policy, with the enunciation by Zheng Bijian, the regime’s policy guru then and later, of the “Peaceful Rise” policy, according to which China would become ever more prosperous and more powerful but would nevertheless respect internal norms, starting with international law itself. China would not threaten any foreign country. Taiwan, always a special case, was to “rejoin” the mainland peacefully, and on its own timetable. In retrospect, many view Zheng Bijian’s proclamation as deceptive, but I do not: having known Zheng for years, I am quite certain that he was sincere, and all the more so because when I confronted him in 2012 about the multiple intrusions and territorial claims that had disillusioned countries from Japan to Sweden, his answer to my complaint was “Shīkòng de mâ,” or “runaway horses.” He was referring to the dangerous arrogance I had seen in Vice Foreign Minister Fu Ying’s body language in the wake of the financial crisis in 2009, misinterpreted as the final crisis of Western capitalism and a license to expand China’s power in all directions. Zheng Bijian’s remark was significant, because some backtracking soon became evident, with a lowering of the temperature on the Senkakus and other territorial claims and a general pulling back that was articulated in a 7,000-character (that is, very long) article by Dain Bingguo, the head of the State Council, which squarely reaffirmed the “Peaceful Rise” doctrine. 

    In that period there was also a genuine political liberalization, exemplified by the rule of Hu Jintao, who had all three top jobs as Chairman of the Central Military Commission, General Secretary of the Party, and President of China, but who nonetheless interpreted his role as a primus inter pares, not another Mao or even Deng Xiaoping, conferring important roles on his colleagues. Hu also allowed provincial bosses wide leeway to develop their provinces — which is how Bo Xilai rose to be the all-powerful boss of Chongqing and its thirty million people, beautifying it very successfully, and frog-marching its municipal employees into obligatory party-hymn singing, while his wife Gu Kailai accumulated wealth until her clumsy murder of a British helpmate. Other provincial bosses were less colorful, but they too went in different directions, and this decentralization, too, was a form of liberalization.

    Thus the belief that China would liberalize with increasing prosperity, and thereby become an increasing accept-able participant of international society, was not all a foolish delusion. Even in the administration of justice there was considerable liberalization, as I discovered in backhanded fashion when driving on a long journey with a Chinese friend of a friend. He was a policeman, and soon started complaining about the judges in his city: “my men chase a thief, they finally catch him, and then a few months later he is walking around again, released for good behavior!” Western-style law degrees and lawyers having become important with the opening of China to foreign investors; the Party started appointing lawyers as judges, and they could not help but introduce legal principles, such as better evidence than the confessions of badly bruised defendants. Fortunately, as my companion said, we still execute drug smugglers, and as for foreign spies (he looked directly at me) the Guoanbu still takes them away, that being the Ministry of State Security, the Chinese KGB. 

    And then, in December 2012, Xi Jinping became the party boss in Beijing, a year later rising to become President of the Republic and Chairman of the Central Military Commission. It was if a locomotive operator simply put the train in reverse, in a process of de-liberalization that has yet to end. The outrages are everywhere: the loss of Hong Kong’s erstwhile freedoms, the mass imprisonment of Xinjiang’s Uyghurs and Kazakhs in dozens of massive re-education centers, and in foreign affairs a coarse and undiplomatic arrogance (“wolf diplomacy”) and a revival of China’s territorial quarrels with Japan, Vietnam, and India. As for the United States, Xi Jinping’s visit to the United States and to Obama’s White House in September 2015 was supposed to resolve the most acute problems — the Chinese theft of American technology and the seizure and militarization of the Paracel islets and the Spratly coral reefs; but Obama discovered that his NSC advisor Susan Rice had been over-optimistic to the point of delusion, and reacted by ordering the first of a series of “freedom of navigation” patrols by American warships that continues still. 

    Xi’s regression had started within the Party itself. The local potentates who had risen under Hu Jintao’s deliberately relaxed rule — he had sought locally appropriate polices — were all placed under investigation, with most found guilty of improper enrichment and stripped of everything they had, their families thrown out of Party housing and they themselves detained for long periods if not actually sent to prison or even executed. (The especially egregious Bo Xilai and his wife were given life terms.)

    Nor did Xi tolerate the influence of the previous generation of party bosses, as Hu Jintao had done. While Hu himself was not arrested, he was silenced, very visibly so when Xi brings him along for decorative purposes, which happens less and less. As for the non-Han nationalities of China, their very limited rights of self-expression were altogether withdrawn, because Xi is not content with the Party formula that was originally Stalin’s: “nationalist in form, communist in content.” He wants Tibetans, Uyghurs, Kazakhs, and all the others — most recently including Inner Mongolian Mongols — to stop using their native languages except in domestic settings, and therefore he sees no need for state education in those languages. They are to become Han-Chinese in form as well as Communists in content. Xi Jinping’s highest priority is to reaffirm the primacy of the Communist Party’s ideology, starting with Marx and Engels (in countless re-enactments and anime showing them in mid-Victorian suits with anatomically correct beards and mustaches) and ending with Mao, whose works are now obligatory reading once again. Mao’s very long speech “on protracted war” has been revived as a manual for defeating the United States. 

    Xi Jinping’s very particular devotion to Mao and his all-out attempt to revive Mao’s Party is the very last thing I would have expected from him. Since he was parked at the Central Party School before his elevation, Xi received a number of foreign visitors, including a former finance minister of Italy, Giulio Tremonti, once my co-author on a book, and he did converse at length with a faculty member whom I also know well. I heard much about Xi Jinping that was unfiltered. Nobody came right out and said it, but knowing the basic facts of Xi’s life it seemed self-evident that he would strive to add legal protections to the Party rules, and would also press for more humane policies, at least within the Party. Those facts are as follows: Xi Jinping’s father, Xi Zhongxun, was a very senior party official, who was abruptly purged by Mao and sent to work in a remote factory in 1963, when Xi was ten. Three years later the Red Guards unleashed by Mao’s Cultural Revolution closed his middle school, looted the family home, beat up his mother, and treated his half-sister Xi Heping so violently that she was driven to suicide. His father was recalled from exile to be paraded, shoved, and beaten as an enemy of the revolution, while Xi’s mother Qi Xin walked alongside him, herself beaten whenever her denunciations of Xi’s father were not loud enough. His seventeen-year-old sister Qiaoqiao was sent off to Inner Mongolia to work on a desolate farm where there was no food, and was saved from starvation by the daughter of her father’s friend, the Inner Mongolia party boss. 

    In 1968 Xi’s father was sent to prison, and the next year, when Xi was sixteen, he himself was sent to work and “learn from the peasants” in the remarkably primitive village of Liangjiahe, Wen’anyi district, Yanchuan county, in Shaanxi province, whose capital Xian, of terracotta soldiers fame, is now highly developed but still contains much abject poverty — though not the raw hunger and freezing cold that Xi encountered when he arrived to live in a cave house. Xi was utterly miserable. He ran away, he was caught, he was sent back. But he had one object with him that was his only consolation: the Chinese translation of Goethe’s Faust, the story of the savant who made a bargain with the devil. Xi read it again and again, learning it by heart. This edition of Faust was the only one available in Chinese, translated by Guo Moruo, an eminent writer and high party official, who was himself persecuted by the Red Guards in 1966, escaping worse harm by abject self-criticism, the repudiation of all his previous books, and the denunciation of all his former friends and colleagues as counterrevolutionaries. With that he survived, but both of his sons were tortured until they committed suicide. Aided by a fawning celebration of the genius of Mao’s talentless wife Jiang Qing and his utter loyalty to Mao, Guo Moruo was eventually readmitted to high party status, complete with his own luxurious manor house, a staff of servants, a state limousine, and a large collection of antique furniture — a Faustian bargain indeed. 

    There is no evidence that Guo Moruo himself influenced Xi Jinping, though Guo found his salvation in total devotion to Mao in spite of everything done to him, just as Xi Jinping 

    would do. But Faust certainly left a very deep impression. When Xi said as much upon meeting Chancellor Angela Merkel, she probably dismissed it as a bit of cultural flattery, but Xi’s devotion was given physical form in 2015, when his own power was fully consolidated: the Shanghai International Studies University was granted funds to translate the immensity of the complete works of Johann Wolfgang von Goethe, novels, poems, plays, memoirs, letters, diaries, treatises, and shorter writings of literary and aesthetic criticism — an ocean of words. The entirety of Goethe is set to appear in Chinese in some fifty volumes containing some thirty million Chinese characters; eighty scholars from six universities and two Chinese state academies are hard at work. And this same Goethean has established concentration camps — one is reminded that Goethe’s oak tree stood on the grounds of Buchenwald.

    Dealing with Xi’s China as a geopolitical threat is proving to be less difficult than anticipated, because its aggressive stance has evoked vigorous responses from allies declared and undeclared, from Australia to India. Dealing with China as a technological competitor is also emerging as a less fearful prospect, because the reverse side of the immense amount of technology theft by China in the last two decades is the weakness of basic science in China, which leaves it bereft when the flow of technology is abruptly cut off by American security measures. But dealing with Xi and his Faustian reversion to a Maoist interpretation of Party rule will be far more difficult, especially if the destruction of Hong Kong’s liberties presages a heightened threat to Taiwan, the one place in the world that the United States must defend by statute. Only one thing can avert greater dangers: China’s reversion to the Peaceful Rise policy of 2004, which was very successful while it lasted. We may yet see this, but only after Xi Jinping’s fall, which we cannot ourselves bring about, because the fate of China lies in Chinese hands. 

    The Review Years

    “You ask me how Commerce began… One day, all of a sudden, Valéry said: ‘Why couldn’t we continue our meetings by publishing our discussions in a review? As a title I suggest 

    Commerce, the commerce of ideas.’ That idea delighted all of us there. The editors (Larbaud, Valéry, and Fargue) were appointed immediately. Adrienne Monnier and I took respon-sibility for putting everything in motion and we started straight away.” These are the words of Marguerite Caetani, describing events in 1924. She was born Marguerite Gilbert Chapin, an American who had arrived in Europe in 1902 and married Roffredo Caetani, Prince of Bassiano. In Paris they called her “the Princess,” though she signed herself Marguerite Caetani. 

    Of the three editors, Paul Valéry was the authority, Léon-Paul Fargue a writer admired above all by other writers, and Valery Larbaud a great literary go-between, a mercurial ferryman whenever one spoke in a certain way about literature (as Italo Svevo and James Joyce could testify). Neither Marguerite Caetani, who financed Commerce, nor the three editors had anything to proclaim. There was never any question of drawing up a program for the review, nor was it ever raised in conversation with friends, however distant or occasional.

    Before the first issue had appeared, Valéry wrote to Larbaud: 

    I’m in receipt in Rome of your esteemed letter of the  12th which takes me back somewhat to the atmosphere of our lunches, infrequent though friendly. The fruit of this union is Commerce … The tedious thing is writing. … I would have been very pleased if we had founded a review where there was no need to write. You realize what advantage! Reader, author, everyone happy. 

     “Without pressing so far into the perfection of the genre, it would have been possible to fulfill what I had thought up when I was 23 and had a phobia about the penholder.

    I wanted to do a review of 2 to 4 pages. 

    Title: The Essential. 

    And nothing more than ideas, in 2 or 3 lines. None other than the lean… 

    It could be signed with initials, for economy

    Marguerite Caetani’s name never appeared in the twenty-eight issues of Commerce. The review’s symbol was a pair of old Roman scales, an image of which appeared opposite the frontispiece of the first issue, beneath the indication of the print run (1,600 copies). Recognizing the proper weight: this was the essential premise of the review. Everything not in this balanced spirit was rejected.

    It has to be remembered that reviews were those that had spines (not the same, therefore, as general periodicals such as The New York Review of Books, The New Yorker, or the Times Literary Supplement). They are now largely a matter of the past, since literary reviews are among the considerable number of cultural forms that have gradually disappeared over the last fifty years. Their golden age, it is now clear, was between the two world wars, with notable early examples in the years straddling 1900 (La Revue Blanche, The Yellow Book, Die Insel).

    Marguerite Caetani was too elegant not to shun like the plague any semblance of a literary hostess. She was a Guermantes, not a Verdurin. This is also why she has generally escaped the attention of many rough and rapacious academics who continue to fill their mouths with “modernism” and “avant-garde.” Marguerite Caetani has not been detected by their narrow radar. Perhaps this is why little of importance has been written about her. All the more conspicuous, therefore, is  the magnificent portrait of Marguerite (or Margherita, as she calls her) that Elena Croce left us in her memoir Due città, or Two Cities. 

    It is a portrait of Marguerite Caetani’s years in Italy, when she ran the journal Botteghe Oscure between 1948 and 1960 in Rome, a journal much vaunted by Anglo-American expatriates of the time, an excellent review, but which gives the sense of a disaster that has already struck — and can only be read as a colonial version of Commerce. To see this, it is enough to put a copy of Commerce next to one of Botteghe Oscure. The comparison is entirely unfavorable to the latter: poor paper quality, less appealing format and page layout, too many contributors (this was the review’s main defect, which risked straying into the realms of well-meaning amateurishness). And yet, as the Italian critic Pietro Citati observed in an interview, “Botteghe Oscure was the finest Italian literary review of that time, infinitely finer than Politecnico, Paragone, etc. etc., which are much better known.”

    The writer and poet Georges Limbour wrote an ode to the index of Commerce, which began with “Artaud” and ended with “Zen.” This was the peculiar wonder of Commerce: almost all the names there resonate, they still have something to say. Or at least they stir curiosity. The same cannot be said about Botteghe Oscure, where one runs through the names in certain parts of the index as in a telephone directory (there were over seven hundred published writers in five languages). Midway in its lifespan the golden age of reviews came to an end, and no one realized that it had happened. The very idea of the literary review — of the little magazine, as Americans used to call it — had come apart. And Botteghe Oscure already seemed more like a weekly almanac than a review.

    “Regal” was the word used by Elena Croce — who was generally austere in her use of adjectives — to describe Marguerite Caetani, explaining that “Margherita had alone occupied her almost sovereign role,” along with Bernard Berenson, the only possible king in the intellectual geography of an Italy that was now remote and almost undecipherable in the years immediately after World War II. She was bound to him by a friendship that was “almost the emblem of discordant harmony.” They were well practiced at exchanging friendly barbs. Berenson said of her: “She is always looking for a new art more ugly than the one before,” touching a rather sensitive point about his friend, who lived always “in wait for a completely new ‘new.’”

    Berenson, a Lithuanian Jew who had emigrated to America and masterfully integrated into the most Waspish part of Boston society, said of himself: “I have spent too much time and money making myself a gentleman” — and he had no intention whatsoever of giving up what he had achieved. Marguerite Caetani, by contrast, had grown up in Boston and her social 

    rise had required no effort. During the years of Botteghe Oscure, when a friend observed that the title of the review might be easily misinterpreted, since botteghe oscure, which means “dark shops” and refers to the ancient Roman market that once occupied the street on which the review was located, brought to mind, for Italians, the headquarters of the Communist Party far more than the address of Palazzo Caetani, her reply was: “But we have lived here for a thousand years.”

    Although he rigorously avoided all contact with the world each morning to write his Cahiers between five (or four) and seven, when faint noises began to be heard around the house, Paul Valéry was nevertheless a consummate literary strate-gist and knew perfectly well that associating his name with a review was a delicate operation and bore heavy consequences. This is clearly set out in the letter that Valéry wrote to Margue-rite Caetani in April 1924, two months before the first issue of Commerce went into print:

    If I had been able to take part in the sittings of the Secret Committee, I would have asked that our program should be stated and all provisions taken to absolutely distinguish this publication from all possible reviews. For there are now so many reviews that there is certainly no need to add another.

    It would be essential to acquire an authority, occupying in the World of Letters, or in the confines of this horrible world, a singular strategic position — that of people of absolutely free spirit, who no longer have a need to make themselves known and fire revolver shots at streetlamps, and who moreover are not connected to some kind of system… I think we will have time to talk about it again on my return, in a few weeks. I will do my best to give you a Letter, on Letters, since it is your wish, even if I don’t know where to find the time to write, considering the engagements (that I don’t keep), the inconveniences, etc. 

     I don’t think it necessary to announce the review in the press with a great fuss and to describe it in advance. I take the view that it is pointless mentioning the name of the “editors” on the front cover… It would be my view that we shouldn’t have the air of addressing the public, and as if standing on a theater stage, but that we should appear as if among ourselves, with the public authorized to watch from the window… But all of this would need to be discussed orally and in person — I kiss your hand, dear Princess, charging you with all my Roman sentiments for the Prince — and to remember me to Fargue, Larbaud, Léger — if you happen to see them these days.

    We open the first issue of Commerce and read the table of contents: Valéry, Lettre; Fargue, Épaisseurs (Densities); Larbaud, Ce vice impuni, la lecture (Reading, This Unpunished Vice); Saint-John Perse, L’amitié du Prince (Friendship of the Prince); Joyce, UlyssesFragments. The first three pieces are by the editors, and the fourth is by the review’s poet in residence (and constant advisor). The fifth is the only opening by the “Secret Committee” to the outside world — but it is Joyce’s Ulysses, and might be enough in itself.

    Let us now look at what comes first in this issue, the place usually reserved for programs, manifestos, declarations of intent — the position for all that might be most public and declared far and wide. Here, however, we find the most intimate, private, and secret of forms: a letter. It corresponds to that Letter, on Letters previously announced by Valéry to Caetani, but it appears without the clarification “on Letters.” Why? And to whom is the letter addressed? To Caetani herself, one might think, seeing that it was she who had asked for the letter. But we find this text reappearing three years later, now with the title “Letter to a Friend,” in an enlarged edition of Valery’s Monsieur Teste. So it was addressed to Monsieur Teste, the totemic forebear, emblem, and cipher for Valéry himself. And Monsieur Teste was the model — the only one, by definition — for an extreme solipsism. Writing a letter to him meant creating a dialogue inside Valery’s own head. It was a task for his double. From all of this it is already apparent that the opening Lettre in Commerce was an example of mental dramaturgy, a literary genre invented and practiced by only one author: Valéry himself, on the basis of Mallarmé.

    At the same time, Valery’s Lettre, via a contorted and specious route, is also — when we read it in the pages of the review — the equivalent of a programmatic declaration, directed at the “World of Letters,” at that “horrible world” within whose confines Commerce ought to occupy a “singular strategic position.” But how is this to be construed? The Lettre is presented as though written on a train, on a long night journey toward Paris, “this paradise of the word.” The noise of the rails, rods, and pistons mingles with an incessant mental activity. It is the “metal that forges the journey in the darkness” — and it follows that “the brain, overexcited, oppressed by cruel treatment, necessarily generates, of itself and without knowing it, a modern literature…” This serves to keep at a distance all the avant-gardisms that fire revolver shots at streetlamps.

    But there is a more important target: as the train gradually approaches Paris, the city where “verbal life is more powerful, more different, more active and capricious than everywhere else,” the “harsh murmur of the train” seems to turn into the “the buzzing of a beehive.” It is not just the World of Letters that comes into view, but the whole “western bazaar for the trading of phantoms.” And at last Valéry’s real target appears: “the activity that is called intellectual.” At this point he embarks on a game somewhere between persiflage and sarcasm. Valéry claims, in all seriousness, not to know the meaning of the word intellectual as an adjective. And he explains to his interlocutor: “You know that I am a mind of the darkest kind.”

    Yet a sudden clarity emerges when he refers to the noun intellectuals. They are the followers of opinion: “Motion-less people who cause great movement in the world. Or very lively people, who with the quick actions of their hands and their mouths demonstrate imperceptible powers and objects that were by their nature invisible […] This system of strange acts, of productions and of wonders, had the all-powerful and empty reality of a game of cards.” A diabolical hallucination was gradually taking form, wherein the author of the letter recognized a feeling of being captured as in a web. But at the same time he was implying that one could never be sufficiently far away and separate from it. It was on this intent, suitably disguised, that Commerce was founded.

    Valéry’s inaugural Lettre in Commerce could be regarded as an apologue, a kind of fable to signify that certain pages, having appeared in a review on a certain day and in a certain company, always have a different significance from that which they assume inside a book. Anyone today, on reading the Lettre, which then became Lettre d’un ami in the final version of Monsieur Teste, would find it difficult to recognize the highly strategic intention that this letter had toward the surrounding world when it appeared one day in the summer of 1924 at the start of the inaugural issue of Commerce. Reviews serve this purpose, too: to multiply and complicate meanings.

    The moment, for a review, is an essential factor. While Paul Valéry was making his night journey toward Paris, Andre Breton was writing the Manifeste du surréalisme. Commerce made its debut in August 1924, whereas the Manifeste would appear in October of that year — and the first issue of La Révolution Surréaliste in December. The covers of the two reviews seem to belong to incompatible worlds: Commerce in pale beige, its lapidary title with no explanations, accompanied only by the date and place of printing; La Révolution Surréaliste in bright orange, with three group photos, the members of the “surrealist headquarters” photographed by Man Ray, as in a school photo, and then the names of a throng of contributors in the summary, and in the middle a striking sentence: “A new declaration of human rights has to be reached,” about which there was no corresponding piece in the first issue. Benjamin Péret, the Surrealist poet who was one of the two editors, had wanted the graphics to resemble a popular science review called La Nature. The printer of La Revolution Surrealiste generally produced Catholic publications.

    Two faraway worlds, one might say, with little in common. And yet, starting from Cahier II, or the second issue, of Commerce, important texts by the surrealists are included among not many other pieces: Louis Aragon, Un vague des rêves (A Wave of Dreams), in Cahier II, which is also an account of the birth of surrealism, and Andre Breton, Introduction au discours sur le peu de réalité (Introduction to the Discourse on the Inadequacy of Reality) and Nadja, in Cahier III and XIII — and also writing by such reprobates as Antonin Artaud, Fragments d’un journal d’enfer (Fragments of a Journal of Hell), in Cahier VII and divergent figures such as the surrealist and ‘pataphysical writer Rene Daumal, Poèmes, in Cahier XXIV. Viewed retrospectively, one might say that these texts are filtered through a close mesh, as well as being among the few still fresh works in the plethora of largely vacuous writings of the group. Surrealism was a spice added to the Commerce marketplace, purified of dross and of any fanciful ambition to shoot at the streetlamps.

    What happened in 1924? According to Aragon, who was its visionary and astute chronicler, that year was swept away by “a wave of dreams” (the title of his long essay in Commerce): “Under this issue [1924] that holds a net and drags a haul of sunfish behind it, under this issue adorned with disasters, strange stars in its hair, the contagion of the dream is spread across the districts and the countryside.” This explains the fact that La Révolution Surréaliste, making its debut at the same time that Aragon’s piece was published in Commerce, would aim everything, even in the most childish manner, at this word: rêve, rêve, rêve — dream, dream, dream — as though it were heightened through repetition. 

    But Aragon himself was a shrewd cultural politician and he immediately compiled a list of “Presidents of the Dream Republic” where — alongside the writer Raymond Roussel, the anarchist assassin Germaine Berton, Picasso, De Chirico, and Freud — were the names of Léon-Paul Fargue and Saint-John Perse, founding members of the “Secret Committee” of Commerce. Even though they were surrealists, these literati did not forget the old ways. There was a subcutaneous circulation from the start between Commerce and La Révolution Surréaliste at the very moment of their launch. The proof? The phrase on “human rights,” which dominated the cover of the surrealist review, was taken from Aragon’s Vague des rêves, which appeared in the autumn of the same year in Commerce, where only there is a hint of explanation found. “All the hope that is still left in this desperate universe will direct its last delirious looks toward our pathetic stall: ‘It’s a matter of reaching a new declaration of human rights.’” The road toward that “new declaration” must have been long indeed, since nothing more was heard about it.

    Fifteen surrealists met on two evenings, in January 1928, to conduct an “Inquiry on Sexuality,” the results of which would appear two months later, with the same title and in the form of a multiple conversation, in issue number 11 of the group’s review La Révolution Surréaliste. The conversation was begun by Breton with a question: “A man and a woman make love. To what extent does the man take into account the pleasure of the woman? Tanguy?” An old question. Puzzled responses. Yves Tanguy: “To very little extent.” Others intervene. Breton steers and comments: “Naville considers therefore that materially the pleasure of the woman and that of the man, in the event of these happening simultaneously, might be translated into the emission of confused and indiscernible seminal fluids?” Pierre Naville confirms. Breton replies: “It’s impossible to verify it, unless one entertains highly questionable verbal relations with a woman.”

    Nothing more is explained: we will never know what these “highly questionable verbal relations” are. They then move on to homosexuality (here called pederasty), about which Raymond Queneau ventures to say that he has “no moral objection whatsoever.” Protests. Pierre Unik declares: “From the physical point of view, pederasty disgusts me in the same way as excrement and, from the moral point of view, I condemn it.” Queneau comments that he has observed “among surrealists a particular prejudice against pederasty.” At this point Breton has to intervene, to put things in place: “I accuse pederasts of proposing a mental and moral deficit to human tolerance that tends to form systematically and paralyze all the enterprises that I respect. I make a few exceptions, a separate category in favor of Sade and one, more surprising so far as I’m concerned, in favor of Jean Lorrain.” (The latter was an openly gay writer and dandy of an earlier generation.) Doubts over these exceptions: “Then why not priests?” Breton explains: “Priests are the people most opposed to this moral freedom.”

    And they move on, from point to point. Jacques Prévert says he would not be interested in making love in a church “due to the bells.” Péret, always extreme, says: “This is my only thought and I have a great urge to do it.” Breton agrees and explains: “I would like it to include all possible refine-ments.” Péret then reveals how he would intend to behave: “On that occasion I would like to desecrate the hosts and, if possible, defecate into the chalice.” But on this Breton makes no comment. They move on. It is established that “no one is interested in bestiality.” Breton takes over, asking: “Would it be pleasant or unpleasant for you to make love with a woman who doesn’t speak French?” Péret and Prévert have no objection at all. But Breton exclaims: “Unbearable. I have a horror of foreign languages.”

    Almost a century later, one cannot avoid noting the unfortunate lyrical affectation of all the surrealists in what they were writing then, as if a dull screen were preventing them from recognizing the childishness of their excessive imagery, as well as their wild aspirations — a kindergarten bordering on a charnel house, from which they had only just emerged, while another was being prepared.

    Still, all that — and more — on the first evening. We could easily continue with the second, which followed four days later. But the point would be the same: certain things are discovered only if a journal is established.

    T. S. Eliot, who was Marguerite Caetani’s cousin, launched The Criterion in 1922 in a situation that was the opposite of what was happening in Paris. For him, in London, it was not a question of too many literary reviews but of too few, especially those with a cosmopolitan character.

    The first person he turned to — not surprisingly — was Valery Larbaud: “I am initiating a new quarterly review, and am writing in the hope of enlisting your support. It will be small and modest in form but I think that what contents it has will be the best in London […] There is, in fact, as you very well know, no literary periodical here of cosmopolitan tendencies and international standards.” The first piece Eliot requested was Larbaud’s lecture on Joyce. The next day Eliot wrote to Hermann Hesse asking him for “one or two parts of Blick ins Chaos.” And he added: “You don’t know me: I am a contributor to the ‘Times Literary Supplement’ ” as well as “English correspondent […] for the ‘Nouvelle Revue Française’; lastly, the author of several volumes of verse and a volume of essays.”

    The Criterion also had a patroness, Lady Rothermere, of whom Ezra Pound disapproved (as moreover he scorned everything else about England): “Do remember that I know nothing whatever about Lady Rothermere, save that she, by her name, appears to have married into a family which is not interested in good literature. I am interested in civilization, but I can’t see that England has anything to do with any future civilization.” What a shame that in the same letter Pound indicated that the “real voice of England” was the Morning  Post, a newspaper that attributed all kinds of evils to Jewish conspiracies.

    When, in January 1926, The Criterion became The New Criterion, moving from the administration of Lady Rother-mere to that of the publishing house Faber & Gwyer, Eliot felt he had to show his cards and wrote an essay that began with these words: “The existence of a literary review requires more than a word of justification.” It is rarely wise to ignore Disraeli’s maxim “never explain” — nor was it in this case. Like a diligent schoolboy, Eliot set out along the path of good sense. The number of contributors should never be too many or too few. Another error to avoid would be “including too much material and representing too many interests, which are not strictly literary, or on the other hand by sticking too closely to a narrow conception of literature.” There should not be a “program” but rather a “tendency.” Authors should follow that tendency, but they should not be in too much agreement either.

    So far, it is hard to disagree. But cracks suddenly start to appear in the sensible and fair-minded approach. One notices an oblique swipe at Commerce, without naming it, which Eliot would condemn as a “miscellaneous review,” whereas the review that Eliot has in mind “should be an organ of documentation. That is to say, the bound volumes of a decade should represent the development of the keenest sensibility and the clearest thought of ten years.” At this point it becomes ever clearer that Eliot is no longer playing the role of an unbiased director but, on the contrary, is anxious to show exactly where he stands — above all that there are those whom he wishes to exclude from his review: “I believe that the modern tendency is toward something which, for want of a better name, we may call classicism.” A tendency that, under that awkward and inappropriate name, was certainly not about modernity but was about Eliot at that moment in his life.

    And he did not stop there. He had to declare who was to be followed. With a sudden candor, Eliot draws up two lists, of good and bad. The bad ones are humanitarian liberals: H. G. Wells, George Bernard Shaw, Bertrand Russell. Fairly predict-able. But who are the good ones? We discover that the first two approved books are Réflections sur la violence by Georges Sorel and L’avenir de l’intelligence (The Future of Intelligence) by Charles Maurras, and they are followed approvingly by Julien Benda, T. E. Hulme, and Irving Babbitt. The striking name is Maurras, since he was synonymous with Action Française, the political movement of the extreme right in France. It was a very peculiar version of “classicism,” then, that Eliot was advocating. 

    In the opening lines of Barbarie et poésie, published a few months earlier, Maurras had written: “We have had to add to literary criticism action in the public square. Who is to blame? It was no one’s fault that the barbarian realm was founded outside the Spirit, in the very structure of the City. The Barbarian down below, the Barbarian of the East, our Demos flanked by its two friends, the German and the Jew, made an ignoble yoke weigh heavily on the intelligence of the nation.” As for the Jew, “the right word seems to have been spoken at a famous meeting between Catulle Mendès and Jean Moréas: — To take Heine for a Frenchman! said the Jew, scandalized. — There’s nothing French about him, replied the Greek, delighted. — But, Mendès observed, neither is he German!The truth…, Moréas began, hesitating somewhat. — The fact is that he’s Jewish, Mendès exclaimed. — I didn’t dare say it to you, replied Moréas.”

    Eliot certainly was not proposing, like Maurras, to “add to literary criticism action in the public square.” But about the Jews he agreed with Maurras. For his part, Valéry, whom Eliot regarded as a “profoundly destructive, even nihilistic mind” (though this did not prevent him from thinking that Valery was also “the symbol of the poet in the first part of the twenty-first century — not Yeats, not Rilke, nor anyone else”), would continue to steer the miscellaneous Commerce without falling into the trap of taking a position. Even “classicism” was not an appropriate formula for him. But until its end in 1939, when taking a position became obligatory, The New Criterion continued to “illustrate, in its limits, the period and its tendencies.”

    One might wonder when and how the numinous and ominous figure of the female surrealist first appeared. A starting point is found on page 17 of the first issue of La Révolution Surréaliste: a series of small square photos of twenty-eight young men, without their names and in alphabetical order. At the center, larger and once again in square format, there is a photo of a woman with no name. Below, in italics, are the words: “Woman is the being who casts the largest shadow and the brightest light in our dreams. Ch. B.,” indicating Charles Baudelaire, first among the prophets.

    Who are the twenty-eight men? The surrealists of the moment, together with their chief patrons: Freud, De Chirico, Picasso. In second place, in sequence, Antonin Artaud “handsome as a wave, likeable as a catastrophe,” according to Simone Kahn, Breton’s wife. And then René Crevel, “the most handsome of the surrealists”; Jean Carrive, the youngest surrealist (sixteen); toward the bottom Man Ray and Alberto Savinio. But who is the woman in the middle, in a police identity photograph, with the sad piercing gaze?

     She is Germaine Berton, described in modern encyclopedias as a “worker, trade unionist, anarchist.” On January 22, 1923 she killed Marius Plateau with a shotgun at the headquar-ters of Action Française, where he was a secretary. He was killed by mistake. The assassin had someone more important in mind, Charles Maurras or Léon Daudet — both political leaders who started out as influential men of letters. During Berton’s trial for murder, Aragon wrote in defense of the accused that it was legitimate “to resort to terroristic methods, in particular to assassination, in order to safeguard, at the risk of losing everything, that which appears — wrongly or rightly — more precious than all else in the world.” Germaine Berton was acquitted, and in 1924 she gave a series of tumultuous anarchist lectures that led once again to her arrest. Not much is known about her life after that, until her suicide in 1942.

    So the female surrealist’s star rose with an aura of blood and death. But there was an alternative image. In the first issue of La Révolution Surréaliste there was also a magnificent photo on page 4, taken by Man Ray, of the naked headless torso of Lee Miller shaded with zebra stripes. The female surrealist would comprise the alarming gaze of Germaine Berton and the recognizable torso of Lee Miller.

    Breton’s Manifeste du surréalisme came off the press on October 15, 1924, and three days later a jointly written pamphlet titled Un cadaver appeared with a text by Breton. What had happened in the meantime? The funeral of Anatole France. Janet Flanner, the most effective and chic of Paris news reporters with her pieces for The New Yorker, noted: “I recall that at Anatole France’s funeral procession, the first of these official honorary ceremonies that I had ever seen, the cortege was followed through the streets by a group of disrespectful Surrealists, who despised his popularity and his literary style, and who shouted insults to his memory (‘Un cadavre littéraire!’) in unison every step of the way. This was possibly the first of their sadistic street manifestations and was considered a scandal, since Paris has so long been noted as a great appreciator of its intellectual figures.”

    Breton contributed to the surrealist pamphlet a short piece of which he must have been proud, since it reappeared a decade later in his book Point du jour (Break of Day), where he wrote that the year 1924 could be considered fortunate because it had seen the death of Pierre Loti, Maurice Barrès, and Anatole France: “the idiot, the traitor, and the policeman.” And he did not stop there: “In France a little human servility has gone. Let there be celebration on the day when cunning, traditionalism, patriotism, opportunism, skepticism, realism and heartlessness is buried! Let us remember that the lowest comedians of our time have found a stooge in Anatole France and we won’t forgive him for having adorned his smiling inertia with the colors of the Revolution. To close up his corpse, why not empty — if anyone wishes — one of those shacks on the quais with those old books ‘he loved so much’ and throw the whole lot in the Seine? Once dead, this man ought not to produce any more dust.” Such a miserable point had perhaps never before been reached in the highly complex history of the avant-garde.

    In contrast with the commotion during the funeral of Anatole France, five years later, as the decade and a whole way of life was drawing to a close, there was silence at the funeral of Hugo von Hofmannsthal, perhaps the only writer who could be rightly called European, among the many who claimed to be. Rudolf Kayser gave an account of it in Bifur, which sought to vie with Commerce: “We attended the funeral of Hugo von Hofmannsthal. In a small baroque village church, we were there, black and silent before that casket, around which the incense, the music, the Catholicism reigned funereal and heavy. Then we went out into a hot summer day. The dead poet and friend guided us, a small procession of people dressed in black. But along the edges the people were lined up, there were thousands of men, women, children who flowed with us into the cemetery. They knew nothing about him, nothing other than his destiny, nothing other than his name. At the graveside, beside the priests, there were some film cameramen. This was our goodbye.”

    What was there before the word “revolution” inevitably thrust itself into the title of the surrealist journal, which in 1929 became Le Surréalisme au service de la Révolution, and finally insisted on being served? There was Littérature, a monthly review, first issue in March 1919, with unremarkable graphics, title underlined, poetry in italics, prose in roman. Looking back, Breton claimed that the title ought to be construed “antiphrastically, in a spirit of mockery.” After the shock of Dada, recently arrived from Zurich, nothing could be treated with proper respect, especially literature.

    But this was not the case. Indeed, here everything has the air of transition, of a judicious blend of established powers and emerging powers, of notables and new recruits. It is enough to glance through the names on the contents page of the first issue: Gide, Valéry, Fargue, Salmon, Jacob, Reverdy, Cendrars, Paulhan, Aragon, Breton. They are all there, those who would continue on for another twenty years, old men and subver-sives, neoclassicists and presurrealists. And there is, in the table of contents, a deft game of precedence. Heading them all were Gide and Valéry, who were now established names. Then the others in random order, to Breton, who was already hoping to call the shots. It is bewildering to read the issue from start to finish, skipping nothing. At the start Gide produces fragments of his new Fruits of the Earth, with an epigraph in bold, imperious, that will be cherished by lovers of bonheur, an ideal motto for future Gentils Organisateurs of the Club Méditérranée: “Que l’homme est né pour le bonheur, / Certes toute la nature l’enseigne” (All of nature teaches that man was born for happiness). Then comes Valéry’s poem Cantique des colonnes, “Song of the Columns,” which now sounds fairly vacuous.

    But try looking through the rest of this issue of Littérature and an embarrassing feeling is gradually confirmed: it is as though everything has been sketched out by the same hand — and a hand with no conspicuous talent. Even writers such as Fargue or Cendrars, who could hardly have been confused with others, are flattened, toned down, as though they were wearing a regular uniform. All of them make improvident use of jumbled images and have a shared incapacity to explain what they are talking about. Exactly a century later, little remains of that Littérature about which they write. Yet we are still struck by the diplomatic aspect: the group photograph, a fleeting convergence of certain names that would soon vanish from the scene, with a canny game of swapping, adding in and taking out.

    The rule of the good neighbor does not apply just to books in libraries, but also to pieces in literary reviews. Indeed, it could be a criterion for testing their nature or quality. Every issue of a review can be seen as a whole, where different voices are intersected and superimposed within a pre-established landscape, with its hedgerows, avenues, fountains, and wild areas. And over time the physiognomy of the place can radically change, as if in a grotesque game. Littérature, which some of its authors regarded as a rash and ruinous enterprise, proved in the end to be a collection of bland lyrical texts, where the factor of novelty ended up almost stagnant and certainly tedious.

    It was the age of plaquettes, those slim volumes, no more than a hundred pages, sometimes less than fifty, often graphically elegant, printed in few copies, generally numbered, by publish-ers who did only that (Au Sans Pareil, K, GLM, L’Âge d’Or, among others), a dust wafting around normal books, which were very often published by Gallimard, or by the N.R.F. as it was still called. Writers could be authors of various plaquettes and of no book. There were already collectors of plaquettes and of autographs. Max Jacob was caught diligently copying out several examples of his poetry which were then to be offered as original versions for various expectant collectors. And they were searching above all for grands papiers, rare copies on special paper. That was the final period of a parallel and morganatic publishing trade, on which various antiquarians-of-the-new lived for a long while, in whose shops, in paper wrappings, there was much to explore. Those plaquettes then re-emerged, as if embalmed, in the windows of the great Parisian bookshop and gallery La Hune, well displayed, when month after month, year after year, someone was rediscovered, Artaud or Crevel or Desnos or Vaché or Cravan. It was a long paper-trail that remained in evidence until the end of the 1970s.

    Commerce came to an end in 1932. But its model, especially typographical, continued to spread throughout the 1930s. The format generally square, the title evocative and alone on the frontispiece, the absence of any preface, the names of the editors opposite the frontispiece, the predominance of new texts blended in each issue with something from the past, as well as something exotic or “oriental”: those are the characteristics of Commerce, which reappear in Bifur and Mesures. Both Bifur, which was founded in 1929, and Mesures, which was founded in 1935, would rely, as Commerce did, on foreign writers previously unknown in France, who became a sort of emblem for the review: Gottfried Benn for Bifur, in the first issue, and Constantine Cavafy for Mesures, introduced by Marguerite Yourcenar as “one of the most celebrated poets of modern Greece, and also one of the greatest, as well as the most subtle, and perhaps the most singularly new, and at the same time charged with the richness of the past,” followed immediately, by fortunate coincidence, by a part of Mount Analogue, a novel by René Daumal. And the cosmopolitan nature of the enterprise is declared in the list of “foreign advisors” for Bifur: Bruno Barilli, Gottfried Benn, Ramón Gomez de la Serna, James Joyce, Boris Pilnyak, and William Carlos Williams (only the last of these made a recognizable contribution). The list is varied and outstanding, but it isn’t easy to be cosmopolitan.

    The film critic Nino Frank, the real inventor of the review along with the artist and poet Georges Ribemont-Des-saignes, was thinking about spending some time in Berlin, for sentimental reasons, when news broke of the burning of the Reichstag. It was a good excuse to get the “Paris Journal” to commission a series of articles. But — Frank explained — by the morning of his departure “I had already forgotten the official reason for my journey.” He found that he was the only passenger in the plane. At Tempelhof he was immediately stopped and questioned, abruptly and politely. Berlin seemed to him like a city of people who “passed without looking, except for certain women, still forlorn and nervous,” while he noticed a sound in the background: metal boxes rattled by the SA, who expected donations. 

    Before leaving, Frank had one more visit to make, also connected to Bifur. He recalled: “A few years earlier, a respect-able and portly, bald-headed man, his eyes shielded by gold-rimmed glasses, rang my doorbell. I am always ill-dis-posed to such intrusions. We couldn’t understand each other since he spoke only his language, and I spoke everything apart from German. It was Gottfried Benn, with whom I had exchanged letters and with whom, in the absence of anything better, I exchanged firm handshakes.” Frank knew only that Benn was “the only poet in his country who had, toward the start of the 1930s, some density, who published little, and things of a fairly glacial incandescence. Untranslatable, they told me, and the same was said, more or less in the same years, about Boris Pasternak.” 

    Invited to his house, Frank found himself “in a poor street where on the door I read that I was about to ring at the office of Doctor Gottfried Benn, a specialist in venereal diseases. A nurse took me to his room, where I met him again, dressed in a long white coat, the man with the gold-rimmed glasses: his manner was friendly and vaguely formal and, between one patient and the next, we had an unusual conversation.” Frank wanted to know something about the state of things in Germany, but Benn spoke about his “poetical itinerary.” He stopped from time to time, “casting a rather cloudy gaze, then began talking again about Dehmel and Hofmannsthal: 

    ‘Pessimisme héroïque’ he said in French, with a heavy accent. Since I took the opportunity immediately to mention once again Hitler and the Reichstag, he shrugged these off with a gesture of slight irritation. Then, seeing my surprise, he hinted that it was a question of leaving things alone, of accepting without censure, of seeing whether these might manage to do better than the others.” But something about the conversa-tion didn’t add up. “With a pirouette unexpected in a person so solemn,” Benn suddenly started talking about gonococcus and treponema. Syphilis, he said, was no great problem, whereas gonorrhea was. Meanwhile “the windows vibrated heavily at the hum of the engines at the nearby airport.”

    Politics was pressing. Hitler had already appeared in Bifur in December 1930, in the form of a misspelling. “On the one hand, the multiplication of bourgeois parties and their collapse, on the other the expansion of the Hittler movement, were the characteristics of the Reichstag elections”: this was reported, at the beginning of the issue, in Franz Carl Weiskopf’s article on the recent German elections, the review’s first intrusion into current affairs. Weiskopf was a member of the Association of Proletarian Writers and his article was most probably imposed by Pierre G. Lévy, the review’s financial backer, a prosperous bourgeois and follower of modernity who “was leaning ever more toward militant Marxism” (in the words of Ribemont-Dessaignes) — but at the same time, in his indefatigable snobbery, had launched the journal to emulate in some way the Princess of Bassiano who ran Commerce.Others were also chomping at the bit, thirsting for political trouble. A few lines after Weiskopf’s article there appeared twenty-five-year-old Pierre Nizan, who described himself as a “philosopher, traveler and communist,” and wrote: “But why should I hide my game? I say simply that there’s a philosophy of the oppressors and a philosophy of the oppressed.” The 1930s were now in the air. There was a shrillness about everything. A great contest was under way to find the worst oppressor, always in furtherance of some oppression suffered. The next issue of Bifur began with the religious scholar and thinker Henry Corbin’s translation of Heidegger’s “What is Metaphysics?” which Alexandre Koyré introduced with these words: “In the philosophical firmament of Germany, the star of M. Heidegger shines with supreme radiance. According to some it is not a star but a new sun that rises and with its light eclipses all its contemporaries.” A whole variety of games was being played all at once. 

    There was also the announcement of a Great Game that is still open. “Le Grand Jeu is irremediable; it is played only once. We want to play it at every moment of our life. And moreover ‘he who loses wins.’ Because it’s a question of losing. We want to win. Now, Le Grand Jeu is a game of chance, namely of dexterity, or rather, of ‘grace’: the grace of God and the grace of gestures.” These are that words that Roger Gilbert-Lecomte used to launch the first issue of Le Grand Jeu in the winter of 1928 — words that escaped the Surrealist web. The words “grace of God” were unthinkable elsewhere, and also “grace of gestures.” This was the point that most irritated Breton and Aragon, who in their response to the new journal were temporary reincarnations of Monsieur Hommais. In their view, those words transformed the youngsters of Le Grand Jeu (Daumal was twenty, Gilbert-Lecomte twenty-one) from potential allies into certain reprobates. The most serious charge against the new journal was “the constant use of the word ‘God’ further aggravated by the fact that one of the articles states that it is referring to a single God in three persons.” To this charge was added “a blunt remark that declared the preference given to Landru [a French serial killer of women] over Sacco and Vanzetti.”

    Here was the sound of something radically divergent, ready to strike out in a different direction. This was no longer a literary dispute or a clash between avant-garde sects. The new review was interested in identifying a “fundamental experience,” as Daumal would call it, from which everything else had to follow, including Scripture. And of course the review itself. Only three issues of Le Grand Jeu appeared; the journal closed in the autumn of 1930. But from its very first lines one sensed an “air of other planets.” It was a review that was taking its leave from the world of reviews. And in particular, before even being expelled from it, it was distancing itself from the Surrealist atmosphere that now pervaded everything (an everything that broadly coincided with the Sixth Arrondissement). The definitive sign of that separation can be found, perhaps, in two pages by Daumal that appeared in the second issue of the journal, called “Once More on the Books of René Guénon.” One reads there that Guénon, “if he speaks of the Veda, thinks the Veda, he is the Veda.” More than describing Guénon, a French mystic and esotericist who wrote about Hinduism and converted to Islam, those words foretold what Daumal himself would become, as a writer and an interpreter and translator of Sanskrit texts, right to the end.

    Why did the season of the reviews come to an end? Mainly because the irresistible attraction of the new fell into decline, steadily fading and vanishing. “Au fond de l’Inconnu pour trouver du nouveau,” to the depths of the Unknown to find the new:  it is always a line or a phrase of Baudelaire that signals the essential features of modernity. The new that Margue-rite Caetani was seeking, and that she found at the start of Commerce, was not the same new that she sought and failed to find twenty-five years later when Botteghe Oscure began. Every-one continued to pose as new, but this was now only a sign of social recognition. And even when the new was really new, it was not always what it claimed to be. Around a century later, it is striking how all the avant-gardes were weighed down by what was already old. Everything was sustained by an amalgam of art and snobbery. But the formula gradually fell apart. Every-thing proceeded “carrying its own corpse on its back,” in the words of Roger Gilbert-Lecomte, the poet who was one of the founders of Le Grand Jeu, and the most lucid of the mutants. They had to “change level,” said Daumal, the first who managed to do so, and devoted himself to steering toward Mount Analogue, the inaccessible summit of his spiritualist novel of that name, whose subtitle is A Novel of non-Euclidean and Authentically Symbolic Adventures in Mountaineering. Having reached that empyrean, there was no more talk of literary reviews — and no need for them.

    Obviously during those years, between 1920 and 1940, some notable reviews flourished in other countries, too — in Germany, England, Italy, the United States. But in Paris there was a concentration of journals that found no equivalent elsewhere. It all happened inside the boundary of the Sixth, with occasional forays into the Seventh and the Fifth. It was said that the editors of Bifur had only to spend each day at Café de Flore and Les Deux Magots to fill the table of contents of their journal. The Paris reviews had spawned other significant offspring during the 1930s. Each was a variant of the classic format of the Parisian review: anthropological (in the style of Marcel Mauss) with Documents, edited by Georges Bataille; militant-de-lirious with Acéphale; smugly modernist with Minotaure (based in Geneva with Albert Skira, though still Parisian); the progeny of Commerce and Mesures. But the concept and the intent of the review remained unquestionable: it was created by a few and for a few, yet its ambition was absolute and limitless. This aspiration was gradually lost, until it more or less disappeared after 1945. A common thread tended no longer to be there. Literature was preparing to become what it would be in the new millennium: a matter for individuals, stubbornly separate and solitary.

    In the first issue, in March 1964, of Art and Literature, which described itself as an “international review,” and indeed was, there appeared a piece by Cyril Connolly called “Fifty Years of Little Magazines,” which reads like an epicedium, a dirge, to literary reviews:

    Little magazines are the pollinators of works of art: liter-ary movements and eventually literature itself could not exist without them. Most of the poetry of Yeats, Eliot, Pound and Auden appeared in magazines, as did The Portrait of the Artist and Ulysses, Finnegans Wake, and nearly all of Hemingway’s short stories. A good magazine brings writers together, even the most isolated, and sets them influencing their time and, when that time is past, devotes a special number to them as a funeral. 

     Little magazines are of two kinds, dynamic and eclec-tic. Some flourish on what they put in, others by whom they keep out. Dynamic magazines have a shorter life and it is around them that glamour and nostalgia crystallize. If they go on too long they will become eclectic, although the reverse process is very unusual. Eclectic magazines are also of their time, but they cannot ignore the past nor resist good writing from opposing camps. The dynamic editor runs his magazine like a commando course where picked men are trained to assault the enemy position; the eclectic editor is like a hotel proprietor whose rooms fill up every month with a different clique. 

     To give some examples: The Yellow Book was eclectic, The Savoy dynamic, The Little Review dynamic, The Dial eclectic, Transition dynamic, Life and Letters eclectic (also The Criterion and The London Mercury), Les Soirées de Paris dynamic, La Nouvelle Revue Française eclectic, […] Verve eclectic, Minotaure dynamic, etc. 

     An eclectic editor feels he has a duty to preserve certain values, to reassess famous writers, disinter others. A truly dynamic editor will completely ignore the past: his magazine will be short lived, his authors violent and obscure. The eclectic will be in constant danger of becoming complacent and middlebrow: he lasts longer and pays better. Most quarterlies are eclectic: they have so many pages and are less agitated by the time-clock.

    There is very little to add, almost sixty years later, except that it has now become unlikely that there could exist a magazine that would even publish a eulogy such as this, which was after all solidly based on facts, since Connolly himself had edited Horizon between 1939 and 1949, which is to say, during the closing years of this short history that has the advantage of a clearly defined beginning and an end, like certain short stories by Nathaniel Hawthorne.

    Chorus of the Years

    Why won’t you let me be glory, standing
    there in the mountainous half-bright shadow,
    fallen step-by-step down the staircase where
    a bad smell, urine and something else,
    unarguably an ultimate flaw,
    good to ignore years before but now not,
    not with you there above me, looking down,
    hardly clear, hard silent, except for cricks
    on the landing I strain to count, losing
    each, for what, for glory and motion,
    which can’t be claimed, neither can—I know it,
    this frowsiness we ascend by, descend
    fast to register but not recognise,
    being that it is a malevolent malice
    I left behind in brackish St Thomas,
    that ash earth place, where dark glares in vials
    and parchment with names are put in shoes to
    turn minds spider (it happened to mom),
    where speartips of cane-flags pointed at hearts
    set whole hills in tears, and rage, Jesus, rage
    evening after evening drags—let me stop
    now, halfway up the stairs; the arc’s broken
    like an hiatus at fresh water gapes
    back at the chorus of early days
    when, of course, you were the only singer,
    lifted up, granted, like fire in coal
    broken through, at last, one black ice nugget.

    Crowns

    i.m. Donald Rodney (18 May 1961 – 4 March 1998) 

    Emblems of countless martyrs
    devoured by the Atlantic,
    who remembers that slavery was monarchical,

    that historical atrocity
    came directly from the divine head,
    that gravity cannot be numbered.

    Do not seek to be venerated
    or to win the appraisal of civic awe,
    like for instance Basquiat’s crowns.

    Estimates have been made – “about 15 million” –
    but you didn’t allow your body
    to conform to that illness;

    you transformed that. But into what?
    Emblem of power and of savage mockery?
    Vehemence yet no vengeance? And yet,

    ever at the fulcrum
    like that ocean, bleak plain ink which echoes
    the aftermath of your rage

    which achieved the most difficult
    grace in the election of urgency (which is grace).
    Turbulent saccharum officinarum: you transformed all that.

    Obsessive sketching of that.
    The immense, miserable aftermath of that.
    Concentric abyss that your crowns

    turning wheels within time
    inexhaustible after a splash opens
    the death clinic chasm, turning

    the aftermath of surgery and slavery,
    growing irrepressibly without end, blood’s
    real provenance of what survives. And what survives

    is diaspora. (Braced, sotto voce, in this
    parenthesis, is your perpetual rage.)
    All else constitutes a lived fable.